At a Glance
- Tasks: Support compliance activities in a dynamic investment banking environment and lead internal investigations.
- Company: Join Capco, a forward-thinking firm shaping the future of digital financial services.
- Benefits: Enjoy competitive salary, discretionary bonuses, health insurance, and flexible holiday options.
- Other info: Access continuous learning opportunities and be part of an inclusive, collaborative culture.
- Why this job: Make a real impact while developing expertise in compliance across multiple regions.
- Qualifications: 2+ years in financial services with strong attention to detail and stakeholder management skills.
The predicted salary is between 45000 - 55000 £ per year.
We are seeking an Associate to join the Central Compliance team, supporting core compliance activities within a dynamic investment banking environment. This is an opportunity to build expertise in a high-impact control function, working across multiple regions and regulatory frameworks while contributing to the integrity and governance of the organisation.
What You’ll Do
- Undertake compliance monitoring and reviews across key areas including conduct, inside information, and desk-based assessments
- Support and lead internal investigations into potential misconduct, maintaining objectivity and confidentiality
- Partner with senior compliance leadership across EMEA and Asia to support registrations, certifications, and training activities
- Manage processes relating to Outside Business Activities (OBAs), personal account dealing, and employee trading
- Collaborate with stakeholders across the business to ensure adherence to regulatory standards and internal policies
What We’re Looking For
- 2+ years’ experience in financial services within compliance, risk, operations, or a related control function
- Strong attention to detail with the ability to deliver accurate work in a regulated environment
- Effective time management skills, with the ability to manage multiple priorities and deadlines
- A proactive and inquisitive approach, with the confidence to identify improvement opportunities
- Strong stakeholder management and collaboration skills across varying levels of seniority
Bonus Points
- For experience supporting compliance activities within investment banking or capital markets
- Familiarity with regulatory requirements across EMEA or global jurisdictions
- Exposure to investigations or employee conduct-related processes
- Knowledge of personal account dealing or employee trading frameworks
- Experience working in a fast-paced, high-control environment
Core Benefits
- Discretionary bonus, competitive pension, health insurance, life insurance and critical illness cover.
- Mental Health: Easy access to CareFirst, Unmind, Aviva consultations, and in-house first aiders.
- Family-Friendly: Maternity, adoption, shared parental leave, plus paid leave for sickness, pregnancy loss, fertility treatment, menopause, and bereavement.
- Holiday Flexibility: 5 weeks of annual leave with the option to buy or sell holiday days based on your needs.
- Continuous Learning: Minimum 40 hours of training annually plus a dedicated business coach from day one.
Inclusion at Capco
We’re committed to making our recruitment process accessible and straightforward for everyone. If you need any adjustments at any stage, just let us know – we’ll be happy to help. We value each person’s unique perspective and contribution. At Capco, we believe that being yourself is your greatest strength. Our #BeYourselfAtWork culture encourages individuality and collaboration – a mindset that shapes how we work with clients and each other every day.
Compliance Associate - Financial Services in Glasgow employer: Aplaro Ltd
Capco is an exceptional employer, offering a dynamic and collaborative work environment in Glasgow that fosters professional growth and innovation within the financial services sector. With a strong commitment to employee well-being, including generous family-friendly policies and continuous learning opportunities, Capco empowers its team members to thrive while shaping the future of digital transformation in finance. Join us to be part of a culture that values individuality and encourages impactful contributions across diverse teams.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Associate - Financial Services in Glasgow
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Aplaro Ltd looking for candidates who are engaged and informed.
We think you need these skills to ace Compliance Associate - Financial Services in Glasgow
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Aplaro Ltd. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Aplaro Ltd
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Aplaro Ltd’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
