At a Glance
- Tasks: Lead projects and business development in financial services, tackling complex regulatory challenges.
- Company: Join FTI Consulting, a global leader in crisis and transformation management.
- Benefits: Enjoy hybrid work, professional development, and a supportive team culture.
- Other info: Dynamic environment with opportunities for mentorship and career advancement.
- Why this job: Make a real impact in the financial sector while growing your career.
- Qualifications: Experience in financial services regulation and strong communication skills required.
The predicted salary is between 80000 - 100000 £ per year.
Who We Are
FTI Consulting is the leading global expert firm for organizations facing crisis and transformation. We work with many of the world’s top multinational corporations, law firms, banks and private equity firms on their most important issues to deliver impact that makes a difference. From resolving disputes, navigating crises, managing risk and optimizing performance, our teams respond rapidly to dynamic and complex situations. At FTI Consulting, you’ll work side-by-side with leaders who have shaped history, helping solve the biggest challenges making headlines today. From day one, you’ll be an integral part of a focused team where you can make a real impact. You’ll be surrounded by an open, collaborative culture that embraces diversity, recognition, professional development and, most importantly, you. Are you ready to make your impact?
About The Role
The Financial Services team at FTI Consulting supports financial institutions, regulators, governments and enforcement agencies across the full spectrum of financial regulation. Our service offerings include regulatory and business change programmes; governance and conduct matters; risk and regulatory advice; risk management frameworks; disputes and investigations; and remediation programmes. We work alongside our multi-disciplinary colleagues who are located in every major financial centre around the globe, enabling us to tackle any challenge our clients face. Our experts are industry and technology experts, former policy makers, regulators and economists, and forensic and communications specialists. As a Director in the Financial Services team, you will be a client-facing professional, involved in projects and business development activities from the outset.
What You’ll Do
- Project delivery: You will work as a core member of the delivery team for client projects, this includes the ability to work independently and to lead a team. Each project will be different, typically involving understanding and analysing issues, project management, stakeholder engagement, document reviews, client interviews, process walk-throughs, developing solutions and drafting reports.
- Sales: Lead and support in business development activities, such as attending client sales meetings (often as part of a bid team), drafting proposals for potential engagements and drafting presentations for introductory pitch meetings. Additionally, we would expect Directors to utilise and develop their own network of industry contacts to generate sales opportunities.
- Team building: Act as a leader in the team and support consultants and senior consultants in their career development. Additionally, you will be encouraged to build internal and external relationships, contributing to an open, collaborative working environment and to the identification and delivery of cross service line engagements.
- Thought Leadership: Directors play a crucial role in building the brand of FTI Consulting and the Financial Services team by developing and contributing to interesting and thought-provoking collateral, and by designing, organising and participating in industry events. You may also be required to travel as part of project delivery.
We are committed to developing our professionals to have outstanding consultancy skills and a strong technical understanding of regulatory matters.
How You’ll Grow
We are committed to investing and supporting you in your professional development and we have developed a range of programs focused on fostering leadership, growth and development opportunities. We aim to promote continuous learning and individual skills development through on-the-job learning, self-guided professional development courses and certifications. You’ll be assigned a dedicated coach to mentor, guide and support you through regular coaching sessions and serve as an advocate for your professional growth. As you progress through your career at FTI Consulting, we offer tailored programs for critical professional milestones to ensure you are prepared and empowered to take on your next role.
What You Will Need to Succeed
- Strong written and verbal communications skills.
- Ability to work with high levels of autonomy and as part of a large team.
- Ability to manage multiple stakeholders, including senior management / managing body.
- Ability to manage projects and deliver in a timely manner, across multiple tasks and projects whilst maintaining high quality standards.
Basic Qualifications
The Director should have experience in and the ability to demonstrate a strong understanding and working knowledge of the following areas:
- Ability to interpret and advise stakeholders (including non-UK based clients) on the UK regulatory perimeter in the financial services sector, in particular, the UK Financial Conduct Authority, FSMA and the financial crime regulation including POCA and MLR.
- Comprehensive understanding of the requirements under the FCA Handbook (in particular, COBS, SYSC and PROD), consumer duty, Senior Managers & Certification Regime, MiFID II / MiFIR (as adopted in the UK) and market abuse legislation.
- Practical and pragmatic approach and understanding of the role of risk and compliance functions in financial institutions.
- Proven practical experience with the design, development, implementation, embedding and maintenance of risk management and compliance frameworks. This includes remediation programmes, compliance policies, procedures, governance structures, gap analysis, training materials, on-going monitoring plans, assurance work and management information requirements.
- Experience with or strong understanding of FCA authorisation applications, FSMA section 165 requests and section 166 skilled person reviews.
- Experience in interpreting and advising on regulatory developments, change and in response to new business / business change.
- Experience with large-scale and complex projects.
- Degree level or equivalent experience.
- Several years of experience working in the financial services sector and advising on UK financial services regulation, either within a regulated institution, regulatory body, consultancy or legal profession.
Preferred Qualifications
- Strong broad awareness of compliance requirements globally; experience/exposure to EU and US regulation is desirable but not essential (e.g. ESMA, SEC, CFTC etc.)
Director (Risk & Regulatory), Financial Services Advisory employer: Andersch Ag
At FTI Consulting, we pride ourselves on being a leading global expert firm that fosters an open and collaborative culture, where diversity and professional development are at the forefront. As a Director in our Financial Services Advisory team based in London, you will have the opportunity to work alongside industry leaders, engage in meaningful projects, and benefit from tailored growth programs designed to enhance your consultancy skills and career trajectory. Our commitment to employee development, combined with the dynamic nature of the financial services sector, makes FTI Consulting an exceptional employer for those looking to make a significant impact.
StudySmarter Expert Advice🤫
We think this is how you could land Director (Risk & Regulatory), Financial Services Advisory
✨Tip Number 1
Network like a pro! Get out there and connect with industry folks on LinkedIn or at events. The more people you know, the better your chances of landing that Director role.
✨Tip Number 2
Show off your expertise! Prepare to discuss your insights on regulatory matters and risk management in interviews. We want to see how you can add value to our team right from the get-go.
✨Tip Number 3
Practice makes perfect! Do mock interviews with friends or mentors to refine your pitch. We need to see your confidence and ability to engage with stakeholders during the interview process.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you’re genuinely interested in joining our awesome team at FTI Consulting.
We think you need these skills to ace Director (Risk & Regulatory), Financial Services Advisory
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter for the Director role. Highlight your experience in risk and regulatory matters, and show how your skills align with what we’re looking for at FTI Consulting.
Showcase Your Communication Skills:Since strong written and verbal communication is key for this position, use clear and concise language in your application. Don’t forget to demonstrate your ability to engage with stakeholders effectively!
Highlight Relevant Experience:Be sure to include specific examples of your past work in financial services regulation. We want to see your practical experience with compliance frameworks and project management, so make it stand out!
Apply Through Our Website:We encourage you to submit your application directly through our website. It’s the best way for us to receive your details and ensures you’re considered for the role without any hiccups!
How to prepare for a job interview at Andersch Ag
✨Know Your Regulations
Make sure you brush up on the UK regulatory landscape, especially the FCA Handbook and key regulations like MiFID II and the Senior Managers & Certification Regime. Being able to discuss these confidently will show that you’re not just familiar with the rules but can also apply them in real-world scenarios.
✨Showcase Your Project Management Skills
Prepare examples of past projects where you led a team or managed multiple stakeholders. Highlight your ability to deliver high-quality results under tight deadlines. This is crucial for a Director role, so be ready to discuss specific challenges you faced and how you overcame them.
✨Demonstrate Thought Leadership
Think about how you can contribute to FTI Consulting’s brand through thought leadership. Prepare ideas for industry events or topics you could write about. This shows you’re not just looking to fit in but are eager to make a significant impact from day one.
✨Network Like a Pro
Since business development is a key part of the role, come prepared with a list of potential contacts or networks you could tap into. Discuss how you’ve successfully built relationships in the past and how you plan to leverage your network to generate sales opportunities for the firm.
