(Senior) Officer Compliance in London

(Senior) Officer Compliance in London

London Full-Time 60000 - 75000 £ / year (est.) Home office (partial)
Alter Domus

At a Glance

  • Tasks: Manage client reporting, oversee team training, and implement process improvements.
  • Company: Join Alter Domus, a leader in alternative investment solutions with a supportive culture.
  • Benefits: Flexible work, generous holidays, professional development, and birthday leave.
  • Other info: Engage in continuous learning and enjoy a vibrant workplace community.
  • Why this job: Make an impact in finance while developing your career in a dynamic environment.
  • Qualifications: 3+ years in finance, strong Excel skills, and experience in loan operations or CLO markets.

The predicted salary is between 60000 - 75000 £ per year.

ABOUT US:

As a world leading provider of integrated solutions for the alternative investment industry, Alter Domus is proud to be home to 90% of the top 30 asset managers in the private markets, and more than 6,000 professionals across 24 jurisdictions.

With a deep understanding of what it takes to succeed in alternatives, we believe in being different - in what we do, in how we work and most importantly in how we enable and develop our people. Invest yourself in the alternative, and join an organization where you progress on merit, where you can speak openly with whoever you are speaking to, and where you will be supported along whichever path you choose to take.

YOUR ROLE

Alter Domus is currently seeking new Credit and Structured Products Senior Officer to join our Credit and Structured Products team in our London offices.

YOUR RESPONSIBILITIES

  • Take ownership of reconciliations and customized daily/monthly reporting packages produced for clients and internal teams.
  • Act as primary point of contact for external counterparties including CLO trustees and collateral managers regarding data tie outs and ad hoc reporting requests.
  • Manage CLO lifecycle events and ensure that all deliverables are produced in a timely and accurate manner.
  • Coordinate with clients and ensure team is fully aware of all daily deliverables and expectations.
  • Oversee junior staff and assume responsibility for training and development of team member.
  • Implement process improvements and ensure final delivery of solutions.
  • Develop a “big picture” mentality of daily portfolio reporting tasks, internal system usage, and how we deliver to our clients.
  • Ensure timeframes and deliverables agreed with client and trustee are met per service level agreements.
  • Demonstrate ability to prioritize, complete, and delegate tasks while providing high quality customer service.
  • Apply experience and understanding of market and best practices when managing transactions and data flows.
  • Develop leadership skills by participating in strategic initiatives.

YOUR PROFILE

  • Bachelor’s degree in finance, accounting, business, or economics preferred.
  • 3+ years of professional experience within a business or financial service related role.
  • Experience working in loan operations, credit/debt funds and/or CLO markets.
  • Experience mentoring, managing workloads and training of team members.
  • Ability to independently research and resolve problems.
  • Responsive, friendly, professional, and highly organized communication skills.
  • Proficient with Microsoft Excel.
  • Broad market knowledge and familiarity with Bloomberg, performance systems, and other analysis tools.
  • Exceptional attention to detail and ability to thrive within a high-volume environment with both proficiency and accuracy.
  • Willingness to work within a deadline-driven environment.

WHAT WE OFFER

We are committed to supporting your development, advancing your career, and providing benefits that matter to you.

Our industry-leading Alter Domus Academy offers six learning zones for every stage of your career, with resources tailored to your ambitions and resources from LinkedIn Learning.

Our global benefits also include:

  • Support for professional accreditations such as ACCA and study leave.
  • Flexible arrangements, generous holidays, plus an additional day off for your birthday!
  • Continuous mentoring along your career progression.
  • Active sports, events and social committees across our offices.
  • 24/7 support available from our Employee Assistance Program.
  • The opportunity to invest in our growth and success through our Employee Share Plan.
  • Plus additional local benefits depending on your location.

Alter Domus is an Equal Opportunity Employer: Equity Statement. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability, or protected veteran status.

(Senior) Officer Compliance in London employer: Alter Domus

At Alter Domus, we pride ourselves on being a world-leading provider of integrated solutions for the alternative investment industry, offering a dynamic work culture that fosters open communication and merit-based progression. Our commitment to employee development is evident through our Alter Domus Academy, which provides tailored learning resources, alongside generous benefits such as flexible arrangements, additional holidays, and support for professional accreditations. Join us in Luxembourg, where you will be part of a collaborative team dedicated to driving innovation in investor lifecycle management while enjoying a supportive environment that values your growth and well-being.

Alter Domus

Contact Details:

Alter Domus Recruitment Team

StudySmarter Expert Advice🤫

We think this is how you could land (Senior) Officer Compliance in London

Join Compliance Communities

Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!

Attend Industry Conferences

Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.

Leverage Your University Career Services

If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.

Showcase Your Knowledge Online

Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Alter Domus looking for candidates who are engaged and informed.

We think you need these skills to ace (Senior) Officer Compliance in London

Reconciliation Skills
Reporting Skills
Client Management
CLO Lifecycle Management
Team Leadership
Process Improvement
Portfolio Reporting

Some tips for your application 🫡

Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!

Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.

Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!

Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Alter Domus. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!

How to prepare for a job interview at Alter Domus

Master the Regulations

Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!

Show Your Analytical Skills

Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!

Know Your Tools

Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!

Align with Company Culture

Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Alter Domus’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!