At a Glance
- Tasks: Support ethical governance and compliance in financial crime prevention.
- Company: Join a leading firm in the alternative investment industry with a global presence.
- Benefits: Flexible work, generous holidays, professional development support, and a birthday day off.
- Other info: Inclusive culture with opportunities for growth and mentorship.
- Why this job: Make a real impact in ethical governance while developing your career in finance.
- Qualifications: Experience in compliance or legal roles; strong analytical and communication skills.
The predicted salary is between 50000 - 60000 £ per year.
About Us
Alter Domus is a world leading provider of integrated solutions for the alternative investment industry. We are home to 90% of the top 30 asset managers in the private markets and more than 6,000 professionals across 24 jurisdictions.
As a member of the Financial Crime Ethical Governance (FCEG) team within Risk and Compliance, you will support the implementation and monitoring of the firm’s ethical governance framework. This role requires a proactive professional eager to develop broad expertise in financial crime and ethical compliance.
Key Topics
- Fraud
- Bribery
- Whistleblowing
- Personal transactions
- Gifts and hospitality
- Market abuse
- Conflict of interests
- Code of conduct
Specific Responsibilities
- Policy and Procedures Management: Assist in updating and communicating Ethical Governance policies and procedures.
- Regulatory Watch: Keep track of new regulations, draft regulatory change notifications, oversee implementation and prepare periodic reports for Senior Management.
- Conduct & Ethics: Assist in the day‑to‑day administration and oversight of the Group Code of Conduct.
- Conflicts of Interest: Review and maintain the Conflict of Interest register, ensuring risks are identified, documented and mitigated.
- Employee Compliance: Manage the monitoring and reporting of Personal Transactions, and maintain Gifts and Hospitality registers in line with group thresholds.
- Financial Crime & Integrity: Support the framework for preventing Fraud and Bribery (ABC), conduct risk assessments, and ensure compliance with Market Abuse regulations.
- Whistleblowing: Support the administration of internal reporting channels and protect whistleblowers.
- Monitoring Program: Execute control testing, assess compliance risk, communicate results and deficiencies, and monitor mitigation measures.
- Training & Culture: Help develop training materials and facilitate sessions to promote a compliance culture.
- Tools Implementation & Enhancement: Support implementation and enhancement of ethical governance compliance tools.
- Record Keeping & Follow‑Up: Maintain registers, manage shared mailbox, organize files, and proactively follow up on open items.
- Additional Tasks: Undertake any other relevant tasks to support the Compliance function.
Your Profile
- University degree not required; equivalent professional experience and proven skills in compliance, audit, or legal roles are valued.
- Preferably within funds, PSF or banking.
- Strong knowledge of European or UK regulatory and legal financial crime requirements.
- Good communication skills and ability to build positive relationships.
- Ability to handle sensitive information with discretion.
- Strong analytical and organisational skills with attention to detail.
- Proficient in English, excellent written and verbal communication. Additional languages are an asset.
- Data analytics capabilities are a plus.
- Technically competent and interested in using artificial intelligence in processes.
- Proactive, quick learner, results‑oriented.
- Can‑do attitude and ability to work independently in a fast‑paced, international environment.
What We Offer
We support your development, advance your career and provide benefits that matter.
Our Global Benefits Also Include
- Support for professional accreditations such as ACCA and study leave.
- Flexible arrangements, generous holidays, and an additional day off for your birthday.
- Continuous mentoring along your career progression.
- Active sports, events and social committees across our offices.
- 24/7 Employee Assistance Program.
- Opportunity to invest in our growth through the Employee Share Plan.
- Additional local benefits depending on your location.
Equity In Every Sense Of The Word
We create an inclusive environment where every colleague has equal opportunity and feels they belong. We celebrate diversity and support accessibility in recruitment and onboarding.
StudySmarter Expert Advice🤫
We think this is how you could land Financial Crime Senior Officer - Ethical Governance in London
✨Join Compliance Communities
Get involved in compliance and risk communities — both online and offline. Look for forums, LinkedIn groups, or even local meetups where compliance pros hang out. You never know who might drop a job opportunity your way!
✨Attend Industry Conferences
Keep an eye out for compliance and risk management conferences and workshops in your area. These events are a goldmine for networking, and they often have job boards or recruiters on-site looking for new talent. Plus, it’s a chance to learn what's trending in the field.
✨Leverage Your University Career Services
If you’ve recently graduated or are still studying, head over to your university's career services. Many companies, including those in compliance, actively recruit fresh talent through these services, so make sure you tap into that resource.
✨Showcase Your Knowledge Online
Start writing articles or blog posts about compliance topics that interest you. Share them on platforms like LinkedIn to demonstrate your knowledge and passion. This not only builds your presence in the field but can also catch the attention of companies like Alter Domus looking for candidates who are engaged and informed.
We think you need these skills to ace Financial Crime Senior Officer - Ethical Governance in London
Some tips for your application 🫡
Show Your Understanding of Compliance:In the compliance-risk field, it's super important to showcase your understanding of regulations and risk management frameworks. Highlight any relevant coursework, certifications (like ICA or AML), or even projects that demonstrate your knowledge and commitment to this area. We want to see how you can navigate this complex landscape!
Quantify Your Achievements:When detailing your experience, try to quantify your achievements. For example, if you've previously worked on a project that improved compliance metrics or reduced risk exposure, give us the numbers! This data-driven approach really stands out to hiring managers in compliance-risk roles.
Tailor Your CV to Reflect Relevant Skills:Make sure your CV highlights skills that are particularly relevant to compliance, like attention to detail, analytical thinking, and report writing. Ensure these are easy to spot – consider using bullet points to break down your responsibilities and achievements for maximum impact!
Craft a Motivating Cover Letter:In your cover letter, let us know why you’re excited about the compliance-risk role at Alter Domus. Share what motivates you about compliance, and how you believe you can contribute to our mission. This is your chance to showcase not only your skills but also your passion for this important field!
How to prepare for a job interview at Alter Domus
✨Master the Regulations
Brush up on key compliance regulations relevant to the industry you're applying to. Familiarising yourself with specific laws and frameworks used in your field will give you an edge during technical questions. Show that you’re not just aware of them but can also apply them—think real-life scenarios!
✨Show Your Analytical Skills
Compliance roles really focus on analytical skills, so be prepared for case studies or situational questions during the interview. We've got to demonstrate how we approach risk assessments or compliance audits, possibly drawing on examples from past experiences or university projects. Bring some thoughtful case scenarios to discuss!
✨Know Your Tools
Get comfortable with commonly used compliance software and tools. Familiarity with platforms like RSA or MetricStream can really impress during your interview, as it shows you're ready to hit the ground running. If you’ve had any experience with them, make sure to highlight that!
✨Align with Company Culture
Since it's a full-time position, show your long-term commitment and interest in the company’s mission and values. Dive into how your ethics and professional philosophy align with Alter Domus’s stance on compliance. A shared vision can really resonate with interviewers looking for fit as much as skill!
