Senior Compliance Officer in Birmingham

We’re hiring for a Senior Compliance Officer to support our growing compliance team! To keep up with our growth in the UK and Ireland, we’re looking for a dedicated Senior Compliance Officer to assist in supporting NFP Europe’s Property & Casualty Insurance Entities and Divisions in ensuring that both internal and external business‑as‑usual compliance requirements are fulfilled. The role is an integral part of the compliance function, working collectively to ensure that NFP Europe operates effectively in accordance with relevant rules and regulations. The ideal candidate should possess a robust background in compliance, along with relevant experience within the financial services industry.

We’re looking for someone with:

• Excellent communication (verbal and written) and be an effective regulatory translator i.e. take complex regulation and make it accessible, understandable and relevant to the business so they have clarity on what is required, and what they need to do.
• Good problem‑solving skills and be solution orientated.
• Strong organisational skills and attention to detail but have the ability to take a high‑level view.
• Excellent stakeholder management skills and be able to build and maintain strong relationships with the business, while also maintaining an appropriate level of professional distance.
• Able to act as a critical friend to the business, delivering constructive challenge and identifying solutions to address issues that are identified.
• Strong understanding of the UK’s regulatory regime as it applies to general insurance activities.

Using these skills, you’ll be:

• Ensuring day‑to‑day compliance with FCA and other relevant regulatory requirements.
• Administering compliance systems and tools such as policy portals and training platforms.
• Coordinating the implementation of Consumer Duty Rules, Conduct Rules, and SMCR responsibilities.
• Ensuring timely and accurate FCA and other regulatory filings, notifications, and reports.

• Providing effective regulatory business partnering to the first line of defence (1LOD).
• Delivering pragmatic advice, technical guidance, and oversight on compliance and regulatory matters.
• Building strong collaborative relationships with 1LOD and operational departments.
• Bringing a compliance and regulatory perspective to key business forums, initiatives, and projects.
• Supporting and guiding business units through integration‑related activities.

• Acting as a liaison with external regulators and auditors.
• Preparing documentation for regulatory inspections and audits.
• Managing external and internal audit processes.
• Analysing compliance and business performance data to identify trends and provide challenge.
• Identifying and escalating potential compliance risks to senior management.
• Preparing management information and reports for entity boards, senior management, and regulatory bodies.

• Contributing to the development and maintenance of the firm’s risk register.
• Supporting the group’s assessment of regulatory risks as part of the enterprise risk management (ERM) framework.

• Monitoring compliance obligations specific to the business area.
• Interpreting new regulations and insurance‑specific legislation and advising on required business adjustments.
• Delivering briefings and training on key regulatory topics and emerging issues.

• Implementing, maintaining, and updating compliance policies and procedures.
• Ensuring policies are effectively communicated, embedded, and aligned with regulatory requirements.
• Providing guidance and training to support consistent policy application.

• Maintaining accurate and up‑to‑date compliance records, including monitoring logs and incident reports.

Who is NFP? With over 600 people in the UK and Ireland and over 8,000 employees worldwide, NFP is part of the Aon group and specialise in helping businesses in four core areas: Insurance, Health and safety, Employee benefits, HR, people and talent.

What you’ll love about working here:

• Working in a dynamic, fast‑paced organisation in an exciting industry.
• The opportunity to do globally impactful work from day one.
• Learning from industry and business line specialists with decades of experience.
• A huge variety of projects to work on and challenges to solve.
• Our People First culture, which illustrates our commitment to your wellbeing and development.
• A rich suite of employee benefits and out‑of‑work perks.

The great benefits we offer:

• Matched employer pension contributions.
• Life Assurance and Group Income Protection.
• Lifestyle discounts for well‑known brands.

• Opportunity for hybrid working.
• Generous annual leave allowance.

• Comprehensive Private healthcare.
• Healthcare cash plan.
• Additional days off throughout the year to focus on your wellbeing.

• Numerous charity fundraising challenges and events throughout the year.
• Opportunities to volunteer and give back to the community.
• Award‑winning apprenticeship program, helping local schoolchildren take their first steps into the world of work.

• Two large employee events every year for summer and Christmas.
• Enjoy out‑of‑work events and socials to get to know your team better.
• Good office locations with plenty of opportunity to socialise outside of work.

• A dedicated Inclusion and Belonging Committee, supported by our Global Advisory Board.
• Inclusive policies and procedures to ensure all of our people are treated fairly.
• Access to Business Resource Groups that can support multiple key challenges.

NFP is an inclusive Equal Employment Opportunity employer.