At a Glance
- Tasks: Lead insider risk investigations and enhance Alpaca's data protection strategies.
- Company: Join a global leader in financial services with a vibrant, diverse team.
- Benefits: Competitive salary, stock options, health benefits, and monthly stipends for home-office setup.
- Other info: Dynamic remote work environment with opportunities for professional growth.
- Why this job: Make a real impact in financial security while working with cutting-edge technology.
- Qualifications: 4+ years in insider risk or security investigations; strong attention to detail.
Who We Are
Alpaca is a US-headquartered, global leader in agent-first brokerage infrastructure for stocks, ETFs, options, crypto, fixed income, 24/5 trading, and more.
Amongst our subsidiaries, Alpaca is a licensed financial services company, serving hundreds of financial institutions across 40 countries with our institutional-grade APIs. This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 10 million brokerage accounts.
Our global team is a diverse group of experienced engineers, traders, and brokerage professionals who are working to achieve our mission of opening financial services to everyone on the planet. We're deeply committed to open-source contributions and fostering a vibrant community, continuously enhancing our award-winning, developer-friendly API and the robust infrastructure behind it.
Alpaca is proudly backed by $400 million in funding from top-tier global investors including Portage Ventures, Spark Capital, Tribe Capital, Social Leverage, Horizons Ventures, Opera Tech Ventures, SBI Group, Derayah Financial, Unbound, Peak XV, Elefund, and Y Combinator.
Our Team Members: We're a dynamic team of 400+ globally distributed members who thrive working from our favorite places around the world, with teammates spanning the USA, Canada, Japan, Hungary, Nigeria, Brazil, the UK, and beyond!
We're searching for passionate individuals eager to contribute to Alpaca's rapid growth. If you align with our core values—Stay Curious, Have Empathy, and Be Accountable—and are ready to make a significant impact, we encourage you to apply.
Your Role
As Senior Insider & Data Risk Analyst, you will own insider risk investigations and help mature Alpaca's Insider Risk Management Program and Data Loss Prevention capabilities. You will triage and investigate signals across people, devices, identity, and data movement, apply risk tiering and escalation standards, and partner with People/HR, Legal, Compliance, Engineering, and IT on sensitive cases involving departures, policy violations, and data misuse.
This role sits at the intersection of insider risk, data protection, privacy, and financial services. Reporting to the Cyber GRC Lead, you will serve as Security's escalation point for insider and data loss cases affecting trading systems, customer data, and proprietary information. This is a practical senior individual contributor role for someone experienced, discreet, and highly organized who can own investigation workflows, translate risk into clear language for leadership, and build durable programs and processes. Prior experience in a regulated or financial services environment is a strong plus.
Things You Get To Do
- Own insider risk investigations from triage through closure, including case timelines, containment, escalation, and documented determinations and lessons learned
- Mature Alpaca's Insider Risk Management Program, including case management processes, risk tiering, and repeatable workflows
- Operate and tune Data Loss Prevention tooling across multiple environments and endpoints, refining rulesets to improve signal and reduce false positives
- Mature data classification and align DLP controls to sensitivity levels
- Investigate potential data exfiltration, misuse, and policy violations; build and tune detections and monitoring
- Investigate misuse and exfiltration risk across source code, Google, AWS, Azure, third party apps, Slack, and trading and platform system access
- Partner with People/HR, Legal, Compliance, and IT on sensitive cases (departures, policy violations, data mishandling) with discretion and care
- Assess risk from unauthorized AI/agentic tooling and sensitive data exposure through approved and unsanctioned AI tooling
- Leverage Agentic AI to continue maturation of Insider risk program
- Lead insider and data risk assessments and maintain risk registers
- Support internal and external audits and regulatory requirements
- Contribute insider risk and data handling content to the security awareness and training program
- Serve as the insider risk escalation point for the Security team and mentor others on investigations and casework
- Monitor developments in insider risk, data protection, privacy, and financial services regulation.
Who You Are (Must Haves)
- Highly organized with strong attention to detail; comfortable in a fast paced, high demand, distributed environment
- 4+ years in insider risk, DLP operations, digital forensics, or security investigations, including hands on case management on sensitive personnel matters
- Hands on experience leading investigations and case management with discretion, integrity, and sound judgment on sensitive personnel matters
- Hands-on experience operating DLP in SaaS and endpoint environments and tuning rules to improve signal quality
- Experience with workflow automation, AI, or SOAR platforms for alert triage and case orchestration
- Solid understanding of data classification and data governance
- Working knowledge of SIEM and log analysis (e.g., ELK/Elastic, Splunk) to support investigations
- Familiarity with frameworks such as NIST CSF, ISO 27001, SOC 2, and privacy regulations (GDPR, APPI)
- Strong written communication, able to draft clear investigation reports, case documentation, and executive summaries
- High integrity and discretion when handling confidential and sensitive information
- Ability to work across People/HR, Legal, Compliance, Engineering, and IT
Who You Might Be (Nice to Haves)
- Academic background, personal interest, or real world experience in fintech, financial services, or trading platforms
- Digital forensics or eDiscovery experience
- Experience with UEBA or insider risk detection platforms
- Scripting or automation for detections and data analysis (e.g., Python, SQL)
- Experience with major cloud platforms
- Experience supporting or observing SOC 2, ISO 27001, or regulatory audits
- Certifications such as GCFA, GCFE, CISSP, CISM, CIPP, CFE, or similar
- Interest in AI related data risk (e.g., data exposure through AI tools) and using AI tooling to work more efficiently
- Familiarity with financial services regulatory expectations (e.g., SEC/FINRA, broker dealer controls) and multi jurisdiction privacy requirements
- Experience in security operations or incident response
How We Take Care of You
- Competitive Salary & Stock Options
- Health Benefits
- New Hire Home-Office Setup: One-time USD $500
- Monthly Stipend: USD $150 per month via a Brex Card
Alpaca is proud to be an equal opportunity workplace dedicated to pursuing and hiring a diverse workforce.
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Sr. Insider & Data Risk Analyst employer: Alpaca
Alpaca is an exceptional employer that fosters a collaborative and innovative work culture, particularly for the Acquisition Engineering Lead role based in the UK. Employees benefit from competitive salaries, comprehensive health benefits, and support for home-office setups, all while having ample opportunities for professional growth and development within a dynamic team focused on enhancing user experiences.
StudySmarter Expert Advice🤫
We think this is how you could land Sr. Insider & Data Risk Analyst
✨Tap into Campus Networks
If you're still in uni, don’t forget to engage with your campus's career services and attend finance-related events. Banks often do presentations and recruitment drives on campus, so put yourself out there and make use of these opportunities to show off your passion for the field.
✨Get Certified
Consider pursuing relevant certifications like the CFA or ACCA while you’re job hunting. They not only beef up your CV but also connect you with professional bodies which can lead to networking opportunities and even job openings in banking and financial services.
✨Connect on Professional Platforms
Join finance-focused groups on platforms like LinkedIn and engage in discussions. This can really help you stand out from the crowd, allowing potential employers to see your knowledge and interest in industry trends. Plus, you might stumble upon job postings shared exclusively within the group.
✨Apply Directly and Be Proactive
Don’t shy away from reaching out directly to firms like Alpaca. Use their websites and apply through them, but also consider following up with a polite email to express your enthusiasm. Being proactive can make a huge difference in getting noticed in the competitive financial services sector.
We think you need these skills to ace Sr. Insider & Data Risk Analyst
Some tips for your application 🫡
Show Off Your Numbers!:In the banking and financial services world, quantifiable achievements are key. Make sure your CV highlights your grades in relevant subjects, any financial certifications you hold, and specific projects where you've delivered measurable results. Employers love to see how your skills translate into real-world success.
Tailor Your Cover Letter to the Role:When applying for a full-time position, your cover letter should make a direct connection between your experience and the job description. Don't just state your enthusiasm for finance—dive into how your background in banking or financial analysis sets you apart. Let your passion shine through while being specific about what you can bring to Alpaca.
Include Relevant Financial Software Experience:If you've worked with financial modelling tools or software like Excel, SAP, or specific analytical tools during your studies or internships, bring that up! Highlighting your proficiency can really make your application pop and show you're ready to hit the ground running in a full-time role.
Research and Reflect:Before hitting that 'apply' button on Alpaca's website, do a little digging. Look up their recent projects, values, and culture. Reflecting their ethos in your application can make a huge difference and show you’re genuinely interested in being part of the team!
How to prepare for a job interview at Alpaca
✨Brush Up on Financial Analysis Skills
Make sure you're well-versed in financial concepts and analytical techniques relevant to banking and financial services. Get comfortable with tools like Excel for modelling or financial forecasting, as technical questions in this area are common during interviews with Alpaca.
✨Prepare for Case Studies
Expect to tackle case studies that demonstrate your problem-solving skills in real-world banking scenarios. Familiarise yourself with the types of problems you might face—think risk assessments or investment evaluations—and be ready to articulate your thought process clearly.
✨Show Your Passion for Finance
Since this is a full-time position, employers at Alpaca will be keen to see your genuine interest in finance. Be prepared to discuss recent industry trends or news articles that excite you, showcasing your enthusiasm and engagement with the field.
✨Network with Industry Professionals
Before your interview, reach out to current or former Alpaca employees on platforms like LinkedIn. They'll offer unique insights into the company's culture and the interview process, which can give us a delightful edge in showcasing a good fit for the team.
