At a Glance
- Tasks: Ensure compliance practices are effective and support the development of oversight frameworks.
- Company: Join Antares Global, a leader in compliance and regulatory excellence.
- Benefits: Competitive salary, professional growth opportunities, and a supportive team environment.
- Other info: Dynamic role with opportunities for career advancement and skill development.
- Why this job: Make a real impact by promoting a strong compliance culture and driving good customer outcomes.
- Qualifications: Experience in compliance and understanding of FCA and PRA regulations.
The predicted salary is between 40000 - 50000 £ per year.
Ensure effective compliance practices are operating and adhered to throughout Antares Global. Support the operation and ongoing development of Antares delegated authority oversight framework for MGAs and other delegated partners. Support the delivery of the Annual Compliance Plan. Provide second-line oversight of MGA underwriting, claims and distribution activities to ensure compliance with applicable FCA and PRA regulatory requirements.
Review Management Information received from MGAs, provide independent compliance input and challenge and identifying emerging or conduct risks. Support the escalation of material issues to Head of Compliance and relevant governance committees. Support MGA and other delegated underwriting onboarding and due diligence. Assess regulatory risk and readiness associated with new delegated authority arrangements and support preparation of compliance input to approval / take up decisions for internal governance committees.
Review Appointed Representatives (AR) structures where underwriting teams operate under MGA principals and assess potential regulatory implications for the firm. Promote a strong compliance culture throughout Antares Global; driving forward good conduct for the business to deliver good customer outcomes. Assist in identifying and assessing potential conflicts of interest arising from the firm's delegated authority. Support the development and maintenance of internal procedures governing delegated authority arrangements.
Carry out compliance monitoring/review activities (e.g. exception reporting and regular and ad/hoc thematic reviews). Maintain compliance systems and registers/logs. Understand and address new and/or changes in regulatory requirements in order to mitigate compliance and regulatory risk. Contribute to the success of the Compliance team by engaging with and supporting other members of the team.
Compliance Officer - AICL employer: Antares
Antares Global is an exceptional employer that fosters a strong compliance culture, ensuring that employees are supported in their professional growth and development. With a commitment to driving good conduct and delivering positive customer outcomes, the company offers a collaborative work environment where compliance professionals can thrive. Located in a dynamic sector, Antares provides unique opportunities for career advancement and engagement with industry-leading practices.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Officer - AICL
✨Tip Number 1
Network like a pro! Get out there and connect with people in the compliance field. Attend industry events, join relevant online forums, and don’t be shy about reaching out on LinkedIn. You never know who might have the inside scoop on job openings!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA and PRA regulations. Make sure you can discuss how you've handled compliance challenges in the past. We want to see that you can think critically and act decisively when it comes to compliance issues.
✨Tip Number 3
Showcase your skills through real-life examples. When you're chatting with potential employers, share specific instances where you’ve successfully navigated compliance hurdles or improved processes. This will help us see your value and how you can contribute to our compliance culture.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, we love seeing candidates who are proactive and engaged with our company. Let’s make it happen!
We think you need these skills to ace Compliance Officer - AICL
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter to highlight your experience in compliance and regulatory frameworks. We want to see how your skills align with the specific requirements of the Compliance Officer role at Antares Global.
Showcase Your Compliance Knowledge:Demonstrate your understanding of FCA and PRA regulations in your application. We’re looking for candidates who can clearly articulate their knowledge of compliance practices and how they’ve applied them in previous roles.
Be Clear and Concise:When writing your application, keep it straightforward and to the point. We appreciate clarity, so avoid jargon and ensure your key achievements stand out. This will help us quickly see why you’d be a great fit!
Apply Through Our Website:Don’t forget to submit your application through our website! It’s the best way for us to receive your details and ensures you’re considered for the role. Plus, it makes the whole process smoother for everyone involved.
How to prepare for a job interview at Antares
✨Know Your Compliance Stuff
Make sure you brush up on the latest FCA and PRA regulations. Familiarise yourself with compliance practices, especially those relevant to delegated authority frameworks. Being able to discuss these topics confidently will show that you're serious about the role.
✨Showcase Your Analytical Skills
Prepare examples of how you've identified and managed compliance risks in previous roles. Think about specific situations where you provided independent input or challenged decisions. This will demonstrate your ability to assess regulatory risks effectively.
✨Understand Antares Global's Culture
Research Antares Global and their approach to compliance. Be ready to discuss how you can contribute to promoting a strong compliance culture and driving good conduct within the business. Tailoring your answers to align with their values will make a great impression.
✨Ask Insightful Questions
Prepare thoughtful questions about the compliance team’s current challenges or upcoming projects. This shows your genuine interest in the role and helps you understand how you can fit into their plans. Plus, it gives you a chance to engage in a meaningful conversation.
