At a Glance
- Tasks: Join us as an Internal Auditor, validating regulatory compliance and driving audit delivery.
- Company: AMS is a global workforce solutions firm helping organisations thrive in a changing world.
- Benefits: Enjoy a hybrid work model with 3 days in the office and 2 days from home.
- Why this job: Be part of a dynamic team, enhancing your skills while making a real impact in financial services.
- Qualifications: Experience in Internal Audit within Financial Services, especially in Investment Banking products is essential.
- Other info: This role operates via a PAYE engagement model, ensuring a smooth payroll process.
The predicted salary is between 43200 - 72000 £ per year.
We are AMS. We are a global total workforce solutions firm; we enable organisations to thrive in an age of constant change by building, re-shaping, and optimising workforces. Our Contingent Workforce Solutions (CWS) is one of our service offerings; we act as an extension of our clients\’ recruitment team and provide professional interim and temporary resources.
Job description – the role
On behalf of our Financial Services Client we are looking for an Auditor for an initial 6-month contract based in the bank\’s London office on a hybrid working model of 3 days per week in the office and 2 from home.
Purpose of the role
Group Audit (GA) is seeking Audit professionals to drive audit delivery / regulatory remediation validation for their respective business / function coverage areas.
Key responsibilities
- Regulatory remediation validation including, performing validation in line with the agreed approach; identification of key risks, documentation of process flows and key controls, testing controls are designed and operating effectively; and reporting results to senior stakeholders.
- Draft high quality validation memos for review by management, facilitate issue tracking and validate closure of findings.
- Partners with other audit teams globally to ensure comprehensive audit validation and regulatory remediation.
- Proactively develop and maintain professional working relationships; communicates openly with management and internal stakeholders, keeping them informed of potential issues and escalates problems/delays promptly.
Skills and Qualifications
- Sound Knowledge and experience of Internal Audit, ideally gained from within Financial services particularly covering Investment Banking products.
- Experience of working on a previous Audit engagement covering Market Conduct Remediation or experience working within Global Markets Audit
- A strong understanding of the operational requirements and regulatory environment of a Global Bank; experience in the coverage of Market Conduct Remediation related risks and controls would be beneficial.
- Very good knowledge of auditing standards and concepts (i.e., design assessment, audit testing/sampling and operating effectiveness testing).
- Excellent team working capabilities and an ability to build strong business and team relationships, proven ability to communicate effectively at all levels; both written and verbal.
- Strong Project Management and planning skills; Financial and numerical competence and an analytical mindset.
This client will only accept workers operating via a PAYE engagement model.
AMS\’s payroll service is in partnership with Giant, we have worked with them for many years and have good processes in place to ensure you get the best service. If you are successful in your application for this role, your contract will be via Giant.
AMS, a Recruitment Process Outsourcing Company, may in the delivery of some of its services be deemed to operate as an Employment Agency or an Employment Business.
JBRP1_UKTJ
Internal Auditor- Global Markets employer: AMS CWS
Contact Detail:
AMS CWS Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Internal Auditor- Global Markets
✨Tip Number 1
Familiarise yourself with the latest regulatory changes in the financial services sector. Understanding current compliance requirements will not only help you in interviews but also demonstrate your proactive approach to staying informed.
✨Tip Number 2
Network with professionals in the internal audit field, especially those who have experience in global markets. Attend industry events or webinars to connect with potential colleagues and learn about their experiences, which can provide valuable insights for your application.
✨Tip Number 3
Prepare to discuss specific examples of your previous audit engagements, particularly those related to market conduct remediation. Being able to articulate your hands-on experience will set you apart from other candidates.
✨Tip Number 4
Showcase your project management skills by discussing how you've successfully managed audit projects in the past. Highlighting your ability to plan, execute, and deliver results will resonate well with the hiring team.
We think you need these skills to ace Internal Auditor- Global Markets
Some tips for your application 🫡
Understand the Role: Before applying, make sure to thoroughly read the job description for the Internal Auditor position. Understand the key responsibilities and required skills, particularly focusing on regulatory remediation validation and internal audit experience in financial services.
Tailor Your CV: Customise your CV to highlight relevant experience in internal audit, especially within investment banking or global markets. Emphasise your knowledge of auditing standards, project management skills, and any previous roles that involved market conduct remediation.
Craft a Compelling Cover Letter: Write a cover letter that connects your background to the specific requirements of the role. Mention your experience with regulatory environments and your ability to communicate effectively with stakeholders, as these are crucial for the position.
Proofread Your Application: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. A polished application reflects attention to detail, which is essential for an auditor role.
How to prepare for a job interview at AMS CWS
✨Understand the Regulatory Environment
Familiarise yourself with the regulatory landscape of global banking, especially in relation to market conduct remediation. This knowledge will help you demonstrate your expertise and understanding of the key risks involved during the interview.
✨Prepare for Technical Questions
Be ready to discuss auditing standards and concepts in detail. Brush up on design assessments, audit testing, and operating effectiveness testing, as these are crucial for the role and likely to come up in technical questions.
✨Showcase Your Teamwork Skills
Highlight your ability to build strong relationships and communicate effectively with stakeholders. Prepare examples from your past experiences where you successfully collaborated with teams or managed stakeholder expectations.
✨Demonstrate Project Management Abilities
Since strong project management skills are essential for this role, be prepared to discuss how you've planned and executed audit projects in the past. Use specific examples to illustrate your organisational skills and analytical mindset.