At a Glance
- Tasks: Lead Market Abuse Risk Assessments in a dynamic banking environment.
- Company: Join AMS, a global leader in workforce solutions, partnering with a top UK retail bank.
- Benefits: Enjoy hybrid working, professional development opportunities, and exposure to diverse financial products.
- Why this job: Be part of a critical team tackling market abuse risks in a high-profile role.
- Qualifications: Strong background in Global Markets and experience in risk assessment required.
- Other info: This is a 6-month contract role with a focus on collaboration and high-quality outputs.
The predicted salary is between 43200 - 72000 £ per year.
We are AMS. We are a global total workforce solutions firm; we enable organisations to thrive in an age of constant change by building, re-shaping, and optimising workforces. Our Contingent Workforce Solutions (CWS) is one of our service offerings; we act as an extension of our clients' recruitment team and provide professional interim and temporary resources. Our client, a major UK retail bank, provides everyday banking services to over 17 million retail customers. The bank's expertise and services span across Business Services, Corporate banking, Wealth Management, Group Functions, Retail and Investment Banking.
On behalf of this organisation, AMS are looking for a MARA Risk & Controls Manager for an initial 6-month contract based on a hybrid basis in London (2 days/week in office).
Purpose of the Role: Our client - a top UK Retail and Investment Bank - are seeking a highly experienced professional at VP level to join the Market Abuse Risk Assessment (MARA) team within Global Markets. This team plays a critical role in assessing and mitigating conduct risk, specifically focusing on market abuse across various trading activities, regions, and products. Working closely with Surveillance, Compliance/Advisory teams, and global counterparts, this role is pivotal in delivering complex risk assessments under tight deadlines in a high-pressure environment. The ideal candidate will bring a strong understanding of global markets, trading conduct, and the key controls that underpin a robust risk framework.
Join one of the UK's best-known banks in a high-profile contract role, with fantastic exposure to diverse product sets and great opportunities for learning and development.
Responsibilities of the role:
- Deliver Market Abuse Risk Assessments (MARA) across a wide range of Global Markets trading activities and regions.
- Apply strong knowledge of the end-to-end trading life cycle, including processes, risks, controls, and system flows.
- Partner cross-functionally with Surveillance, Compliance, Advisory, and global stakeholders across the business.
- Execute Conduct Risk and RCSA (Risk and Control Self-Assessment) reviews, including risk identification, appetite, control evaluation, and corrective action plans.
- Interpret trading behaviour and activity to assess risk exposure, particularly with respect to market abuse indicators.
- Operate at pace, producing high-quality outputs under tight deadlines and with minimal oversight.
- Contribute to the ongoing development of the MARA framework and support broader risk and control initiatives within Global Markets.
What we require from the candidate:
- Strong background in Global Markets, with a deep understanding of trading environments (platforms, exchanges, OTC).
- Prior experience in auditing or assessing risks and controls within Global Markets.
- Practical experience in conducting market abuse or conduct risk assessments.
- Familiarity with RCSA methodology and associated governance practices.
- Excellent stakeholder engagement and collaboration skills, with experience influencing senior partners.
- Able to work independently and meet demanding delivery timelines in a high-pressure environment.
Next steps: This client will only accept workers operating via an Umbrella or PAYE engagement model. If you are interested in applying for this position and meet the criteria outlined above, please click the link to apply and we will contact you with an update in due course.
AMS, a Recruitment Process Outsourcing Company, may in the delivery of some of its services be deemed to operate as an Employment Agency or an Employment Business.
MARA - Market Abuse Risk Assessment Manager - Global Markets employer: Alexander Mann Solutions
Contact Detail:
Alexander Mann Solutions Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land MARA - Market Abuse Risk Assessment Manager - Global Markets
✨Tip Number 1
Familiarise yourself with the latest trends and regulations in market abuse and conduct risk. This knowledge will not only help you during interviews but also demonstrate your commitment to staying updated in a rapidly changing environment.
✨Tip Number 2
Network with professionals in the Global Markets sector, especially those involved in risk assessment and compliance. Engaging with industry peers can provide valuable insights and potentially lead to referrals for the position.
✨Tip Number 3
Prepare to discuss specific examples from your past experience that highlight your ability to assess risks and controls effectively. Being able to articulate your contributions in previous roles will set you apart from other candidates.
✨Tip Number 4
Showcase your stakeholder engagement skills by preparing to discuss how you've influenced senior partners in previous roles. This is crucial for the MARA role, as collaboration across various teams is key to success.
We think you need these skills to ace MARA - Market Abuse Risk Assessment Manager - Global Markets
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the MARA Risk & Controls Manager position. Tailor your application to highlight your relevant experience in global markets and risk assessment.
Craft a Targeted CV: Your CV should reflect your strong background in global markets and any prior experience in auditing or assessing risks and controls. Use specific examples that demonstrate your ability to deliver high-quality outputs under tight deadlines.
Write a Compelling Cover Letter: In your cover letter, express your enthusiasm for the role and the company. Highlight your familiarity with RCSA methodology and your excellent stakeholder engagement skills. Make sure to connect your past experiences to the key responsibilities of the role.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or typos. A polished application reflects your attention to detail and professionalism, which are crucial in a high-pressure environment like this one.
How to prepare for a job interview at Alexander Mann Solutions
✨Understand the Market Abuse Landscape
Familiarise yourself with the latest trends and regulations surrounding market abuse. Be prepared to discuss how these impact trading activities and the importance of risk assessments in mitigating potential issues.
✨Showcase Your Analytical Skills
Prepare examples from your past experience where you successfully identified risks or conducted assessments. Highlight your ability to interpret trading behaviour and how you’ve contributed to risk frameworks in previous roles.
✨Engage with Stakeholders
Demonstrate your collaboration skills by discussing how you've worked with various teams, such as Compliance and Surveillance. Be ready to share specific instances where you influenced senior partners or navigated complex stakeholder relationships.
✨Prepare for High-Pressure Scenarios
Since this role involves tight deadlines, think of examples that showcase your ability to deliver high-quality outputs under pressure. Discuss your time management strategies and how you prioritise tasks effectively.