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For Companies - Ensure effective compliance practices are operating and adhered to throughout Antares Global.
- Support the operation and ongoing development of Antares delegated authority oversight framework for MGAs and other delegated partners.
- Support the delivery of the Annual Compliance Plan.
- Provide second-line oversight of MGA underwriting, claims and distribution activities to ensure compliance with applicable FCA and PRA regulatory requirements.
- Review Management Information received from MGAs, provide independent compliance input and challenge and identifying emerging or conduct risks.
- Support the escalation of material issues to Head of Compliance and relevant governance committees.
- Support MGA and other delegated underwriting onboarding and due diligence.
- Assess regulatory risk and readiness associated with new delegated authority arrangements and support preparation of compliance input to approval / take up decisions for internal governance committees.
- Review Appointed Representatives (AR) structures where underwriting teams operate under MGA principals and assess potential regulatory implications for the firm.
- Promote a strong compliance culture throughout Antares Global; driving forward good conduct for the business to deliver good customer outcomes.
- Assist in identifying and assessing potential conflicts of interest arising from the firm’s delegated authority.
- Support the development and maintenance of internal procedures governing delegated authority arrangements.
- Carry out compliance monitoring/review activities (e.g. exception reporting and regular and ad / hoc thematic reviews)
- Maintaining compliance systems and registers/logs
- Understanding and addressing new and/or changes in regulatory requirements in order to mitigate compliance and regulatory risk
- Contributing to the success of the Compliance team by engaging with and supporting other members of the team
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Contact Detail:
Antares Recruiting Team
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Officer role. Highlight your experience with compliance practices, regulatory requirements, and any relevant frameworks you've worked with. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how you can contribute to our team at Antares Global. Be specific about your experiences and how they relate to the job description.
Showcase Your Analytical Skills: As a Compliance Officer, you'll need strong analytical skills. In your application, mention any experience you have with reviewing management information or conducting compliance monitoring. We love seeing examples of how you've identified risks and implemented solutions!
Apply Through Our Website: Don't forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team at StudySmarter!