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For Companies At a Glance
- Tasks: Manage client relationships and oversee compliance reviews in a dynamic environment.
- Company: Join a leading firm in Financial Services, specializing in regulatory compliance.
- Benefits: Enjoy hybrid working options and a competitive salary up to £65k.
- Why this job: Be part of a team that shapes financial promotions and enhances client trust.
- Qualifications: Experience in compliance within Financial Services and knowledge of FCA regulations required.
- Other info: This is a mid-senior level full-time position based in London.
The predicted salary is between 46800 - 78000 £ per year.
Client Advisory Manager – Regulatory Compliance – London
We are seeking a dynamic and highly skilled Client Advisory Manager to join our clients Compliance team. As a Client Advisory Manager, you will play a key role in managing and strengthening client relationships, providing expert guidance to a portfolio of Appointed Representatives.
Responsibilities:
- Leading sign-off of financial promotions and compliance reviews.
- Identifying client risk whilst developing client relationships.
- Assisting with devising and delivering the business plan for the Client Advisory team.
- Policy and procedure management relating to conduct risk, financial promotions and product governance.
Criteria:
- Demonstrable experience in a compliance role within Financial Services.
- Deep understanding of FCA regulatory requirements.
- Detailed knowledge of financial promotions regime.
- Previous experience in client facing role.
Offer:
- Hybrid working (2 days on site in London)
- Up to £65k salary
If this role is of interest, please apply!
Seniority level: Mid-Senior level
Employment type: Full-time
Job function: Finance and Information Technology
Industries: Staffing and Recruiting, Financial Services, and Banking
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Client Advisory Manager employer: Anson McCade
Contact Detail:
Anson McCade Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Client Advisory Manager
✨Tip Number 1
Familiarize yourself with the latest FCA regulatory requirements and financial promotions regime. This knowledge will not only help you in interviews but also demonstrate your commitment to compliance and client advisory.
✨Tip Number 2
Network with professionals in the financial services sector, especially those in compliance roles. Engaging with industry peers can provide insights into the role and may even lead to referrals.
✨Tip Number 3
Prepare to discuss specific examples of how you've managed client relationships and identified risks in previous roles. Real-life scenarios will showcase your expertise and problem-solving skills.
✨Tip Number 4
Stay updated on current trends and challenges in the financial services industry. Being knowledgeable about the market will allow you to engage in meaningful conversations during the interview process.
We think you need these skills to ace Client Advisory Manager
Some tips for your application 🫡
Understand the Role: Make sure to thoroughly read the job description for the Client Advisory Manager position. Highlight key responsibilities and required skills, such as compliance experience and knowledge of FCA regulatory requirements.
Tailor Your CV: Customize your CV to reflect your relevant experience in compliance roles within Financial Services. Emphasize your client-facing experience and any specific achievements related to financial promotions and risk management.
Craft a Compelling Cover Letter: Write a cover letter that showcases your understanding of the role and how your background aligns with the company's needs. Mention your experience with policy management and your approach to building client relationships.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or inconsistencies. A polished application reflects your attention to detail, which is crucial in a compliance role.
How to prepare for a job interview at Anson McCade
✨Showcase Your Compliance Knowledge
Make sure to highlight your understanding of FCA regulatory requirements and the financial promotions regime. Prepare specific examples from your past experience that demonstrate your expertise in compliance within Financial Services.
✨Demonstrate Client Relationship Skills
Since this role involves managing client relationships, be ready to discuss how you've successfully built and maintained relationships in previous roles. Share stories that illustrate your ability to identify client risks while strengthening those connections.
✨Prepare for Scenario-Based Questions
Expect questions that assess your problem-solving skills in real-world scenarios. Think about potential compliance challenges you might face in this role and how you would address them, particularly in relation to financial promotions and conduct risk.
✨Align with the Business Plan
Familiarize yourself with the business plan for the Client Advisory team. Be prepared to discuss how you can contribute to its delivery and what strategies you would implement to enhance policy and procedure management in compliance.
