At a Glance
- Tasks: Lead compliance and AML tasks, ensuring adherence to UK regulations and group policies.
- Company: Allfunds is a dynamic Wealthtech leader with a global presence and a passion for innovation.
- Benefits: Enjoy competitive salary, flexible working conditions, and opportunities for personal growth.
- Other info: Be part of a diverse team committed to inclusion and equity.
- Why this job: Join a tech-driven environment that values excellence, accountability, and empowerment.
- Qualifications: Minimum 8 years in a similar role with at least 10 years in the financial market.
The predicted salary is between 43200 - 72000 £ per year.
Allfunds (AMS:ALLFG) is a fast-paced, dynamic Wealthtech leader with 16 offices around the globe. Our employees are experts in their fields, and we have a relentless passion for quality and innovation. With over 20 years of experience, we combine the stability of a well-established company with the agility of a startup. If you thrive in such an environment, Allfunds might be the right place for you!
We are a leading B2B Wealthtech platform serving the funds industry, providing integrated solutions for Fund Houses and Distributors. Our ecosystem covers the entire fund distribution value chain and investment cycle, including dealing and execution, data analytics, Regtech, ESG screening, and portfolio monitoring. We are the industry's only fully integrated one-stop-shop.
Our mission is to transform the wealthtech industry by creating value for our clients through innovative tools that empower investors to choose from the world’s best investment managers. We connect fund providers and distributors at operational and technological levels, offering services that ensure efficient and effective transactions.
What you will find when working at Allfunds:
- All for Excellence: We leverage our experience, expertise, and passion to deliver the best services to clients, employees, and partners.
- All for Accountability: We maintain transparency and responsibility towards people and society.
- All for Empowerment: We continually improve our tools and services to be accessible to our clients.
- All for Inspiration: Our people are our driving force, and helping them reach their goals motivates us.
If you align with these values, we look forward to meeting you.
We are looking for a candidate with a minimum of 8 years in a similar role, with at least 10 years of experience in the financial market.
Your role in the team:
- Develop compliance and AML tasks as part of the 2nd line of defense, in accordance with UK regulations and group policies.
- Identify and assess compliance risks, and inform branch management and staff.
- Establish compliance procedures and policies aligned with group standards.
- Implement the Group Compliance Monitoring program based on regulatory risk assessments and the Corporate Defense Model.
- Ensure all UK regulatory obligations are included, perform controls, define action plans, and report results to local management and headquarters compliance department.
- Centralize compliance information, analyze issues, and follow up on interventions.
- Conduct client due diligence and AML transaction monitoring.
- Perform ML risk assessments.
- Advise senior management on compliance matters.
- Provide compliance training to employees and communicate with financial authorities.
What you must expect:
- A competitive salary and attractive benefits package.
- Opportunities for professional and personal growth in a multinational environment.
- A variety of projects, ambitious goals, and independence in execution.
- Flexible working conditions.
- Modern office in a convenient location (subject to COVID-19 conditions).
Chief Compliance Officer in London employer: Allfunds
Allfunds is an exceptional employer that prioritises the growth and well-being of its employees in a dynamic, technology-driven environment. With a strong commitment to equality, diversity, and inclusion, Allfunds fosters a culture where every individual is valued and supported, offering competitive pay, attractive benefits, and ongoing development opportunities. Located in London, employees enjoy flexible working conditions and the chance to work on a wide variety of ambitious projects, making it a rewarding place to advance your career in the wealthtech industry.
StudySmarter Expert Advice🤫
We think this is how you could land Chief Compliance Officer in London
✨Tip Number 1
Familiarise yourself with the latest UK compliance regulations and AML practices. Being well-versed in these areas will not only boost your confidence but also demonstrate your commitment to the role during any discussions.
✨Tip Number 2
Network with professionals in the wealthtech and financial services sectors. Attend industry events or webinars to connect with potential colleagues and learn more about the company culture at Allfunds.
✨Tip Number 3
Prepare to discuss your experience in developing compliance procedures and policies. Be ready to share specific examples of how you've successfully implemented compliance monitoring programs in previous roles.
✨Tip Number 4
Showcase your leadership skills by highlighting instances where you've advised senior management on compliance matters. This will illustrate your ability to communicate effectively and influence decision-making at a high level.
We think you need these skills to ace Chief Compliance Officer in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV highlights relevant experience in compliance and the financial market. Focus on your achievements in previous roles, especially those that align with the responsibilities of a Chief Compliance Officer.
Craft a Compelling Cover Letter:Write a cover letter that reflects your understanding of Allfunds' mission and values. Emphasise your passion for compliance and how your background makes you a perfect fit for their dynamic environment.
Highlight Relevant Skills:In your application, clearly outline your skills related to compliance, AML tasks, risk assessment, and regulatory obligations. Use specific examples to demonstrate your expertise in these areas.
Showcase Your Leadership Experience:As a Chief Compliance Officer, leadership is key. Include examples of how you've led teams or projects in the past, particularly in compliance-related initiatives, to show your capability in guiding others.
How to prepare for a job interview at Allfunds
✨Understand the Regulatory Landscape
Familiarise yourself with UK regulations and compliance frameworks relevant to the financial market. Be prepared to discuss how these regulations impact the role of a Chief Compliance Officer and demonstrate your knowledge of AML tasks and compliance procedures.
✨Showcase Your Experience
Highlight your previous experience in compliance roles, especially any leadership positions. Use specific examples to illustrate how you've successfully managed compliance risks and implemented effective policies in past roles.
✨Emphasise Communication Skills
As a Chief Compliance Officer, you'll need to communicate complex compliance issues clearly to various stakeholders. Prepare to discuss how you've effectively trained employees or communicated with financial authorities in your previous roles.
✨Align with Company Values
Research Allfunds' values around excellence, accountability, empowerment, and inspiration. Be ready to explain how your personal values align with theirs and how you can contribute to fostering a diverse and inclusive workplace.
