At a Glance
- Tasks: Lead the communications surveillance framework to detect and manage Market Abuse risk.
- Company: Join a major UK retail bank with a commitment to inclusivity and innovation.
- Benefits: Flexible working, competitive pay, and opportunities for professional growth.
- Other info: Work in a collaborative team with strong stakeholder engagement.
- Why this job: Make a real impact in financial compliance while developing your skills in a dynamic environment.
- Qualifications: Experience in market abuse risk and communications surveillance is essential.
The predicted salary is between 48000 - 72000 £ per year.
AMS is a global workforce solutions partner committed to creating inclusive, dynamic, and future-ready workplaces. We help organisations adapt, grow, and thrive in an ever-evolving world by building, shaping, and optimising diverse talent strategies.
Our client, a major UK retail bank, provides everyday banking services to over 17 million retail customers. The bank's expertise and services span across Business Services, Corporate Banking, Wealth Management, Group Functions, Retail and Investment Banking.
On behalf of this organisation, AMS are looking for a Communication Surveillance Lead for a 9-month contract based in Manchester, London or Edinburgh (2 times per week in the office).
Purpose of the role: As Communication Surveillance Lead you will own and enhance the communications surveillance framework, ensuring effective detection and management of Market Abuse risk across electronic and voice communications. You will work on calibration, model governance, coverage design, and data quality oversight, working closely with business, risk, compliance and surveillance teams to maintain robust, defensible controls.
What you'll do:
- Own communications surveillance calibration, optimisation and model governance.
- Design and maintain surveillance coverage models aligned to market abuse risk.
- Lead red-flag creation, testing and independent deployment testing.
- Assess data quality, lineage and control effectiveness feeding surveillance models.
- Perform adequacy and effectiveness assessments of surveillance controls.
- Conduct regulatory horizon scanning and rules mapping to surveillance coverage.
- Identify control gaps, manage issues, and deliver remediation action plans.
The skills you'll need:
- Strong understanding of Market Abuse risk and regulatory obligations (MiFID-related).
- Proven experience in communications surveillance calibration and model governance.
- Hands-on experience with Behavox or similar surveillance tooling.
- Knowledge of trade and communication surveillance techniques and industry standards.
- Experience designing and testing surveillance controls.
- Strong stakeholder management skills and ability to communicate complex issues clearly.
This client will only accept workers operating via an Umbrella or PAYE engagement model. If you are interested in applying for this position and meet the criteria outlined above, please click the link to apply and we will contact you with an update in due course.
Communication Surveillance Lead in Slough employer: AMS CWS
AMS is an exceptional employer that prioritises inclusivity and employee growth, making it a fantastic place for professionals seeking meaningful careers. With a strong commitment to fostering diverse talent strategies, employees benefit from a dynamic work culture that encourages collaboration and innovation. Located in vibrant cities like Manchester, London, and Edinburgh, the role of Communication Surveillance Lead offers unique opportunities to engage with a major UK retail bank, ensuring a rewarding experience in a supportive environment.
StudySmarter Expert Advice🤫
We think this is how you could land Communication Surveillance Lead in Slough
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by researching the company and role thoroughly. Understand their values and how your skills align with their needs. This will help you stand out and show that you're genuinely interested.
✨Tip Number 3
Practice makes perfect! Do mock interviews with friends or use online resources to get comfortable answering common questions. The more you practice, the more confident you'll feel when it counts.
✨Tip Number 4
Don't forget to follow up after interviews! A quick thank-you email can leave a lasting impression and shows your enthusiasm for the role. Plus, it keeps you on their radar as they make their decision.
We think you need these skills to ace Communication Surveillance Lead in Slough
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Communication Surveillance Lead role. Highlight your experience with market abuse risk and communications surveillance calibration, as these are key aspects of the job.
Craft a Compelling Cover Letter:Your cover letter should tell us why you're the perfect fit for this role. Use specific examples from your past experiences that demonstrate your skills in stakeholder management and communication.
Showcase Relevant Skills:Don’t forget to showcase your hands-on experience with surveillance tools like Behavox. Mention any relevant certifications or training that align with the regulatory obligations mentioned in the job description.
Apply Through Our Website:We encourage you to apply through our website for a smoother application process. This way, we can keep track of your application and get back to you with updates more efficiently!
How to prepare for a job interview at AMS CWS
✨Know Your Stuff
Make sure you brush up on your understanding of Market Abuse risk and regulatory obligations, especially MiFID-related ones. Being able to discuss these topics confidently will show that you're not just familiar with the theory but can apply it in practice.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully calibrated communications surveillance or managed model governance. Use the STAR method (Situation, Task, Action, Result) to structure your answers and make them impactful.
✨Communicate Clearly
Since this role involves stakeholder management, practice explaining complex issues in a straightforward manner. You might want to do a mock interview with a friend to refine your communication skills and ensure you can convey your thoughts clearly.
✨Ask Insightful Questions
At the end of the interview, have a few thoughtful questions ready about the company's approach to surveillance or how they handle regulatory changes. This shows your genuine interest in the role and helps you assess if the company is the right fit for you.
