At a Glance
- Tasks: Ensure regulatory compliance across multiple jurisdictions in asset management.
- Company: Successful investment manager based in Central London.
- Benefits: Competitive salary of £110,000 and potential flexibility in office attendance.
- Other info: Office attendance required five days a week, with some flexibility.
- Why this job: Join a dynamic team and make a real impact in compliance for asset management.
- Qualifications: Proven experience in asset management compliance, especially MIFID and UCITS.
The predicted salary is between 110000 - 110000 £ per year.
We are recruiting a compliance manager position for a successful investment manager. You’ll have hands-on responsibility for regulatory compliance across multiple jurisdictions and assist on compliance matters covering corporate compliance (COB), MIFID activities, Irish domiciled UCITS and European cross-border activities.
We’re ideally looking for someone who has proven asset management compliance experience – hopefully with a MIFID and UCITS focus. The firm is based in Central London. Please note attendance in the office is required for five days per week (although there may be flexibility on a case by case basis).
Salary circa £110,000.
Compliance Manager - Asset Management employer: Anonymous
As a leading investment manager based in Central London, we pride ourselves on fostering a dynamic work culture that values compliance excellence and professional growth. Our employees benefit from competitive salaries, comprehensive training programmes, and the opportunity to work alongside industry experts in a collaborative environment, making it an ideal place for those seeking meaningful and rewarding careers in asset management.
StudySmarter Expert Advice🤫
We think this is how you could land Compliance Manager - Asset Management
✨Tip Number 1
Network like a pro! Reach out to your connections in the asset management world and let them know you're on the hunt for a Compliance Manager role. You never know who might have the inside scoop on openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of MIFID and UCITS regulations. Be ready to discuss how your experience aligns with the compliance needs of the firm. Show them you’re not just a fit, but the perfect fit!
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, send a quick thank-you email to express your appreciation and reiterate your interest in the role. It keeps you fresh in their minds and shows your enthusiasm.
✨Tip Number 4
Apply through our website! We’ve got loads of resources to help you ace your job search. Plus, applying directly can sometimes give you a leg up over other candidates. Let’s get you that Compliance Manager position!
We think you need these skills to ace Compliance Manager - Asset Management
Some tips for your application 🫡
Tailor Your CV:Make sure your CV highlights your experience in asset management compliance, especially with MIFID and UCITS. We want to see how your skills align with the role, so don’t be shy about showcasing relevant achievements!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for our Compliance Manager position. Share specific examples of your hands-on experience with regulatory compliance across different jurisdictions.
Showcase Your Knowledge:In your application, demonstrate your understanding of corporate compliance and the specific regulations we deal with. We love candidates who can speak confidently about compliance matters and show they’re up-to-date with industry standards.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it shows you’re keen on joining our team!
How to prepare for a job interview at Anonymous
✨Know Your Regulations
Make sure you brush up on the key regulations relevant to asset management, especially MIFID and UCITS. Being able to discuss these confidently will show that you’re not just familiar with compliance but that you can apply this knowledge practically.
✨Showcase Your Experience
Prepare specific examples from your past roles where you successfully navigated compliance challenges. Highlighting your hands-on experience in regulatory compliance across different jurisdictions will set you apart from other candidates.
✨Understand the Company’s Culture
Research the investment manager's values and culture. Tailor your responses to reflect how your personal values align with theirs. This will demonstrate that you’re not only a fit for the role but also for the company as a whole.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm’s compliance strategies and challenges they face in the current regulatory landscape. This shows your genuine interest in the role and helps you assess if the company is the right fit for you.
