Regulatory Governance & Themes Senior Officer

Regulatory Governance & Themes Senior Officer in City of Westminster

City of Westminster Full-Time 36000 - 60000 £ / year (est.) No home office possible
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At a Glance

  • Tasks: Support regulatory governance by analysing key themes and trends impacting the organisation.
  • Company: Join Alter Domus, a leading provider in alternative investment solutions.
  • Benefits: Flexible work arrangements, generous holidays, and professional development support.
  • Why this job: Make a real impact in regulatory governance while growing your career in a dynamic environment.
  • Qualifications: 3-5 years in Financial Services, with expertise in Compliance or Legal.
  • Other info: Collaborative culture with opportunities for continuous learning and career advancement.

The predicted salary is between 36000 - 60000 £ per year.

Reporting to the Head of Regulatory Governance & Themes located in Ireland, this role will be responsible for supporting the Head of Regulatory Governance & Themes in identifying and analyzing key regulatory themes and trends that impact our organization. This position requires a strategic thinker who can assess potential challenges and opportunities, providing insightful advice to senior stakeholders. This role will aid the Head of Regulatory Governance & Themes in assessing the Fitness & Probity and adherence to the SMR of our regulated bodies.

Responsibilities

  • Assist in identifying and analysing key regulatory themes and trends and help evaluate their potential impact on the business.
  • Aid the team in assessing regulatory changes proposed are implementation in line with materiality assessment framework.
  • Assist in verifying that responsible individuals within the organization meet the fit and proper standards under the Senior Manager Regime or similar guidelines.
  • Help monitor and assess the effectiveness of regulatory governance frameworks and processes, suggesting improvements when needed.
  • Stay updated on industry trends and regulatory changes to help identify potential impacts on the organization.
  • Collaborate with internal stakeholders, including legal, compliance, and business development teams, to ensure a unified approach to regulatory matters.
  • Provide support to the regulatory team when representing the organization in industry forums, regulatory discussions, and public consultations.

Qualifications

  • Show a strong interest in developing knowledge in the areas of Regulation and/or Legal, Governance and Compliance.
  • A minimum of 3-5 years of experience in Financial Services with a minimum of 3 years in Compliance or Legal.
  • Technical expertise in regulatory compliance, with a strong understanding of regulatory requirements.
  • Excellent organizational skills and attention to detail.
  • Strong analytical and problem‑solving abilities.
  • Ability to work independently and collaboratively in a fast‑paced environment.
  • Demonstrated ability to be an active member of a high‑performing team.
  • Ability to navigate complex regulatory environments.

Leadership & Behavioural Competencies

  • You will be collaborative, decisive and persuasive to achieve the results.
  • You will be able to manage diverse stakeholders ranging from local board members to team members.
  • You will demonstrate personal resilience in the context of an international company in high‑growth mode.
  • You will have an intellectual curiosity and a global mind‑set, allowing you to partner effectively across teams and beyond with agility and flexibility.
  • You will challenge the current status quo to improve things.
  • You will be adept at managing competing demands on your time, actively prioritising and remaining calm under pressure while navigating complexity and challenges with confidence and resilience.
  • You will demonstrate a strong commitment to high integrity and ethics.
  • You will demonstrate the AD Values.

About Alter Domus

As a world leading provider of integrated solutions for the alternative investment industry, Alter Domus is proud to be home to 90% of the top 30 asset managers in the private markets, and more than 6,000 professionals across 24 jurisdictions. With a deep understanding of what it takes to succeed in alternatives, we believe in being different in what we do, how we work, and most importantly in how we enable and develop our people.

We are committed to supporting your development, advancing your career, and providing benefits that matter to you. Our industry‑leading Alter Domus Academy offers six learning zones for every stage of your career, with resources tailored to your ambitions and resources from LinkedIn Learning. Our global benefits also include:

  • Support for professional accreditations
  • Flexible arrangements, generous holidays, plus an additional day off for your birthday!
  • Continuous mentoring along your career progression
  • Active sports, events and social committees across our offices
  • 24/7 support available from our Employee Assistance Program
  • The opportunity to invest in our growth and success through our Employee Share Plan
  • Plus additional local benefits depending on your location

Regulatory Governance & Themes Senior Officer in City of Westminster employer: Alter Domus Luxembourg S.à r.l.

Alter Domus is an exceptional employer, offering a dynamic work culture that prioritises employee development and well-being. With a commitment to professional growth through the Alter Domus Academy and flexible working arrangements, employees are empowered to thrive in their careers while enjoying generous benefits, including additional time off for birthdays and active social committees. Located in Ireland, this role provides a unique opportunity to engage with top-tier asset managers in a supportive environment that values integrity and collaboration.
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Contact Detail:

Alter Domus Luxembourg S.à r.l. Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Regulatory Governance & Themes Senior Officer in City of Westminster

Tip Number 1

Network like a pro! Reach out to folks in the industry, especially those already working at Alter Domus. A friendly chat can give you insights and maybe even a referral. Remember, connections can make all the difference!

Tip Number 2

Prepare for the interview by diving deep into regulatory themes and trends. Show us that you’re not just familiar with the basics but can discuss current challenges and opportunities in the sector. We love a candidate who’s got their finger on the pulse!

Tip Number 3

Don’t underestimate the power of asking questions during your interview. It shows your interest and helps you gauge if we’re the right fit for you. Think about what matters to you in a workplace and ask away!

Tip Number 4

Finally, apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows us you’re genuinely interested in being part of the Alter Domus family.

We think you need these skills to ace Regulatory Governance & Themes Senior Officer in City of Westminster

Regulatory Compliance
Analytical Skills
Attention to Detail
Problem-Solving Skills
Stakeholder Management
Organisational Skills
Collaboration
Strategic Thinking
Knowledge of Financial Services
Understanding of Regulatory Requirements
Ability to Navigate Complex Regulatory Environments
Leadership
Adaptability
Integrity and Ethics

Some tips for your application 🫡

Show Your Passion for Regulation: Make sure to highlight your interest in regulation, governance, and compliance in your application. We want to see that you’re not just ticking boxes but genuinely excited about the field!

Tailor Your CV and Cover Letter: Don’t send a generic CV! Tailor it to reflect how your experience aligns with the responsibilities of the Regulatory Governance & Themes Senior Officer role. We love seeing candidates who take the time to connect their skills to our needs.

Be Clear and Concise: When writing your application, keep it clear and to the point. Use bullet points where possible to make it easy for us to see your key achievements and skills. We appreciate straightforward communication!

Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy!

How to prepare for a job interview at Alter Domus Luxembourg S.à r.l.

Know Your Regulations

Make sure you brush up on the latest regulatory themes and trends relevant to the financial services sector. Being able to discuss recent changes and their potential impacts will show that you're not just knowledgeable but also proactive in your approach.

Showcase Your Analytical Skills

Prepare examples from your past experience where you've successfully identified regulatory challenges or opportunities. Highlight how your analytical skills helped in assessing these situations and what insights you provided to stakeholders.

Demonstrate Collaboration

Since this role involves working with various internal teams, be ready to discuss how you've effectively collaborated with legal, compliance, or business development teams in the past. Share specific instances where teamwork led to successful outcomes.

Exhibit Resilience and Adaptability

In a fast-paced environment, it's crucial to remain calm under pressure. Prepare to share stories that illustrate your ability to manage competing demands and navigate complex regulatory environments while maintaining high integrity and ethics.

Regulatory Governance & Themes Senior Officer in City of Westminster
Alter Domus Luxembourg S.à r.l.
Location: City of Westminster
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