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- Tasks: Ensure compliance practices and support the development of oversight frameworks.
- Company: Join Antares, a collaborative and inclusive organisation that values every voice.
- Benefits: Access to continuous learning, professional growth, and a supportive culture.
- Other info: Dynamic environment with opportunities for empowerment and innovation.
- Why this job: Make a real impact by promoting a strong compliance culture and driving good customer outcomes.
- Qualifications: Experience in compliance and understanding of regulatory requirements.
The predicted salary is between 40000 - 50000 £ per year.
At Antares, our success starts with our people. We’re a collaborative and an inclusive organisation where every voice is valued, and every individual can grow and thrive.
We combine deep expertise with a supportive culture to deliver outstanding results for our clients and a fulfilling experience for our colleagues. Whatever stage of your career you’ll find a place to belong, contribute, develop and we’d love to hear from you.
- Ensure effective compliance practices are operating and adhered to throughout Antares Global.
- Support the operation and ongoing development of Antares delegated authority oversight framework for MGAs and other delegated partners.
- Support the delivery of the Annual Compliance Plan.
- Provide second-line oversight of MGA underwriting, claims and distribution activities to ensure compliance with applicable FCA and PRA regulatory requirements.
- Review Management Information received from MGAs, provide independent compliance input and challenge and identifying emerging or conduct risks.
- Support the escalation of material issues to Head of Compliance and relevant governance committees.
- Support MGA and other delegated underwriting onboarding and due diligence.
- Assess regulatory risk and readiness associated with new delegated authority arrangements and support preparation of compliance input to approval / take up decisions for internal governance committees.
- Review Appointed Representatives (AR) structures where underwriting teams operate under MGA principals and assess potential regulatory implications for the firm.
- Promote a strong compliance culture throughout Antares Global; driving forward good conduct for the business to deliver good customer outcomes.
- Assist in identifying and assessing potential conflicts of interest arising from the firm’s delegated authority.
- Support the development and maintenance of internal procedures governing delegated authority arrangements.
- Carry out compliance monitoring/review activities (e.g. exception reporting and regular and ad/hoc thematic reviews).
- Maintaining compliance systems and registers/logs.
- Understanding and addressing new and/or changes in regulatory requirements in order to mitigate compliance and regulatory risk.
- Contributing to the success of the Compliance team by engaging with and supporting other members of the team.
Education required for this role: At Antares, we empower our talented team members through active involvement and collaboration, driving strategic and business goals whilst delivering exceptional services to our customers and partners.
Our unique organisational structure fosters unparalleled sharing of information, knowledge and expertise, creating a vibrant and innovative working environment. Our culture of excellence is fuelled by continuous learning and development opportunities across all areas of our international operations. We believe in nurturing your potential and helping you grow with us.
- Empowerment: Be a part of decision-making processes that shape our future.
- Collaboration: Work with a diverse team of experts who share their knowledge and insights.
- Growth: Access to continuous learning and development programs to enhance your skills.
- Innovation: Thrive in an environment that encourages creativity and forward-thinking.
Join us and be a part of a team that values your contributions and supports your professional journey. Together, we can achieve greatness!
Compliance Officer - AICL in London employer: Antares Global Management Limited
Contact Detail:
Antares Global Management Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Officer - AICL in London
✨Tip Number 1
Network like a pro! Reach out to current employees at Antares on LinkedIn or through mutual connections. A friendly chat can give you insider info and might just get your foot in the door.
✨Tip Number 2
Prepare for the interview by researching Antares' compliance culture. Understand their values and how they align with your own. This will help you show that you're not just a fit for the role, but for the company too!
✨Tip Number 3
Practice common compliance officer interview questions. Think about scenarios where you've demonstrated compliance skills and be ready to share those stories. We want to hear how you handle challenges!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re genuinely interested in joining the Antares team.
We think you need these skills to ace Compliance Officer - AICL in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Compliance Officer role. Highlight relevant experience and skills that match the job description. We want to see how you can contribute to our compliance culture!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your background aligns with our values at Antares. Let us know what makes you a great fit for our team.
Showcase Your Compliance Knowledge: In your application, demonstrate your understanding of FCA and PRA regulations. We’re looking for someone who can navigate the compliance landscape, so share any relevant experiences or insights you have!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at Antares Global Management Limited
✨Know Your Compliance Stuff
Make sure you brush up on the latest FCA and PRA regulations. Antares is looking for someone who can demonstrate a solid understanding of compliance practices, so be ready to discuss how you've applied these in your previous roles.
✨Show Your Collaborative Spirit
Antares values teamwork, so think of examples where you've worked effectively with others. Be prepared to share how you’ve contributed to a team’s success, especially in compliance-related projects.
✨Prepare for Scenario Questions
Expect questions that ask how you would handle specific compliance challenges. Think through potential scenarios related to delegated authority oversight or regulatory risk assessment, and outline your thought process clearly.
✨Ask Insightful Questions
At the end of the interview, don’t shy away from asking questions. Inquire about Antares' approach to fostering a strong compliance culture or how they support continuous learning. This shows your genuine interest in the role and the company.