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- Tasks: Shape compliance strategy and mitigate risks in a dynamic fintech environment.
- Company: Join a leading global tech platform tackling major financial challenges with AI-driven solutions.
- Benefits: Enjoy hybrid working, a supportive culture, and opportunities for personal growth.
- Why this job: Be part of a top-rated company known for its entrepreneurial spirit and commitment to inclusivity.
- Qualifications: Strong regulatory compliance background in financial services or fintech is essential.
- Other info: We welcome applications from diverse backgrounds and provide support for applicants with disabilities.
The predicted salary is between 43200 - 72000 £ per year.
Location: London – 3 days a week hybrid
Industry: Fintech | Payments | Banking
As a Compliance Manager, you’ll work cross-functionally with Legal, Risk, Security & Technology, Operational Resilience, and core business teams to identify, assess, and mitigate compliance risks across international operations. You’ll play a key role in shaping compliance strategy, influencing product development, and ensuring the client remains ahead of evolving regulatory requirements.
Key Responsibilities:
- Collaborate proactively with internal teams to understand current and emerging compliance risks.
- Provide clear, strategic compliance advice on the development and launch of new regulated financial services products.
- Support the development and execution of the compliance strategy, aligned with all relevant legal and regulatory obligations.
- Lead compliance management of FCA high-focus areas including governance, regulatory adherence, policy management, and internal controls.
- Ensure continued compliant growth of international business across the EMEA region.
- Monitor and support implementation of current and upcoming EU and UK regulatory initiatives (e.g. PSD2, RTS, GDPR, EMD, SEPA, cross-border payments).
- Work closely with senior leadership to ensure a strong compliance culture and informed decision-making across the business.
What We’re Looking For:
- Strong background in regulatory compliance within financial services or fintech environments.
- Deep understanding of EMEA regulatory frameworks and specific experience with FCA requirements.
- Experience advising on compliance implications of product development and international expansion.
- Proven ability to work across departments and build relationships with senior stakeholders.
- Proactive, analytical mindset with excellent communication and problem-solving skills.
Client Description
Our Client is a global technology platform that specialises in overcoming the world’s most important financial challenges. Their products and services are driven by artificial intelligence, and their accounting software is one of their most recognisable creations. Considered one of the top companies to work for, they are proud of their company culture and entrepreneurial spirit. Aquent is dedicated to improving inclusivity & is proudly an equal opportunities employer. We encourage applications from under-represented groups & are committed to providing support to applicants with disabilities. We aim to provide reasonable accommodation for any part of the employment process to those with a medical condition, disability or neurodivergence.
Senior Compliance Specialist employer: Aquent
Contact Detail:
Aquent Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Specialist
✨Tip Number 1
Familiarise yourself with the latest FCA regulations and compliance frameworks relevant to the fintech industry. This knowledge will not only help you in interviews but also demonstrate your proactive approach to staying updated on compliance matters.
✨Tip Number 2
Network with professionals in the compliance field, especially those working in fintech or financial services. Attend industry events or webinars to connect with potential colleagues and learn about the latest trends and challenges in compliance.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully navigated compliance challenges in previous roles. Highlight your experience in cross-departmental collaboration and how it has positively impacted compliance outcomes.
✨Tip Number 4
Research our company culture and values at StudySmarter. Understanding our commitment to inclusivity and support for diverse applicants can help you align your responses during interviews and show that you're a good fit for our team.
We think you need these skills to ace Senior Compliance Specialist
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in regulatory compliance, particularly within financial services or fintech. Emphasise your understanding of EMEA regulatory frameworks and any specific FCA requirements you've dealt with.
Craft a Compelling Cover Letter: In your cover letter, demonstrate your proactive and analytical mindset. Discuss how your previous experiences align with the key responsibilities of the role, especially your ability to collaborate across departments and influence product development.
Showcase Relevant Skills: Highlight your communication and problem-solving skills in both your CV and cover letter. Provide examples of how you've successfully navigated compliance challenges and built relationships with senior stakeholders.
Research the Company Culture: Familiarise yourself with the company's values and culture, especially their commitment to inclusivity and support for under-represented groups. Mention this in your application to show that you resonate with their ethos.
How to prepare for a job interview at Aquent
✨Understand the Regulatory Landscape
Make sure you have a solid grasp of the EMEA regulatory frameworks, especially FCA requirements. Brush up on recent changes and how they might impact the company's operations, as this will show your proactive approach to compliance.
✨Demonstrate Cross-Functional Collaboration
Prepare examples of how you've successfully worked with different departments in the past. Highlight your ability to build relationships with senior stakeholders, as this is crucial for a role that requires collaboration across various teams.
✨Showcase Your Strategic Thinking
Be ready to discuss how you would shape compliance strategy and influence product development. Think about specific scenarios where you provided strategic compliance advice and how it benefited the organisation.
✨Exhibit Problem-Solving Skills
Prepare to discuss challenges you've faced in compliance roles and how you overcame them. Use the STAR method (Situation, Task, Action, Result) to structure your answers, demonstrating your analytical mindset and problem-solving abilities.
