At a Glance
- Tasks: Capture and document financial services controls and assurance processes for audit readiness.
- Company: Dynamic financial services organisation with a focus on operational excellence.
- Benefits: Competitive salary, flexible working hours, and a hybrid work model.
- Other info: Join a diverse team and contribute to meaningful projects in a supportive environment.
- Why this job: Make a real impact by improving processes and ensuring compliance in a vital industry.
- Qualifications: Experience in financial services and strong documentation skills required.
The predicted salary is between 67500 - 82500 £ per year.
Location: Liverpool / Hybrid
Hours: Monday to Friday, 35 hours per week, flexible start and finish times
Contract: 12-month FTC
Salary: Up to £75,000 (Depending on experience)
The Opportunity
This is a hands-on interim role focused on capturing how a financial services organisation's controls and assurance processes actually operate in practice. You’ll work closely with senior stakeholders to extract critical, experience-based knowledge and turn it into clear, structured, audit-ready documentation. Much of this knowledge currently sits across individuals and teams – your role is to make it consistent, accessible, and sustainable.
What You’ll Be Doing
- Engage with senior controls and operations stakeholders to capture undocumented processes and ways of working
- Conduct interviews and walkthroughs across multiple teams to gather real-world operations insights, not theoretical design
- Document end-to-end processes and operating models, control objectives, activities and ownership, evidence requirements for audit and assurance and roles, responsibilities and dependencies
- Create outputs that support operational continuity, audit readiness and regulatory assurance
What We’re Looking For
- Strong background in financial services (preferably wealth management) working in a senior role within front line operations teams or Governance, Risk Management and Compliance
- Experience in the First Line of Defence controls frameworks and assurance activities, including reconciliations, data checks, or operational controls
- Proven ability to document complex processes clearly and accurately
- Strong stakeholder engagement and interviewing skills
Search is an equal opportunities recruiter and we welcome applications from all suitably skilled or qualified applicants, regardless of their race, sex, disability, religion/beliefs, sexual orientation or age.
Controls Assurance Lead (Financial Services) in Liverpool employer: Allscreens Nationwide Ltd
Allscreens Nationwide is an exceptional employer, offering a supportive team culture where employees are valued and encouraged to thrive. With access to state-of-the-art training facilities and opportunities for career progression, our Automotive Glazing Technicians in Birmingham can expect not only competitive bonuses but also the chance to work with the latest technology in the industry. Join us and be part of a company that prioritises both employee well-being and customer satisfaction.
