At a Glance
- Tasks: Join us as an Internal Auditor, validating regulatory compliance and driving audit delivery.
- Company: AMS is a global workforce solutions firm helping organisations thrive in a changing world.
- Benefits: Enjoy a hybrid work model with 3 days in the office and 2 days remote.
- Other info: This role operates via a PAYE engagement model, ensuring a smooth payroll process.
- Why this job: Be part of a dynamic team, enhancing your skills while making a real impact in financial services.
- Qualifications: Experience in Internal Audit within Financial Services, especially in Investment Banking products is essential.
The predicted salary is between 43200 - 72000 £ per year.
We are AMS. We are a global total workforce solutions firm; we enable organisations to thrive in an age of constant change by building, re-shaping, and optimising workforces. Our Contingent Workforce Solutions (CWS) is one of our service offerings; we act as an extension of our clients\' recruitment team and provide professional interim and temporary resources.
Job description - the role
On behalf of our Financial Services Client we are looking for an Auditor for an initial 6-month contract based in the bank\'s London office on a hybrid working model of 3 days per week in the office and 2 from home.
Purpose of the role
Group Audit (GA) is seeking Audit professionals to drive audit delivery / regulatory remediation validation for their respective business / function coverage areas.
Key responsibilities
- Regulatory remediation validation including, performing validation in line with the agreed approach; identification of key risks, documentation of process flows and key controls, testing controls are designed and operating effectively; and reporting results to senior stakeholders.
- Draft high quality validation memos for review by management, facilitate issue tracking and validate closure of findings.
- Partners with other audit teams globally to ensure comprehensive audit validation and regulatory remediation.
- Proactively develop and maintain professional working relationships; communicates openly with management and internal stakeholders, keeping them informed of potential issues and escalates problems/delays promptly.
Skills and Qualifications
- Sound Knowledge and experience of Internal Audit, ideally gained from within Financial services particularly covering Investment Banking products.
- Experience of working on a previous Audit engagement covering Market Conduct Remediation or experience working within Global Markets Audit
- A strong understanding of the operational requirements and regulatory environment of a Global Bank; experience in the coverage of Market Conduct Remediation related risks and controls would be beneficial.
- Very good knowledge of auditing standards and concepts (i.e., design assessment, audit testing/sampling and operating effectiveness testing).
- Excellent team working capabilities and an ability to build strong business and team relationships, proven ability to communicate effectively at all levels; both written and verbal.
- Strong Project Management and planning skills; Financial and numerical competence and an analytical mindset.
This client will only accept workers operating via a PAYE engagement model.
AMS\'s payroll service is in partnership with Giant, we have worked with them for many years and have good processes in place to ensure you get the best service. If you are successful in your application for this role, your contract will be via Giant.
AMS, a Recruitment Process Outsourcing Company, may in the delivery of some of its services be deemed to operate as an Employment Agency or an Employment Business.
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Internal Auditor- Global Markets in Preston employer: AMS CWS
At AMS, we pride ourselves on being an exceptional employer, offering a dynamic work culture that fosters collaboration and innovation. Our London office provides a hybrid working model, allowing for flexibility while ensuring our employees are supported in their professional growth through continuous learning opportunities. Join us to be part of a global team that values your contributions and empowers you to thrive in the ever-evolving landscape of financial services.
StudySmarter Expert Advice🤫
We think this is how you could land Internal Auditor- Global Markets in Preston
✨Tip Number 1
Familiarise yourself with the latest regulatory changes in the financial services sector, especially those affecting internal audits. This knowledge will not only help you during interviews but also demonstrate your commitment to staying updated in a constantly evolving field.
✨Tip Number 2
Network with professionals already working in internal audit roles within financial services. Attend industry events or join relevant online forums to connect with others in the field. These connections can provide valuable insights and potentially lead to referrals.
✨Tip Number 3
Prepare to discuss specific examples of your previous audit experiences, particularly those related to market conduct remediation. Being able to articulate your hands-on experience will set you apart from other candidates.
✨Tip Number 4
Showcase your project management skills by discussing how you've successfully managed audit projects in the past. Highlight your ability to plan, execute, and deliver results on time, as this is crucial for the role.
We think you need these skills to ace Internal Auditor- Global Markets in Preston
Some tips for your application 🫡
Understand the Role:Read the job description thoroughly to grasp the key responsibilities and required skills. Tailor your application to highlight your relevant experience in internal audit and financial services.
Highlight Relevant Experience:In your CV and cover letter, emphasise your experience with regulatory remediation validation and any previous audit engagements, particularly in Global Markets or Investment Banking. Use specific examples to demonstrate your expertise.
Craft a Strong Cover Letter:Write a compelling cover letter that outlines your motivation for applying and how your skills align with the role. Mention your ability to communicate effectively with stakeholders and your understanding of auditing standards.
Proofread Your Application:Before submitting, carefully proofread your CV and cover letter for any spelling or grammatical errors. A polished application reflects your attention to detail, which is crucial for an auditor.
How to prepare for a job interview at AMS CWS
✨Understand the Regulatory Environment
Familiarise yourself with the regulatory landscape of global banking, especially in relation to market conduct remediation. Be prepared to discuss how your experience aligns with these regulations and how you can contribute to compliance efforts.
✨Showcase Your Audit Experience
Highlight your previous internal audit roles, particularly those within financial services. Be ready to provide specific examples of audits you've conducted, focusing on your approach to risk identification and control testing.
✨Demonstrate Strong Communication Skills
Since the role involves reporting to senior stakeholders, practice articulating complex audit findings clearly and concisely. Prepare to discuss how you maintain open communication with management and other teams during audits.
✨Prepare for Team Collaboration Questions
Expect questions about your ability to work within a team and build relationships across departments. Think of examples where you've successfully collaborated with others to achieve audit objectives or resolve issues.
