Compliance & Regulatory Risk Lead in London
Compliance & Regulatory Risk Lead

Compliance & Regulatory Risk Lead in London

London Full-Time 60000 - 75000 £ / year (est.) No home office possible
Antares

At a Glance

  • Tasks: Ensure compliance with regulations and support the Annual Compliance Plan.
  • Company: Global compliance firm based in Greater London.
  • Benefits: Competitive salary, professional development, and a supportive work environment.
  • Other info: Join a dynamic team focused on regulatory excellence and career growth.
  • Why this job: Play a key role in shaping compliance culture and delivering excellent customer outcomes.
  • Qualifications: Strong understanding of FCA and PRA requirements, plus compliance monitoring experience.

The predicted salary is between 60000 - 75000 £ per year.

A global compliance firm based in Greater London is seeking a Compliance Officer to ensure adherence to regulatory practices and support the delivery of the Annual Compliance Plan. The ideal candidate will have a strong understanding of FCA and PRA requirements and experience in compliance monitoring.

Responsibilities include:

  • Reviewing management information from delegated partners
  • Assessing regulatory risks associated with new arrangements

A strong compliance culture is essential for delivering good customer outcomes.

Compliance & Regulatory Risk Lead in London employer: Antares

As a leading global compliance firm located in Greater London, we pride ourselves on fostering a strong compliance culture that prioritises employee development and customer outcomes. Our collaborative work environment encourages innovation and offers numerous growth opportunities, ensuring that our team members are well-equipped to navigate the complexities of regulatory practices. With competitive benefits and a commitment to professional excellence, we are an exceptional employer for those seeking meaningful and rewarding careers in compliance.
Antares

Contact Detail:

Antares Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance & Regulatory Risk Lead in London

✨Tip Number 1

Network like a pro! Reach out to folks in the compliance and regulatory space on LinkedIn. Join relevant groups and engage in discussions to get your name out there and show off your knowledge.

✨Tip Number 2

Prepare for interviews by brushing up on FCA and PRA requirements. We recommend creating a cheat sheet of key regulations and recent changes to impress your interviewers with your up-to-date knowledge.

✨Tip Number 3

Showcase your experience in compliance monitoring during interviews. Use specific examples from your past roles to demonstrate how you've successfully managed regulatory risks and contributed to a strong compliance culture.

✨Tip Number 4

Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search!

We think you need these skills to ace Compliance & Regulatory Risk Lead in London

Understanding of FCA requirements
Understanding of PRA requirements
Compliance Monitoring
Regulatory Risk Assessment
Management Information Review
Strong Compliance Culture
Customer Outcome Focus
Analytical Skills

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights your experience with FCA and PRA requirements. We want to see how your background aligns with the role, so don’t be shy about showcasing relevant skills and achievements!

Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re passionate about compliance and how you can contribute to our strong compliance culture. Keep it concise but impactful!

Showcase Your Compliance Monitoring Experience: Since the role involves compliance monitoring, we’d love to hear about your past experiences in this area. Be specific about the tools and methods you’ve used to assess regulatory risks.

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from our team!

How to prepare for a job interview at Antares

✨Know Your Regulations

Make sure you brush up on FCA and PRA requirements before the interview. Being able to discuss these regulations confidently will show that you understand the core of the role and can navigate the compliance landscape effectively.

✨Showcase Your Monitoring Experience

Prepare specific examples from your past experience where you've successfully monitored compliance. Highlight any tools or methodologies you used, as this will demonstrate your practical knowledge and ability to assess regulatory risks.

✨Emphasise a Strong Compliance Culture

Be ready to discuss how you’ve contributed to fostering a strong compliance culture in previous roles. Share stories that illustrate your commitment to delivering good customer outcomes and how you’ve influenced others to prioritise compliance.

✨Ask Insightful Questions

Prepare thoughtful questions about the company’s compliance strategies and challenges they face. This not only shows your interest in the role but also gives you a chance to assess if the company aligns with your values regarding compliance and risk management.

Compliance & Regulatory Risk Lead in London
Antares
Location: London

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