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- Tasks: Support the Control Room in managing Material Non-Public Information and conflicts of interest.
- Company: AMS is a global workforce solutions firm helping organizations thrive through optimized workforces.
- Benefits: Enjoy a hybrid work model and gain experience with a prestigious investment banking client.
- Why this job: Join a reputable firm making a positive impact on the UK economy and society.
- Qualifications: No specific qualifications listed; enthusiasm and a willingness to learn are key!
- Other info: This is a 6-month contract position based in London.
The predicted salary is between 43200 - 72000 £ per year.
We are AMS. We are a global total workforce solutions firm; we enable organisations to thrive in an age of constant change by building, re-shaping, and optimising workforces. Our Contingent Workforce Solutions (CWS) is one of our service offerings; we act as an extension of our clients’ recruitment team and provide professional interim and temporary resources. Our investment banking client has been present in the UK for more than 150 years, they’re a long-term partner to British business. Today, the Group is formed of 10 divisions and employs 9,300 staff based in 21 core locations right across the country. Their role is simply stated: help clients achieve their goals by combining local know-how and global reach. In so doing, they seek to make a positive, sustainable contribution to both the UK economy and society. On behalf of this organisation, AMS are looking for a Compliance Control Room Officer for a? 6-month long contract based in London (hybrid). Purpose of the role: To support management of the Control Room in ensuring the business has controls to manage the flow of Material Non-Public Information and to manage its various product lines and businesses to identify, manage, and escalate conflicts of interest to protect and enhance the reputation of the bank with its clients and regulators. As a Compliance Control Room Officer, you will:
Compliance Control Room Officer employer: AMS Contingent
Contact Detail:
AMS Contingent Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Control Room Officer
✨Tip Number 1
Familiarize yourself with the regulatory environment and compliance frameworks relevant to investment banking. Understanding the specific regulations that govern Material Non-Public Information will give you an edge in discussions during the interview.
✨Tip Number 2
Network with professionals in the compliance field, especially those who have experience in control rooms. Engaging with industry experts can provide insights into best practices and current challenges, which you can reference in your conversations with us.
✨Tip Number 3
Stay updated on recent news and trends in the financial services sector, particularly regarding compliance and risk management. Being knowledgeable about current events will demonstrate your commitment to the role and the industry.
✨Tip Number 4
Prepare to discuss specific scenarios where you identified and managed conflicts of interest in previous roles. Real-life examples will showcase your problem-solving skills and your ability to protect the reputation of the organization.
We think you need these skills to ace Compliance Control Room Officer
Some tips for your application 🫡
Understand the Role: Take the time to thoroughly read the job description for the Compliance Control Room Officer position. Understand the key responsibilities and required skills, as this will help you tailor your application.
Highlight Relevant Experience: In your CV and cover letter, emphasize any previous experience in compliance, risk management, or related fields. Use specific examples that demonstrate your ability to manage Material Non-Public Information and handle conflicts of interest.
Showcase Your Skills: Make sure to highlight skills that are particularly relevant to the role, such as analytical thinking, attention to detail, and strong communication abilities. Provide concrete examples of how you've applied these skills in past roles.
Craft a Strong Cover Letter: Write a compelling cover letter that not only outlines your qualifications but also expresses your enthusiasm for the role and the company. Mention why you want to work with AMS and how you can contribute to their mission.
How to prepare for a job interview at AMS Contingent
✨Understand the Role
Make sure you have a clear understanding of what a Compliance Control Room Officer does. Familiarize yourself with the responsibilities, especially around managing Material Non-Public Information and conflicts of interest.
✨Research the Company
Learn about the investment banking client and AMS. Understand their values, mission, and how they contribute to the UK economy. This will help you align your answers with their goals during the interview.
✨Prepare for Behavioral Questions
Expect questions that assess your problem-solving skills and ethical judgment. Prepare examples from your past experiences where you successfully managed compliance issues or conflicts of interest.
✨Ask Insightful Questions
Prepare thoughtful questions to ask at the end of the interview. Inquire about the team dynamics in the Control Room or how the company measures success in compliance management. This shows your genuine interest in the role.
