Legal Counsel - Compliance in London

Legal Counsel - Compliance in London

London Full-Time 56700 - 69300 £ / year (est.) Hybrid
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At a Glance

  • Tasks: Support legal advice for institutional business and negotiate agreements across EMEA.
  • Company: Join a diverse team at Columbia Threadneedle Investments, focused on client success.
  • Benefits: Enjoy flexible working, career growth, and a supportive culture.
  • Other info: Collaborative environment with a commitment to inclusivity and work-life balance.
  • Why this job: Make an impact in the financial sector while developing your legal expertise.
  • Qualifications: Experience in drafting agreements and understanding of UK/EU regulations required.

The predicted salary is between 56700 - 69300 £ per year.

About Columbia Threadneedle Investments. Working at Columbia Threadneedle Investments you'll find growth and career opportunities across all of our businesses. We're intentionally built to help you succeed. Our capability is diverse with more than 550 investment professionals sharing global perspectives across all major asset classes and markets. Our unwavering focus on our clients and strong financial foundation connects each of our enterprise businesses — Ameriprise Financial, Columbia Threadneedle Investments and RiverSource Insurance and Annuities.

Your role is to support the Senior Institutional Business Lawyer in delivering legal advice and support to the Institutional business of Columbia Threadneedle Investments across EMEA.

  • Draft, review, amend, negotiate and advise on Investment Management Agreements and other legal and commercial agreements in respect of new and existing clients - both for standard segregated mandates and mandates geared towards the provision of Liability Driven Investment ('LDI').
  • Provide legal support for Columbia Threadneedle Investments' institutional distribution activities across EMEA.
  • Draft, review, amend and advise on intra-group agreements, working with key stakeholders including but not limited to internal Tax and Finance teams.
  • Co-ordinate external legal advice and manage external lawyers where required.
  • Assist with addressing general and ad-hoc queries from the respective business areas.
  • Research and advise on developments in the law, regulation and practices relating to the institutional fund industry.
  • From time to time advise the Institutional business in relation to both its UK and offshore institutional pooled product ranges including: the Luxembourg domiciled LDI Fund, the UK Investment Trusts and the unit-linked pooled product range (drafting insurance policies, reinsurance policies and endorsements).

Proven experience drafting, reviewing and negotiating Investment Management Agreements and related amendments. Experience advising asset management or investment businesses gained through working in an in-house legal team within asset management or financial services, or at a reputable law firm. An understanding of the UK and wider EU regulatory environment. Ability to manage multiple tasks independently in a fast-paced environment often to very tight deadlines, whilst knowing when to escalate any issues and risks to the Senior Institutional Business Lawyer. Ability to draft contracts with minimal supervision, particularly Investment Management Agreements. Ability to balance business risk with business opportunity. Ability to provide practical and commercial advice.

In-Office Collaboration. We are a client-centric, relationship-based business. Our employees work in the office at least four (4) days per week, with flexibility to work from home one (1) day per week. Some roles may require additional in-office time or different in-office expectations, and specific requirements will be discussed during the hiring process.

Full-Time/Part-Time. Full time. Worker Sub Type: Permanent. Job Family Group: Legal Affairs. Columbia Threadneedle is a people business, and we recognise that our success is due to our talented people, who bring diversity of thought, complementary skills and capabilities. We are committed to fostering an inclusive and performance-based culture where everyone can belong, grow, contribute and realise their potential. We appreciate that work-life balance is an important factor for many when considering their next move so please discuss any flexible working requirements directly with your recruiter.

We consider all qualified applicants without regard to racial or ethnic background, religion or belief, sex or gender, nationality, genetic information, age, sexual orientation, gender identity, disability, marital status, pregnancy or maternity or any other basis prohibited by law. We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to aid your participation in the application or interview process, speak to your recruiter to discuss how we can support you.

Summary Location: London, United Kingdom Type: Full time

Legal Counsel - Compliance in London employer: Ameriprise Financial

Columbia Threadneedle Investments is an exceptional employer located in Swindon, offering a dynamic work environment that prioritises collaboration and personal growth. With a strong commitment to inclusivity and employee development, we provide ample opportunities for career advancement while maintaining a healthy work-life balance. Our culture fosters innovation and efficiency, making it an ideal place for professionals seeking meaningful and rewarding employment in the financial services sector.

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Contact Details:

Ameriprise Financial Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land Legal Counsel - Compliance in London

✨Get Involved in Law Societies

Join local law societies and attend their events – they're often a goldmine for networking and job opportunities in the legal field. Plus, it’s a great way to meet other budding lawyers and experienced solicitors who could provide vital insights and connections.

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We think you need these skills to ace Legal Counsel - Compliance in London

Legal Drafting
Negotiation Skills
Investment Management Agreements
Regulatory Knowledge
Asset Management Experience
Commercial Awareness
Research Skills

Some tips for your application 🫡

Highlight Your Legal Knowledge:When applying for a full-time role in legal services at Ameriprise Financial, make sure to demonstrate your understanding of key legal principles and areas of law relevant to the position. Include any specific coursework, modules, or certifications, like LPC or BPTC qualifications, that showcase your legal expertise directly on your CV.

Showcase Your Research Skills:In the legal field, strong research skills are crucial. Use your application to illustrate how you've utilised these skills in past studies or work experiences – whether that's through past internships or significant projects. Mention any legal databases or tools you’re proficient in, as this can give you an edge.

Tailor That Cover Letter!:Your cover letter is your chance to shine! Make it personal by expressing your genuine interest in Ameriprise Financial and the specific role of Legal Counsel - Compliance. Talk about why you want to be part of their team, how your unique experiences align with their values, and why you’re passionate about the legal sector.

Stay Formal but Friendly:While we all know the legal world can be pretty formal, don’t be afraid to let a bit of personality shine through in your written application. Use a respectful tone, but feel free to inject a little warmth; this approach can help you stand out and show you're a great fit for Ameriprise Financial’s culture!

How to prepare for a job interview at Ameriprise Financial

✨Know Your Legal Principles

Brush up on foundational legal principles relevant to the specific area of law you’re applying for, whether it’s corporate, criminal, or family law. We might get asked situational questions to test your knowledge, so being articulate about key concepts will make you stand out.

✨Be Ready for Case Studies

Full-time legal roles often involve case studies during interviews. Prepare to analyse a hypothetical case and discuss your approach to it. Practising this with a peer or mentor can help us refine our reasoning and articulate a solid legal argument.

✨Show Off Your Research Skills

As legal professionals, strong research skills are a must. Have examples ready of how you've effectively used legal databases or conducted thorough legal research in your past experiences. It's a great way to demonstrate your readiness for the role at Ameriprise Financial.

✨Exude Professionalism and Confidence

In the legal field, professionalism is key. During the interview, we should maintain good eye contact and communicate clearly to show that we’re not just knowledgeable, but also confident. This can make a positive impression on your potential colleagues at Ameriprise Financial.