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For Companies At a Glance
- Tasks: Lead transformative projects in conduct regulation for financial services clients.
- Company: Join Alvarez & Marsal, a global consulting firm with a vibrant culture.
- Benefits: Enjoy continuous learning, competitive rewards, and a focus on well-being.
- Why this job: Make a real impact in the industry while growing your career.
- Qualifications: Experience in conduct regulation and strong project management skills.
- Other info: Dynamic environment with endless growth opportunities and a fun team spirit.
The predicted salary is between 36000 - 60000 £ per year.
About Alvarez & Marsal
Alvarez & Marsal (A&M) is a global consulting firm with over 10,000 entrepreneurial, action and results-oriented professionals in over 40 countries. We take a hands-on approach to solving our clients' problems and assisting them in reaching their potential. Our culture celebrates independent thinkers and doers who positively impact our clients and shape our industry. The collaborative environment and engaging work guided by A&M's core values of Integrity, Quality, Objectivity, Fun, Personal Reward, and Inclusive Diversity—are why our people love working at A&M.
The Team
Join our dynamic Risk & Regulatory team, where you will have the opportunity to work on transformative projects for financial services clients across Europe. Our team is dedicated to delivering regulatory strategy and transformation projects, and we pride ourselves on our deep expertise in Conduct regulation. By joining us, you will be part of a team that values professional growth, collaboration, and making a significant impact in the industry.
How You Will Contribute
As a Senior Associate, you will lead and deliver regulatory strategy and transformation projects. Your responsibilities will include:
- Leading client engagements focused on conduct regulations, including Retail (Consumer Duty) and wholesale conduct, regulatory change, and more.
- Assessing client frameworks and controls against regulatory expectations.
- Developing remediation plans in response to regulatory findings.
- Providing regulatory input into M&A, authorisation, or restructuring transactions.
- Engaging with regulators on behalf of clients.
- Translating regulatory developments into client-specific impacts.
- Coaching junior team members and contributing to knowledge development.
- Contributing to proposals, thought leadership, and market positioning activities.
Qualifications
- Experience in conduct regulation, with experience in supervision, consulting, or in-house compliance.
- Deep familiarity with the FCA handbook.
- Strong project management and stakeholder engagement skills.
- Excellent analytical skills and the ability to interpret complex regulations.
- Ability to lead high-quality deliverables and present effectively to senior stakeholders.
Desirable Skills & Experience
- Experience with FCA-regulated firms.
- Knowledge of the FSMA 2000 s.166 Skilled Person regime.
- Broad financial services sector knowledge.
- Familiarity with cross-border regulatory change.
Education & Qualifications
- Strong academic background.
- Professional qualifications such as ACA/ACAMS/ICA/CISI.
Your Journey at A&M
We recognise that our people are the driving force behind our success, which is why we prioritise an employee experience that fosters each person's unique professional and personal development. Our robust performance development process promotes continuous learning, rewards your contributions, and fosters a culture of meritocracy. With top-notch training and on-the-job learning opportunities, you can acquire new skills and advance your career. We prioritise your well-being, providing benefits and resources to support you on your personal journey. Our people consistently highlight the growth opportunities, our unique, entrepreneurial culture, and the fun we have together as their favourite aspects of working at A&M. The possibilities are endless for high-performing and passionate professionals.
Senior Associate - Conduct Risk Specialist in London employer: Alvarez & Marsal
Contact Detail:
Alvarez & Marsal Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Associate - Conduct Risk Specialist in London
✨Tip Number 1
Network like a pro! Reach out to current or former employees at A&M on LinkedIn. Ask them about their experiences and any tips they might have for landing a role in the Risk & Regulatory team.
✨Tip Number 2
Prepare for the interview by brushing up on your knowledge of conduct regulations and the FCA handbook. We want to see that you can translate complex regulations into practical solutions, so practice explaining these concepts clearly.
✨Tip Number 3
Showcase your project management skills! Be ready to discuss specific examples where you've led projects or engaged with stakeholders. We love hearing about how you've made an impact in previous roles.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re genuinely interested in joining our team at A&M.
We think you need these skills to ace Senior Associate - Conduct Risk Specialist in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Senior Associate role. Highlight your experience in conduct regulation and any relevant projects you've led. We want to see how your skills align with what we're looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about the role and how you can contribute to our Risk & Regulatory team. Be genuine and let your personality come through.
Showcase Your Achievements: Don’t just list your responsibilities; showcase your achievements! Use specific examples of how you've made an impact in previous roles, especially in areas related to regulatory strategy and transformation.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It helps us keep track of your application and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at Alvarez & Marsal
✨Know Your Conduct Regulations
Make sure you brush up on your knowledge of conduct regulations, especially the FCA handbook. Being able to discuss specific regulations and their implications will show that you're not just familiar with the theory but can apply it in practice.
✨Showcase Your Project Management Skills
Prepare examples of past projects where you've successfully managed stakeholders and delivered high-quality results. This is crucial for a Senior Associate role, so be ready to discuss how you navigated challenges and led teams effectively.
✨Engage with Real Scenarios
Think about real-life scenarios where you've had to assess frameworks or develop remediation plans. Be prepared to walk through your thought process and the outcomes, as this will demonstrate your analytical skills and practical experience.
✨Emphasise Collaboration and Coaching
Since the role involves coaching junior team members, come prepared with examples of how you've mentored others in the past. Highlight your collaborative approach and how you contribute to a positive team environment, aligning with A&M's core values.
