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- Tasks: Advise on compliance for client onboarding and regulatory requirements in asset management.
- Company: Join Royal London, the UK's largest mutual life and pensions company with a strong member focus.
- Benefits: Enjoy a hybrid work model, competitive salary, and opportunities for professional growth.
- Other info: Be part of a trusted brand with a commitment to diversity and inclusion.
- Why this job: Make a real impact by ensuring compliance in a dynamic financial services environment.
- Qualifications: Experience in asset management compliance and strong communication skills required.
The predicted salary is between 50000 - 60000 £ per year.
Royal London is a Financial Services company with a difference. As the UK's largest mutual life, pensions and investment company, we're owned by our members and work for their benefit, not for shareholder profits. We've grown rapidly and have been recognised as one of the UK's top rated places to work. Today, Royal London has over £170 billion of assets under management, and around 4,000 employees working in five offices across the UK and Ireland.
AMS is a global workforce solutions partner committed to creating inclusive, dynamic, and future-ready workplaces. We help organisations adapt, grow, and thrive in an ever-evolving world by building, shaping, and optimising diverse talent strategies. We partner with Royal London to support their contingent Recruitment processes, acting as an extension of their recruitment team, connecting them with skilled interim and temporary professionals.
We are looking for a Distribution Compliance Officer- Asset Management based in London. It will be a hybrid model.
Purpose of the role: To act as a client-focused compliance partner to the Distribution team by advising on client onboarding and regulatory requirements, monitoring and interpreting regulatory change, and supporting the compliant creation and approval of marketing materials in the UK and internationally.
What you'll do:
- Act as the client-centric compliance partner to the Distribution team, advising on client onboarding, eligibility, and distribution-related regulatory matters.
- Monitor and interpret regulatory change, leading gap analysis and providing clear, practical guidance aligned to industry best practice.
- Review and approve UK and international marketing materials, working with senior management on complex or higher-risk items.
- Support product distribution and development, ensuring regulatory compliance across structures such as UCITS, ICAV, ACS, and segregated mandates.
- Contribute to product governance and international distribution activities, including liaison with FundRock and internal stakeholders.
- Support broader risk, compliance monitoring, and governance activities, including reporting, committee papers, and promotion of a strong compliance culture.
The skills you'll need:
- Experience in an operational asset management environment.
- Strong communication skills.
- Specialist in Distribution and marketing within Compliance.
- Working knowledge of JMLSG as it applies to fund management activities.
- Prior experience of investments activities in an asset management business within a relevant role.
- Understanding of compliance and regulatory requirements.
- Strong understanding of UK and Irish compliance and regulatory requirements.
Next steps: This client will only accept workers operating via an Umbrella/PAYE engagement model. If you are interested in applying for this position and meet the criteria outlined above, please click the link to apply and speak to one of our sourcing specialists now.
Distribution Compliance Officer- Asset Management in London employer: AMS CWS
Contact Detail:
AMS CWS Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Distribution Compliance Officer- Asset Management in London
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by researching Royal London and their values. Understand their approach to compliance and asset management so you can show how you fit into their culture and mission.
✨Tip Number 3
Practice your responses to common interview questions, especially those related to compliance and regulatory matters. We want you to feel confident and ready to showcase your expertise!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we’re here to support you every step of the way in landing that Distribution Compliance Officer role.
We think you need these skills to ace Distribution Compliance Officer- Asset Management in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Distribution Compliance Officer role. Highlight your experience in asset management and compliance, and don’t forget to mention any relevant regulatory knowledge you have. We want to see how your skills align with what Royal London is looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance in asset management and how you can contribute to Royal London’s mission. Keep it concise but impactful – we love a good story that connects your experience to the role.
Showcase Your Communication Skills: Strong communication skills are key for this role, so make sure to demonstrate them in your application. Whether it’s through clear language in your CV or a well-structured cover letter, we want to see that you can convey complex information effectively.
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way to ensure your application gets to the right people. Plus, it shows us that you’re serious about joining Royal London and being part of their amazing team.
How to prepare for a job interview at AMS CWS
✨Know Your Compliance Stuff
Make sure you brush up on your knowledge of compliance and regulatory requirements, especially as they relate to asset management. Familiarise yourself with JMLSG guidelines and be ready to discuss how they apply to fund management activities.
✨Showcase Your Communication Skills
As a Distribution Compliance Officer, strong communication is key. Prepare examples of how you've effectively communicated complex regulatory changes or compliance issues in the past. This will demonstrate your ability to act as a client-focused compliance partner.
✨Understand the Company Culture
Research Royal London’s values and their approach to mutual ownership. Be prepared to discuss how your personal values align with theirs and how you can contribute to their award-winning culture.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think of specific instances where you’ve had to monitor regulatory changes or approve marketing materials, and be ready to explain your thought process and outcomes.