At a Glance
- Tasks: Ensure compliance with trading regulations and advise teams on regulatory matters.
- Company: Leading firm dedicated to market integrity and ethical trading practices.
- Benefits: Competitive salary, full-time hours, and opportunities for professional growth.
- Other info: Join a dynamic team focused on integrity and mentorship.
- Why this job: Make a real impact in maintaining fair trading practices and protecting market integrity.
- Qualifications: 5+ years in commodities trading compliance and strong communication skills.
The predicted salary is between 103300 - 139900 £ per year.
If you're passionate about keeping trading activities fair, transparent, and compliant, this is a pivotal role where your judgement directly helps protect market integrity and supports a culture of doing the right thing, even when it's challenging.
What you'll be doing:
- Ensure compliance with trading regulations, including market conduct requirements, exchange rules, and transaction surveillance.
- Advise senior management and trading teams on regulatory matters, upcoming changes, and potential impacts as the business grows.
- Develop and implement policies and procedures to meet local and cross-jurisdictional (or international) regulatory and market conduct rules.
- Perform regulatory reviews, surveillance, and monitoring to confirm trades meet applicable rules and protect the firm's reputation.
- Work closely with Trading, Law, Market Risk, and Risk Operations to identify and resolve compliance risks or potential violations.
- Act as the primary point of contact for regulatory bodies, responding to inquiries and maintaining positive relationships.
- Create educational materials and deliver ongoing training and mentorship to the Trading Community on compliance matters and best practices.
- Analyse emerging regulatory trends, support strategic compliance initiatives, and assess the compliance impact of new transactions and products.
- Provide clear, transparent compliance status updates and recommendations, including engaging in debate with Trading when needed.
What you'll bring:
- In-depth knowledge of commodities trading compliance and strong experience conducting risk assessments and compliance monitoring.
- The ability to interpret complex regulatory frameworks and translate them into practical, operational guidance.
- Proven expertise with trade surveillance tools and compliance/surveillance systems (including ETRMs and regulatory reporting systems such as ICE/CME).
- Strong communication skills to present regulatory updates and compliance reports to senior executives and external stakeholders.
- Leadership capability to influence cross-functional teams and mentor others.
- Attention to detail, with confidence investigating discrepancies and potential violations.
- Strong problem-solving and project management skills, balancing multiple priorities and deadlines efficiently.
Minimum requirements include 5+ years in commodities trading compliance (or related regulatory roles), with 2+ years using trade surveillance tools.
Apply today to bring your expertise to a role that truly values integrity, clear guidance, and courage of conviction.
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