At a Glance
- Tasks: Review financial cases, assess findings, and provide feedback to planners.
- Company: Join a supportive and growing team in Liverpool City Centre.
- Benefits: Dynamic role, 25 days holiday, cycle to work scheme, and professional development.
- Other info: Collaborative environment with regular staff events and excellent transport links.
- Why this job: Make a real impact on compliance while working with senior leadership.
- Qualifications: Level 4 Diploma in Financial Planning and experience in regulated advice.
The predicted salary is between 49500 - 60500 £ per year.
Location
Liverpool City Centre
Hours
Monday-Friday, 9am-5pm (35 hours per week)
Contract
Permanent, Full Time
Salary
Dependent on experience
Essential
Level 4 Diploma in Financial Planning (or equivalent)
Are you an experienced Financial Services professional with a Level 4 Diploma in Financial Planning and a strong knowledge of investments, pensions and UK regulation?
This is an excellent opportunity to join a supportive and growing team in Liverpool City Centre, working as part of an established compliance function as a File Reviewer.
These roles are ideal for applicants with backgrounds in
- Financial Advising / Strategic Planning
- Adviser Team Management within banking
- Paraplanning
- File checking / quality assurance
- Individuals from high street banks such as HSBC, Nat West, Halifax, Santander, etc.
What a Typical Day Might Look Like
- Reviewing the incoming queue of cases and selecting those requiring attention
- Conducting detailed case assessments and grading findings
- Providing feedback to Financial Planners
- Undertaking routine monitoring tasks
- Signing off promotional/educational materials
- Responding to internal compliance queries
- Listening to adviser calls for quality and compliance checking
What We're Looking For
- Level 4 Diploma in Financial Planning or equivalent (Essential)
- Experience in pensions, investments and regulated advice
- Strong analytical and problem‑solving skills
- Practical file‑checking exposure (either formally or informally)
- Solid understanding of the UK regulatory landscape, including the FCA Handbook
- High attention to detail with a thorough, organised approach
- Ability to work under deadlines while remaining flexible and proactive
- Confident using MS Office and adapting to multiple systems
- A collaborative and supportive team player
What's on Offer
- A dynamic role with genuine impact on the business's compliance framework.
- Opportunity to work with senior leadership and contribute to strategic improvements.
- Centrally located office in Liverpool with excellent transport links.
- Supportive team environment with strong focus on professional development.
- Regular staff events
- 25 days holiday
- Cycle to work scheme
• + much more!
Search is an equal opportunities recruiter and we welcome applications from all suitably skilled or qualified applicants, regardless of their race, sex, disability, religion/beliefs, sexual orientation or age.
#J-18808-Ljbffr
File Reviewer (Financial Services / Wealth Management) in Liverpool employer: Allscreens Nationwide Ltd
Allscreens Nationwide is an exceptional employer, offering a supportive team culture where employees are valued and encouraged to thrive. With access to state-of-the-art training facilities and opportunities for career progression, our Automotive Glazing Technicians in Birmingham can expect not only competitive bonuses but also the chance to work with the latest technology in the industry. Join us and be part of a company that prioritises both employee well-being and customer satisfaction.
