An excellent opportunity at a leading private equity firm
A generalist role with a broad remit across UK and global compliance matters. The successful candidate will help to ensure the firm’s adherence to regulatory requirements.
This is an exciting opportunity to contribute to a dynamic and fast paced environment with international exposure.
Key Responsibilities
- Supporting in meeting regulatory obligations.
- Monitor regulatory developments, assess their impact on the Firm, and contribute to related change projects and cross-functional compliance initiatives.
- Contribute to the Firm’s fundraising and marketing efforts including supporting compliance-related aspects of investor communications, materials and registrations.
- Lead the design and implementation of the firm’s Compliance Monitoring Programme.
- Draft and review compliance policies, procedures, and internal communications.
- Provide compliance guidance and training to staff across the Firm.
- Conduct AML and KYC reviews for transactions and portfolio companies.
- Respond to regulatory inquiries and coordinate with external auditors, legal counsel, and other service providers.
- Support the Investor Relations team with due diligence questionnaires and investor queries.
- Prepare and minute internal committee meetings sessions.
Required Background and Skills
- University degree in law or a related field (preferred but not essential).
- 4+ years of compliance or legal experience, probably within private equity
- Familiarity with regulatory landscape
- Experience drafting policies and reviewing legal and regulatory documentation.
- Strong analytical skills and attention to detail.
- Ability to work independently and elevate issues appropriately.
- Excellent communication and interpersonal skills.
- A proactive and collaborative approach to working in a global compliance team.
Senior Compliance Officer - Private Equity employer: Anonymous
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