Compliance Audit Officer - Controls and Testing
Compliance Audit Officer - Controls and Testing

Compliance Audit Officer - Controls and Testing

London Temporary 43200 - 72000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Conduct independent testing and controls across business lines in Europe.
  • Company: Join AMS, a global leader in workforce solutions with a rich history in the UK.
  • Benefits: Enjoy a hybrid work model and gain experience in a prestigious investment banking environment.
  • Why this job: Make a real impact by ensuring compliance and improving methodologies in a dynamic setting.
  • Qualifications: Ideal for those with a keen eye for detail and a passion for compliance and auditing.
  • Other info: This is a 12-month contract role, perfect for gaining valuable industry experience.

The predicted salary is between 43200 - 72000 £ per year.

We are AMS. We are a global total workforce solutions firm; we enable organisations to thrive in an age of constant change by building, re-shaping, and optimising workforces. Our Contingent Workforce Solutions (CWS) is one of our service offerings; we act as an extension of our clients’ recruitment team and provide professional interim and temporary resources. Our investment banking client has been present in the UK for more than 150 years, they’re a long-term partner to British business. Today, the Group is formed of 10 divisions and employs 9,300 staff based in 21 core locations right across the country. Their role is simply stated: help clients achieve their goals by combining local know-how and global reach. In so doing, they seek to make a positive, sustainable contribution to both the UK economy and society. On behalf of this organisation, AMS is looking for a Compliance Audit Officer – Controls and Testing for a 12-month contract, based hybrid in London. Purpose of the Role: You will be responsible for carrying out assigned Independent Testing and controls across CIB business lines throughout Europe, ensuring that high-quality, impactful Independent Testing reviews and deliverables are finalised within the allocated timelines. Additionally, you will seek opportunities to continuously improve the Independent Testing and Compliance Reviews methodology a…

Compliance Audit Officer - Controls and Testing employer: AMS Contingent

At AMS, we pride ourselves on being an exceptional employer, offering a dynamic work culture that fosters collaboration and innovation. As a Compliance Audit Officer - Controls and Testing, you will benefit from our commitment to employee growth through continuous learning opportunities and a supportive environment. Located in London, you will be part of a prestigious investment banking client with a rich history, allowing you to make a meaningful impact while enjoying the advantages of a hybrid work model.
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Contact Detail:

AMS Contingent Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Compliance Audit Officer - Controls and Testing

✨Tip Number 1

Familiarize yourself with the specific compliance regulations and standards relevant to the investment banking sector. Understanding these will not only help you in interviews but also demonstrate your commitment to the role.

✨Tip Number 2

Network with professionals in the compliance and audit field, especially those who have experience in investment banking. Engaging with them can provide valuable insights and potentially lead to referrals.

✨Tip Number 3

Stay updated on the latest trends and challenges in compliance and auditing. Being knowledgeable about current events and changes in regulations can set you apart during discussions with our team.

✨Tip Number 4

Prepare to discuss your previous experiences with independent testing and controls. Be ready to share specific examples of how you've contributed to compliance improvements in past roles.

We think you need these skills to ace Compliance Audit Officer - Controls and Testing

Compliance Knowledge
Audit Methodology
Risk Assessment
Attention to Detail
Analytical Skills
Report Writing
Stakeholder Management
Project Management
Communication Skills
Problem-Solving Skills
Time Management
Regulatory Knowledge
Data Analysis
Continuous Improvement

Some tips for your application 🫡

Understand the Role: Take the time to thoroughly read the job description for the Compliance Audit Officer position. Understand the key responsibilities and required skills, as this will help you tailor your application effectively.

Highlight Relevant Experience: In your CV and cover letter, emphasize your experience in compliance auditing, controls testing, or related fields. Use specific examples that demonstrate your ability to conduct independent testing and improve methodologies.

Showcase Your Skills: Make sure to highlight any relevant certifications or training you have in compliance, auditing, or risk management. Mention your analytical skills and attention to detail, as these are crucial for the role.

Craft a Strong Cover Letter: Write a compelling cover letter that connects your background to the needs of AMS and their client. Explain why you are interested in this position and how you can contribute to their goals.

How to prepare for a job interview at AMS Contingent

✨Understand the Role

Make sure you have a clear understanding of the Compliance Audit Officer position and its responsibilities. Familiarize yourself with Independent Testing and controls, as well as the specific business lines you'll be working with.

✨Showcase Your Experience

Prepare to discuss your previous experience in compliance auditing and testing. Highlight specific examples where you've successfully conducted audits or improved methodologies, as this will demonstrate your capability for the role.

✨Emphasize Continuous Improvement

Since the role involves seeking opportunities for improvement, be ready to share ideas or past experiences where you identified inefficiencies and implemented changes that led to better outcomes.

✨Ask Insightful Questions

Prepare thoughtful questions about the company's approach to compliance and how they measure success in their audit processes. This shows your genuine interest in the role and helps you assess if it's the right fit for you.

Compliance Audit Officer - Controls and Testing
AMS Contingent
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  • Compliance Audit Officer - Controls and Testing

    London
    Temporary
    43200 - 72000 £ / year (est.)

    Application deadline: 2026-12-14

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    AMS Contingent

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