At a Glance
- Tasks: Conduct Market Abuse Risk Assessments and enhance market abuse controls.
- Company: Join a major UK retail bank with a commitment to inclusivity and growth.
- Benefits: Hybrid working model, competitive pay, and opportunities for professional development.
- Other info: Dynamic role with exposure to senior stakeholders and large datasets.
- Why this job: Make a real impact in financial crime prevention while working with industry experts.
- Qualifications: Experience in Market Abuse, Fixed Income, FX, or Credit is essential.
The predicted salary is between 50000 - 60000 £ per year.
AMS is a global workforce solutions partner committed to creating inclusive, dynamic, and future-ready workplaces. We help organisations adapt, grow, and thrive in an ever-evolving world by building, shaping, and optimising diverse talent strategies.
Our client, a major UK retail bank, provides everyday banking services to over 17 million retail customers. The bank's expertise and services span across Business Services, Corporate Banking, Wealth Management, Group Functions, Retail and Investment Banking.
On behalf of this organisation, AMS are looking for a Risk and Controls Analyst (Market Abuse / Fixed Income) for a 6 month contract operating on a hybrid basis with one day per week in the London office.
Purpose of the role: You'll be conducting Market Abuse Risk Assessments on trades and supporting transformation activities arising from review findings. The project will also enhance market abuse controls and make them available to first line supervisors.
What you'll do:
- Create and maintain project and controls documentation.
- Lead and/or support planning, analysis, design, and implementation activities.
- Document, trace, and link business requirements to future state design.
- Redesign business processes to improve consistency and efficiency.
- Facilitate User Acceptance Testing (UAT) and support business users during execution.
- Help embed strategic change within the business.
- Apply subject matter expertise to assess trading behaviours, patterns, and anomalies across Fixed Income, FX, and Credit.
- Analyse trade and order data, including execution flows, pricing structures, and order book behaviour.
- Work with large datasets, deriving actionable insights and presenting findings to senior stakeholders.
The skills you'll need:
- Previous experience within Market Abuse, front-office supervision, business controls, or market abuse surveillance.
- Experience in Fixed Income, FX and Credit.
- Background as an Ex-Trader, Trader Assistant, or similar front-office adjacent role is highly advantageous.
- Strong understanding of market abuse regulations and their application across FX, Fixed Income, and Credit products.
- Solid knowledge of trading patterns and behaviours, with the ability to identify and assess anomalous activity.
- Experience in trade and order analytics, including interpretation of execution data and pricing methodologies.
- Proficient in Microsoft Excel, including advanced functions and data manipulation.
- Awareness of algorithmic and electronic trading (eTrading) workflows.
- Strong analytical mindset with exposure to change initiatives within the financial crime or conduct risk space.
- Strong communication skills, with experience engaging senior stakeholders.
Next steps: This client will only accept workers operating via an Umbrella or PAYE engagement model. If you are interested in applying for this position and meet the criteria outlined above, please click the link to apply and we will contact you with an update in due course.
Risk and Controls Analyst (Market Abuse / Fixed Income) employer: AMS CWS
AMS is an exceptional employer that prioritises inclusivity and dynamic work environments, making it an ideal place for a Risk and Controls Analyst. With a strong focus on employee growth and development, the company offers unique opportunities to engage with a major UK retail bank, enhancing your skills in market abuse risk assessments while working in a hybrid model that promotes work-life balance. Join a team that values your contributions and supports your professional journey in the heart of London.
StudySmarter Expert Advice🤫
We think this is how you could land Risk and Controls Analyst (Market Abuse / Fixed Income)
✨Tip Number 1
Network like a pro! Reach out to your connections in the finance sector, especially those who have experience in market abuse or fixed income. A friendly chat can lead to insider info about job openings that aren't even advertised yet.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of market abuse regulations and trading behaviours. We recommend doing mock interviews with friends or using online platforms to get comfortable discussing your expertise.
✨Tip Number 3
Showcase your analytical skills! Bring examples of how you've used data to derive insights in past roles. We love seeing candidates who can connect their experiences to the requirements of the Risk and Controls Analyst position.
✨Tip Number 4
Don't forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we’re here to support you every step of the way in landing that dream role.
We think you need these skills to ace Risk and Controls Analyst (Market Abuse / Fixed Income)
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Risk and Controls Analyst role. Highlight your experience in Market Abuse, Fixed Income, and any relevant analytical skills. We want to see how your background aligns with what we're looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about this role and how your skills can contribute to our client's success. Keep it concise but impactful – we love a good story!
Showcase Your Analytical Skills:Since this role involves analysing trade and order data, make sure to showcase your analytical mindset. Include examples of how you've used data to derive insights or improve processes in your previous roles. We’re all about those actionable insights!
Apply Through Our Website:Don't forget to apply through our website! It’s the best way for us to receive your application and keep track of it. Plus, it shows you’re serious about joining our team. We can't wait to hear from you!
How to prepare for a job interview at AMS CWS
✨Know Your Market Abuse Regulations
Make sure you brush up on your knowledge of market abuse regulations and how they apply to Fixed Income, FX, and Credit products. Being able to discuss specific regulations and their implications will show that you’re not just familiar with the theory but can also apply it in practice.
✨Showcase Your Analytical Skills
Prepare to discuss your experience with trade and order analytics. Bring examples of how you've interpreted execution data or identified anomalous trading patterns. This will demonstrate your analytical mindset and ability to derive actionable insights from large datasets.
✨Communicate Effectively with Stakeholders
Since strong communication skills are essential for this role, think about times when you've engaged with senior stakeholders. Be ready to share how you presented findings or facilitated discussions, as this will highlight your ability to convey complex information clearly.
✨Familiarise Yourself with UAT Processes
User Acceptance Testing (UAT) is a key part of the role, so make sure you understand the process. Prepare to discuss any past experiences where you’ve supported UAT or helped embed strategic changes within a business, as this will show your practical understanding of the role's requirements.
