At a Glance
- Tasks: Conduct conflict searches and analyse results to ensure compliance.
- Company: Leading UK law firm with a focus on risk and compliance.
- Benefits: Hybrid working, competitive salary, and professional development opportunities.
- Other info: Flexible work environment with growth potential in the legal sector.
- Why this job: Join a dynamic team and make a real impact in compliance and risk management.
- Qualifications: Knowledge of AML legislation and experience with business intake systems.
The predicted salary is between 40500 - 49500 £ per year.
Our client is recognised as one of the UKs leading law firms and, due to growth, they are currently seeking a Compliance Office/Junior Analyst.
Hybrid working is on offer.
This is a 12-month fixed term contract.
This role sits within the firms Risk & Compliance Team and will involve being part of a team of new business intake analysts.
The main purpose of the role will be carrying out conflict searches using conflict database software and conducting in depth analysis of the results of the searches.
Responsibilities: -
Carrying out conflict searches using conflict database software and conducting in depth analysis of the results of the searches.
Performing client identification checks and preparing client and matter risk assessments.
Key responsibilities
Risk assessing new and existing clients and matters, conducting AML due diligence checks and research, and producing reports.
Carrying out conflicts of interest checks for the firm within the conflict database software, analysing conflict search results, identifying the existence of potential conflicts and liaising with partners and fee earners to address or clear potential conflicts and open files.
Liaising with lawyers to obtain further information to assist with conflicts and AML analysis and to escalate any issues to the Head of Risk & Compliance or senior colleagues.
Answering conflict/AML queries from the firm or escalating them to the Head of Risk & Compliance or senior colleagues.
Assisting stakeholders across the firm with client acceptance processes.
Contributing to updates to new business intake software.
Helping to develop best practice standards, policies and procedures in relation to client acceptance, risk and compliance.
Keeping up to date with relevant regulatory and compliance developments and assisting with monitoring compliance risks.
You will have knowledge and/or experience of using business intake systems such as Intapp Open, Orbis, Smartsearch as well as an understanding of the SRA conflicts rules and anti-money laundering legislation.
Proficiency in the use of internet as a research tool and ability to learn use of software research tools swiftly is also key to this role.
There is some flexibility to work from home.
Whilst we would love to be able to respond to every application we receive, it is not always possible.
If you have not heard from us within 7 working days, please assume that your application has not been successful on this occasion.
TPBN1_UKTJ
AML Compliance Officer in Guildford employer: All The Top Bananas
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StudySmarter Expert Advice🤫
We think this is how you could land AML Compliance Officer in Guildford
✨Dive into Industry Groups
Join compliance and risk management groups on platforms like LinkedIn and Facebook. These communities often share temp job postings and insights. You’d be surprised at how many temporary gigs float around through word of mouth!
✨Showcase Your Expertise
Consider creating content on compliance topics that get you noticed—think LinkedIn articles or even a blog. This not only shows off your knowledge but can grab the attention of companies like All The Top Bananas when they’re searching for someone to fill a temporary position.
✨Tap into Recruitment Agencies
Reach out to recruitment agencies that specialise in compliance and risk roles. They’re usually in touch with companies looking to fill temporary roles, which can save us a lot of time in our job search.
✨Go Local with Networking
Attend local compliance and risk seminars or workshops. Meeting professionals in our area can open up temp opportunities, and it’s a great way to make your face known in the industry—plus, you might even meet someone from All The Top Bananas!
We think you need these skills to ace AML Compliance Officer in Guildford
Some tips for your application 🫡
Show Your Compliance Know-How:When you’re applying for a compliance-risk role like AML Compliance Officer, make sure to highlight your understanding of industry regulations and risk management principles. Mention any relevant coursework, certifications, or projects that showcase your expertise in these areas—it's what sets you apart!
Highlight Your Analytical Skills:In the compliance-risk field, strong analytical skills are essential. Talk about your experiences that required critical thinking and data analysis, whether in past roles, internships, or academic projects. Show us how you've identified risks and implemented solutions in the past.
Tailor Your CV for the Temporary Role:Since this is a temporary role, focus on your availability and flexibility in your CV. Highlight any previous short-term roles or projects that demonstrate your ability to adapt quickly and deliver results in a fast-paced environment. This helps employers see you as an easy fit in their team!
A Concise Cover Letter is Key:Keep your cover letter short and focused! Explain why you're interested in the compliance-risk area specifically for this temporary position at All The Top Bananas. Mention what you hope to learn and achieve, showing your enthusiasm and motivation to contribute positively during your time there.
How to prepare for a job interview at All The Top Bananas
✨Know Your Compliance Basics
Make sure you're clued up on the key compliance and risk regulations pertinent to the industry you're applying to. Understanding frameworks like GDPR or AML will not only impress but also show that you’re ready to hit the ground running in your temporary role at All The Top Bananas.
✨Prepare for Scenarios
Expect scenario-based questions that test your problem-solving skills. They might ask how you'd handle a specific compliance issue. Think through real situations you’ve encountered in past roles or study hypothetical cases to showcase your analytical skills and practical judgement during the interview.
✨Highlight Your Adaptability
Since this is a temporary position, emphasise your ability to adapt quickly to new environments and team dynamics. Share examples of how you’ve successfully adjusted to changes in past roles and how this flexibility can benefit All The Top Bananas in the short term.
✨Gather Your Technical Tools
Familiarise yourself with commonly used compliance tools or software, as they might come up in the interview. If you've used tools for risk assessments or compliance tracking, mention those and be ready to discuss how they can streamline processes at All The Top Bananas.
