Regulatory & Compliance Advisor - Sales & Trading
Regulatory & Compliance Advisor - Sales & Trading

Regulatory & Compliance Advisor - Sales & Trading

City of London Full-Time 36000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Provide expert legal advice on compliance and regulatory matters in a global marketing context.
  • Company: Join Anglo American, a leader in sustainable mining with a focus on employee growth.
  • Benefits: Enjoy a competitive salary, extensive training, and opportunities for career advancement.
  • Why this job: Make a real impact by ensuring compliance and shaping the future of responsible mining.
  • Qualifications: Qualified solicitor with at least 3 years of experience in regulatory environments.
  • Other info: Be part of a diverse team committed to safety, integrity, and community respect.

The predicted salary is between 36000 - 60000 £ per year.

Overview

We’re re-imagining mining to improve people’s lives. That includes the lives of everyone who works for Anglo American. We strive to be a great company where employees are happy and inspired to do their best work. A place where every colleague can grow, develop and realise their potential. To live up to our Always with Purpose employee value proposition, we’re putting the development and growth of colleagues first by ensuring everyone at Anglo American has the career experience they deserve.

Purpose:

The Regulatory & Compliance Advisor is responsible for assisting with the management of compliance and regulatory legal risk for Anglo American Marketing on a global scale; and managing Group Legal’s support to Anglo American on wider regulatory matters.

Responsibilities

Specialist Legal Support

Support the success of Anglo American and its Marketing business by

  • Providing day to day risk-based advice and input into strategic projects to commercial and functional teams on regulatory and compliance requirements applicable to a multi-jurisdictional Marketing business including in respect of:
  • Anti-bribery and corruption
  • Anti-trust
  • Data protection
  • Fraud
  • Financial services and market conduct requirements
  • Sanctions and trade controls
  • Sustainability/ethical sourcing risk
  • Working closely with commercial and functional teams to provide timely, pragmatic and commercial advice in connection with commercial transactions, projects and strategy development, including appropriate contractual protections for risk
  • Collaborating with the internal Compliance team to provide effective operational compliance oversight and monitoring.
  • Participating in risk assessments and proactively engaging with key commercial and functional stakeholders.
  • Overseeing internal investigations with compliance or regulatory implications.
  • Engaging in internal advocacy and delivering training to raise awareness of regulatory and compliance risk, and the Company’s risk mitigation strategies and controls.
  • Providing reports in respect of provision of services at a frequency and level of detail required by Head of Legal & Compliance – Marketing or Group General Counsel. Where required, participate in briefings of General Counsel, Business management and other stakeholders.
  • Managing provision of internal and external legal services and providing legal advice in a cost-effective manner.
  • Advisory and drafting support on commodity transaction documentation
  • Health, Safety & Environment:

    • Demonstrate behaviour in line with health, safety and environmental standards and with the Group’s values
    • Set the health, safety and environmental expectations for your team and monitor behaviour so that it meets the required standards
    • Participate in relevant safety audits, inspections and observations, and address issues as part of demonstrating safety leadership

    People / Leadership:

    • Demonstrate behaviour in line with the Group’s values, standards and a professional workplace.
    • Participate as an effective team member in working collaboratively with your leader, peers and relevant others (including from other teams) to achieve business goals
    • Operating as a 4 eye review to other colleagues on questions involving regulatory risk
    • Contribute to the broader business by working with others in such a way that it optimises the overall business results, rather than just your team.

    Financial:

    • Identify any opportunities for improved cost management and either address these, or raise them with your manager as appropriate

    Work Processes:

    • Identify gaps in policy & system design, implementation or execution that are negatively impacting on your team or their performance and initiate action to address these issues, considering the impact on suppliers and customers. For policies & systems within your authority, make the required changes. For others, escalate these issues to seek action and / or look for alternative solutions

    Qualifications

    • Qualified as solicitor in England and Wales or other relevant common law jurisdiction such as Singapore, Australia or Canada
    • Minimum 3 years PQE (or equivalent)

    Knowledge

    • Strong practical understanding of global trading regulatory requirements with emphasis on UK/US regulatory requirements.
    • Experience of international commodity trading (physical and paper), preferably gained in-house within a large multinational commodities company or law firm.
    • Experience of operating within a regulated environment or working for a regulatory body.
    • Commercial awareness and pragmatism.
    • In-depth understanding of identifying and mitigating risk.
    • Broad understanding of English law or relevant common law, with mining industry experience and knowledge of mining law useful but not essential.
    • Experience of working for a global business with operations in diverse locations.
    • Commercial understanding of consequences of legal scenarios/decisions.

    Additional Information

    Who We Are

    We aim to lead the industry by pursuing ever safer ways of working, demonstrating integrity and showing care and respect for people and the planet. That means we are constantly seeking new opportunities to mine and process our products sustainably, using less water, less energy and more precise extraction technologies. Our extraordinary teams work safely and collaboratively, with the utmost consideration for local communities, our customers and the world at large.

    What We Offer

    When you join Anglo American, you can expect to enjoy a competitive salary and benefits package. But more than this, you’ll find yourself in an environment where the opportunities for learning and growth are second to none. From technical training to leadership programmes, we bring out the best in our people. There are plenty of opportunities to move onwards and upwards too. We’re a large, successful multinational company – and we’re still growing all the time.

    How We Are Committed To Your Safety

    Nothing is more important to us than ensuring you return home safely after a day’s work. To make that happen, we have the most rigorous safety standards in the industry. Not only that, we’re also continually investing in new technologies that are helping to make mining safer.

    Inclusion and Diversity

    We are committed to promoting an inclusive and diverse workplace where we value and respect every colleague for who they are. We provide equality of opportunity to enable everyone to fulfil their potential.

    #LI-AO1

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    Regulatory & Compliance Advisor - Sales & Trading employer: Anglo American / De Beers Group

    At Anglo American, we are dedicated to fostering a supportive and inspiring work environment where every employee can thrive. With a strong focus on professional development, competitive benefits, and a commitment to safety and sustainability, we empower our colleagues to reach their full potential while making a positive impact in the mining industry. Join us in a culture that values diversity and collaboration, ensuring that you not only grow your career but also contribute to meaningful change.
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    Contact Detail:

    Anglo American / De Beers Group Recruiting Team

    StudySmarter Expert Advice 🤫

    We think this is how you could land Regulatory & Compliance Advisor - Sales & Trading

    ✨Tip Number 1

    Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.

    ✨Tip Number 2

    Prepare for interviews by researching the company and its culture. Understand their values and how they align with yours. This will help you stand out and show that you're genuinely interested in being part of their team.

    ✨Tip Number 3

    Practice your responses to common interview questions, but keep it natural. We want you to sound confident and authentic, not rehearsed. Mock interviews with friends can be super helpful!

    ✨Tip Number 4

    Don’t forget to apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who are proactive about their job search.

    We think you need these skills to ace Regulatory & Compliance Advisor - Sales & Trading

    Regulatory Compliance
    Legal Risk Management
    Anti-bribery and Corruption Knowledge
    Anti-trust Regulations
    Data Protection Laws
    Fraud Prevention
    Financial Services Regulation
    Sanctions and Trade Controls
    Sustainability and Ethical Sourcing Awareness
    Contractual Risk Management
    Internal Investigations
    Training and Advocacy Skills
    Cost Management
    Global Trading Regulatory Knowledge
    Commercial Awareness

    Some tips for your application 🫡

    Tailor Your Application: Make sure to customise your CV and cover letter for the Regulatory & Compliance Advisor role. Highlight your relevant experience in compliance and regulatory matters, especially in a multi-jurisdictional context. We want to see how your skills align with our needs!

    Showcase Your Legal Expertise: Don’t hold back on showcasing your legal qualifications and experience. Mention your PQE and any specific knowledge of global trading regulations. We’re looking for someone who can hit the ground running, so let us know what you bring to the table!

    Be Clear and Concise: When writing your application, keep it clear and to the point. Use straightforward language and avoid jargon where possible. We appreciate a well-structured application that makes it easy for us to see your strengths and fit for the role.

    Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands. Plus, you’ll find all the details about the role and our company culture there!

    How to prepare for a job interview at Anglo American / De Beers Group

    ✨Know Your Regulations

    Make sure you brush up on the key regulatory and compliance requirements relevant to the role. Familiarise yourself with anti-bribery, data protection, and market conduct regulations. This will not only show your expertise but also demonstrate your commitment to the role.

    ✨Showcase Your Experience

    Prepare to discuss your previous experience in international commodity trading or working within a regulated environment. Be ready to share specific examples of how you've identified and mitigated risks in past roles, as this will highlight your practical understanding of the industry.

    ✨Engage with the Team

    Since collaboration is key in this role, think about how you can demonstrate your ability to work effectively with commercial and functional teams. Prepare examples of how you've successfully collaborated in the past and be ready to discuss how you would approach teamwork at Anglo American.

    ✨Ask Insightful Questions

    Prepare thoughtful questions that reflect your interest in the company’s values and goals. Inquire about their approach to sustainability and ethical sourcing, as well as how they support employee growth. This shows you're not just interested in the job, but also in the company's mission and culture.

    Regulatory & Compliance Advisor - Sales & Trading
    Anglo American / De Beers Group

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