Senior Audit Associate

Senior Audit Associate

London Full-Time 36000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Plan and execute internal audit activities, presenting results to management.
  • Company: Join Columbia Threadneedle Investments, a global leader in asset management with diverse expertise.
  • Benefits: Enjoy flexible working options and a supportive, inclusive workplace culture.
  • Why this job: Make an impact by improving risk management and governance processes in a collaborative environment.
  • Qualifications: Qualified or part-qualified accountant with experience in public accounting or internal audit.
  • Other info: Opportunity for growth and career development within a global team of 2,500 professionals.

The predicted salary is between 36000 - 60000 £ per year.

Where you\’ll fit in & what our team goals are…
In your role you will plan and execute less complex portions of the internal audit plan, including audit activities and SOX/ISAE3402/SOC compliance activities, presenting objectives and results to various levels of management. You will execute on a structured approach to evaluate and improve the effectiveness of risk management, control and governance processes. Identifies control deficiencies, assesses exposure and significance, and proposes cost effective recommendations.
How you\’ll spend your time…

  • Responsible for planning and executing less complex portions of the internal audit plan, including audit activities and SOX/ISAE3402/SOC compliance activities. Gathers and provides input into risk assessments in conformance with department standards, generally in less complex areas. Presents results to various levels of client management
  • Identifies control deficiencies, assesses exposure and significance, and proposes cost effective recommendations. Monitors and validates Management Action Plan status. Recommends closure of Manangement Action Plans when actions are complete and identified deficiency has been addressed.
  • Coordinates with appropriate control groups (internal and external) in planning, and executing assigned work
  • Build & maintain strong working relationships within Asset Management.

To be successful in this role you will have…

  • Qualified or part-qualified accountant
  • Established experience in public accounting, internal audit, technology audit or related financial services field
  • Strong oral and written communication skills
  • Ability to build and maintain strong relationships across multiple teams, grades and jurisdictions
  • Your primary duty must be the performance of work requiring advanced knowledge, defined as work which is predominantly intellectual in character and which includes work requiring the consistent exercise of discretion and judgment.
  • The advanced knowledge must be in a field of science or learning; and
  • The advanced knowledge must be customarily acquired by a prolonged course of specialized intellectual instruction.

If you also had this, it would be great…

  • CISA, CISSP, CIA Auditing Certifications
  • ICAEW, ACA, ACCA, CIMA Accounting Qualifications
  • Experience running small to mid-sized projects

About Columbia Threadneedle Investments
Working at Columbia Threadneedle Investments you\’ll find growth and career opportunities across all of our businesses.
We\’re intentionally built to help you succeed. Our reach is expansive with a global team of 2,500 people working together. Our expertise is diverse with more than 650 investment professionals sharing global perspectives across all major asset classes and markets. Our clients have access to a broad array of investment strategies, and we have the capability to create bespoke solutions matched to clients\’ specific requirements.
Columbia Threadneedle is a people business and we recognise that our success is due to our talented people, who bring diversity of thought, complementary skills and capabilities. We are committed to providing an inclusive workplace that supports the diversity of our employees and reflects our broader communities and client-base.
We appreciate that work-life balance is an important factor for many when considering their next move so please discuss any flexible working requirements directly with your recruiter.
Full-Time/Part-Time
Full time
Worker Sub Type
Permanent
Job Family Group
Finance

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Senior Audit Associate employer: Ameriprise Financial

Columbia Threadneedle Investments is an exceptional employer that prioritises employee growth and career development within a diverse and inclusive work environment. With a global team of 2,500 professionals, we offer meaningful opportunities to engage in impactful audit activities while maintaining a strong focus on work-life balance and flexible working arrangements.
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Contact Detail:

Ameriprise Financial Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Senior Audit Associate

✨Tip Number 1

Familiarise yourself with the specific audit frameworks mentioned in the job description, such as SOX, ISAE3402, and SOC compliance. Understanding these frameworks will not only help you during interviews but also demonstrate your commitment to the role.

✨Tip Number 2

Network with professionals in the internal audit field, especially those who have experience in financial services. Engaging with them can provide insights into the company culture and expectations, which can be invaluable during your application process.

✨Tip Number 3

Prepare to discuss your experience with risk management and control processes in detail. Be ready to share specific examples of how you've identified control deficiencies and proposed effective recommendations in past roles.

✨Tip Number 4

Showcase your ability to build relationships across teams by preparing anecdotes that highlight your collaborative work style. This is crucial for a role that requires coordination with various control groups and client management.

We think you need these skills to ace Senior Audit Associate

Internal Audit
SOX Compliance
ISAE3402 Knowledge
SOC Compliance
Risk Management
Control Assessment
Financial Analysis
Communication Skills
Relationship Building
Project Management
Analytical Skills
Attention to Detail
Problem-Solving Skills
CISA Certification
CIA Certification
Accounting Qualifications (ICAEW, ACA, ACCA, CIMA)

Some tips for your application 🫡

Tailor Your CV: Make sure your CV highlights relevant experience in internal audit, compliance activities, and risk management. Use keywords from the job description to demonstrate that you meet the qualifications they are looking for.

Craft a Strong Cover Letter: In your cover letter, explain why you are interested in the Senior Audit Associate position and how your skills align with the company's goals. Mention any specific auditing certifications you hold, such as CISA or CIA, to strengthen your application.

Showcase Communication Skills: Since strong oral and written communication skills are essential for this role, consider including examples of how you've effectively communicated audit findings or collaborated with teams in previous positions.

Highlight Relationship Building: Emphasise your ability to build and maintain relationships across various teams and levels of management. Provide examples of past experiences where you successfully coordinated with different groups to achieve project goals.

How to prepare for a job interview at Ameriprise Financial

✨Understand the Audit Landscape

Familiarise yourself with the internal audit processes, especially SOX, ISAE3402, and SOC compliance activities. Being able to discuss these frameworks confidently will demonstrate your knowledge and readiness for the role.

✨Showcase Your Communication Skills

Since strong oral and written communication skills are crucial, prepare to articulate your thoughts clearly. Practice presenting complex information in a straightforward manner, as you will need to present results to various levels of management.

✨Highlight Relationship-Building Abilities

Emphasise your experience in building and maintaining relationships across teams. Be ready to provide examples of how you've successfully collaborated with different stakeholders in previous roles.

✨Prepare for Technical Questions

Expect questions related to your qualifications and experience in public accounting or internal audit. Brush up on relevant auditing standards and be prepared to discuss any certifications you hold, such as CISA or CIA, as they can set you apart from other candidates.

Senior Audit Associate
Ameriprise Financial
A
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