At a Glance
- Tasks: Manage compliance monitoring and provide regulatory advice to drive positive outcomes.
- Company: Join Alpha Bank London, a dynamic and growing financial institution with a rich heritage.
- Benefits: Collaborative team environment, exposure to senior management, and opportunities for meaningful contributions.
- Other info: Hybrid working model with a focus on professional growth and development.
- Why this job: Make a real impact on regulatory compliance and help shape the future of banking.
- Qualifications: Experience in UK banking and strong understanding of FCA regulatory requirements.
The predicted salary is between 56059 - 68517 £ per year.
Working pattern
Hybrid (minimum 3 days in the office including Wednesday as a core day)
Reports to
Chief Risk Officer
About us
We are not your run-of-the-mill bank.
Founded in 1922, Alpha Bank London combines the heritage and stability of a long-established financial institution with the ambition and agility of a growing organisation.
As an independently regulated UK bank within the Alpha Bank Group, we provide specialist banking services to personal and corporate customers in the UK and internationally.
This is an exciting period of growth and transformation for the Bank.
Alongside our established business, we are developing a new digital retail banking proposition focused on serving the Greek, Cypriot and wider diaspora communities across the UK.
Backed by a strong Board, supportive shareholders and an ambitious strategy, we are investing in our future and looking for talented individuals to help shape it.
The Role
We're looking for an experienced Regulatory Compliance Manager to join our Compliance team on a six-month fixed-term contract.
Reporting to the Chief Risk Officer, you will play a key role in supporting and strengthening the Bank's regulatory compliance framework.
Working within the second line of defence, you will be responsible for delivering compliance monitoring activities, conducting thematic reviews, maintaining regulatory mapping, managing compliance risk assessments and providing practical regulatory advice to business stakeholders.
This is an excellent opportunity for a compliance professional who enjoys working across a broad range of regulatory matters and partnering with the business to drive positive outcomes.
You will contribute directly to ensuring the Bank maintains high standards of regulatory compliance while fostering a culture of good governance, accountability and conduct.
What You'll Do
- Manage the Compliance Monitoring Programme and undertake thematic reviews.
- Maintain regulatory mapping and the Compliance Risk Assessment framework.
- Provide compliance advice and support to business stakeholders.
- Support Mi FID compliance and wider regulatory obligations.
- Investigate compliance breaches and support complaints oversight.
- Prepare compliance MI and governance committee reporting.
- Assist with regulatory reporting and regulatory change initiatives.
- Support policy development and ongoing enhancement of compliance procedures.
- Promote a strong compliance culture across the Bank.
- Contribute to wider Compliance team activities and projects.
What We're Looking For
- Experience within a UK banking environment.
- Previous regulatory compliance experience within a banking or financial services environment.
- Strong understanding of FCA regulatory requirements and the FCA Handbook.
- Excellent knowledge of Mi FID requirements.
- Experience conducting compliance monitoring reviews and thematic assessments.
- Experience of compliance risk assessment methodologies and frameworks.
- Ability to interpret regulatory requirements and assess their practical application.
- Strong analytical, investigative and problem-solving skills.
- Excellent written and verbal communication skills.
- Ability to build effective relationships with stakeholders at all levels, including senior management.
Why Join Us?
At Alpha Bank London, you'll be joining a collaborative and supportive team where your expertise will make a genuine difference.
Our size gives you the opportunity to work across a broad range of compliance activities, gain exposure to senior decision-makers and contribute meaningfully to the Bank's strategic objectives.
If you're looking for a role where you can apply your regulatory expertise, influence positive change and help shape the future of a growing bank, we'd love to hear from you.
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Regulatory Compliance Manager (FTC) employer: Alpha Bank London Limited
At Alpha Bank London, we pride ourselves on being more than just a bank; we are a community that values each individual for their unique contributions. Our hybrid work culture fosters collaboration and innovation, allowing you to connect with diverse colleagues while enjoying the flexibility of remote work. With a strong focus on employee growth and empowerment, you'll have the opportunity to enhance your skills and make a meaningful impact in a supportive environment that prioritises both professional excellence and personal well-being.
StudySmarter Expert Advice🤫
We think this is how you could land Regulatory Compliance Manager (FTC)
✨Dive into Industry Groups
Join compliance and risk management groups on platforms like LinkedIn and Facebook. These communities often share temp job postings and insights. You’d be surprised at how many temporary gigs float around through word of mouth!
✨Showcase Your Expertise
Consider creating content on compliance topics that get you noticed—think LinkedIn articles or even a blog. This not only shows off your knowledge but can grab the attention of companies like Alpha Bank London Limited when they’re searching for someone to fill a temporary position.
✨Tap into Recruitment Agencies
Reach out to recruitment agencies that specialise in compliance and risk roles. They’re usually in touch with companies looking to fill temporary roles, which can save us a lot of time in our job search.
✨Go Local with Networking
Attend local compliance and risk seminars or workshops. Meeting professionals in our area can open up temp opportunities, and it’s a great way to make your face known in the industry—plus, you might even meet someone from Alpha Bank London Limited!
We think you need these skills to ace Regulatory Compliance Manager (FTC)
Some tips for your application 🫡
Show Your Compliance Know-How:When you’re applying for a compliance-risk role like Regulatory Compliance Manager (FTC), make sure to highlight your understanding of industry regulations and risk management principles. Mention any relevant coursework, certifications, or projects that showcase your expertise in these areas—it's what sets you apart!
Highlight Your Analytical Skills:In the compliance-risk field, strong analytical skills are essential. Talk about your experiences that required critical thinking and data analysis, whether in past roles, internships, or academic projects. Show us how you've identified risks and implemented solutions in the past.
Tailor Your CV for the Temporary Role:Since this is a temporary role, focus on your availability and flexibility in your CV. Highlight any previous short-term roles or projects that demonstrate your ability to adapt quickly and deliver results in a fast-paced environment. This helps employers see you as an easy fit in their team!
A Concise Cover Letter is Key:Keep your cover letter short and focused! Explain why you're interested in the compliance-risk area specifically for this temporary position at Alpha Bank London Limited. Mention what you hope to learn and achieve, showing your enthusiasm and motivation to contribute positively during your time there.
How to prepare for a job interview at Alpha Bank London Limited
✨Know Your Compliance Basics
Make sure you're clued up on the key compliance and risk regulations pertinent to the industry you're applying to. Understanding frameworks like GDPR or AML will not only impress but also show that you’re ready to hit the ground running in your temporary role at Alpha Bank London Limited.
✨Prepare for Scenarios
Expect scenario-based questions that test your problem-solving skills. They might ask how you'd handle a specific compliance issue. Think through real situations you’ve encountered in past roles or study hypothetical cases to showcase your analytical skills and practical judgement during the interview.
✨Highlight Your Adaptability
Since this is a temporary position, emphasise your ability to adapt quickly to new environments and team dynamics. Share examples of how you’ve successfully adjusted to changes in past roles and how this flexibility can benefit Alpha Bank London Limited in the short term.
✨Gather Your Technical Tools
Familiarise yourself with commonly used compliance tools or software, as they might come up in the interview. If you've used tools for risk assessments or compliance tracking, mention those and be ready to discuss how they can streamline processes at Alpha Bank London Limited.
