At a Glance
- Tasks: Lead regulatory compliance activities and conduct assessments for a financial services firm.
- Company: Dynamic financial services firm with a focus on compliance and risk management.
- Benefits: Hybrid working model, competitive salary, and opportunities for professional growth.
- Why this job: Join a team that shapes compliance strategies and makes a real impact in the industry.
- Qualifications: Experience in regulatory compliance and knowledge of FCA handbooks required.
- Other info: Flexible work environment in Greater London with career advancement potential.
The predicted salary is between 43200 - 72000 £ per year.
A financial services firm is seeking a Compliance Officer to manage regulatory compliance activities. Responsibilities include conducting assessments, managing compliance monitoring programs, and providing advisory support to the business.
The ideal candidate should have relevant regulatory compliance experience and a strong understanding of FCA handbooks.
The role offers a hybrid working pattern, allowing flexibility between home and the office in Greater London.
Hybrid Regulatory Compliance Lead – Risk & Policy in London employer: Alpha Bank London Limited
Contact Detail:
Alpha Bank London Limited Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Hybrid Regulatory Compliance Lead – Risk & Policy in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial services sector and let them know you're on the hunt for a Compliance Officer role. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by brushing up on FCA handbooks and current regulatory trends. We recommend creating a cheat sheet of key points to discuss, so you can confidently showcase your expertise during those all-important conversations.
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your values and career goals. Use our website to find roles that excite you, and tailor your approach to each company’s culture and mission.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Plus, it shows your enthusiasm for the role and reinforces your commitment to joining their team.
We think you need these skills to ace Hybrid Regulatory Compliance Lead – Risk & Policy in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your relevant regulatory compliance experience. We want to see how your skills align with the responsibilities mentioned in the job description, like conducting assessments and managing compliance monitoring programmes.
Showcase Your Knowledge: Demonstrate your understanding of FCA handbooks in your application. We’re looking for candidates who can provide advisory support, so mentioning specific regulations or guidelines you’ve worked with will definitely catch our eye.
Be Clear and Concise: When writing your cover letter, keep it straightforward. We appreciate clarity, so make sure you communicate your points effectively without unnecessary fluff. Highlight your key achievements in compliance clearly!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates regarding your application status.
How to prepare for a job interview at Alpha Bank London Limited
✨Know Your Regulations
Make sure you brush up on the FCA handbooks and any relevant regulations before your interview. Being able to discuss specific compliance requirements and how they apply to the role will show that you're not just familiar with the basics, but that you’re ready to hit the ground running.
✨Showcase Your Experience
Prepare to share concrete examples from your past roles where you've successfully managed compliance activities or conducted assessments. Use the STAR method (Situation, Task, Action, Result) to structure your answers, making it easy for the interviewer to see your impact.
✨Understand the Business
Research the financial services firm thoroughly. Understand their business model, key products, and any recent news. This knowledge will help you tailor your responses and demonstrate how your compliance expertise can support their specific needs.
✨Ask Insightful Questions
Prepare thoughtful questions about the company's compliance culture and how they handle regulatory changes. This not only shows your interest in the role but also gives you a chance to assess if the company aligns with your values and work style.