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For Companies At a Glance
- Tasks: Join us as an Internal Auditor, validating regulatory compliance and driving audit delivery.
- Company: Alexander Mann Solutions partners with top financial services clients, ensuring excellence in recruitment and audit processes.
- Benefits: Enjoy a hybrid work model, balancing office and remote work for flexibility.
- Why this job: Be part of a dynamic team, enhancing your skills in a global banking environment with impactful responsibilities.
- Qualifications: Experience in Internal Audit within Financial Services, especially in Investment Banking and Market Conduct Remediation.
- Other info: This role is a 4-month contract, with opportunities to build professional relationships globally.
The predicted salary is between 36000 - 60000 £ per year.
Job Description
Job description – the role
On behalf of our Financial Services Client we are looking for an Auditor for an initial 4 month contract based in the Bank's London office on a hybrid working model of 3 days per week in the office and 2 from home.
Purpose of the role
Group Audit (GA) is seeking Audit professionals to drive audit delivery / regulatory remediation validation for their respective business / function coverage areas.
Key responsibilities
- Regulatory remediation validation including, performing validation in line with the agreed approach; identification of key risks, documentation of process flows and key controls, testing controls are designed and operating effectively; and reporting results to senior stakeholders.
- Draft high quality validation memos for review by management, facilitate issue tracking and validate closure of findings.
- Partners with other audit teams globally to ensure comprehensive audit validation and regulatory remediation.
- Proactively develop and maintain professional working relationships; communicates openly with management and internal stakeholders, keeping them informed of potential issues and escalates problems/delays promptly.
Skills and Qualifications
- Sound Knowledge and experience of Internal Audit, ideally gained from within Financial services particularly covering Investment Banking products.
- Experience of working on a previous Audit engagement covering Market Conduct Remediation or experience working within Global Markets Audit
- A strong understanding of the operational requirements and regulatory environment of a Global Bank; experience in the coverage of Market Conduct Remediation related risks and controls would be beneficial.
- Very good knowledge of auditing standards and concepts (i.e., design assessment, audit testing/sampling and operating effectiveness testing).
- Excellent team working capabilities and an ability to build strong business and team relationships, proven ability to communicate effectively at all levels; both written and verbal.
- Strong Project Management and planning skills; Financial and numerical competence and an analytical mindset.
Deutsche Bank's Values
This client will only accept workers operating via a PAYE engagement model.
AMS's payroll service is in partnership with Giant, we have worked with them for many years and have good processes in place to ensure you get the best service. If you are successful in your application for this role, your contract will be via Giant. For more information on Giant, please follow this link: https://ams-giant-paye-introduction.
AMS, a Recruitment Process Outsourcing Company, may in the delivery of some of its services be deemed to operate as an Employment Agency or an Employment Business.
Internal Auditor- Global Markets - Alexander Mann Solutions (Contingent) employer: Alexander Mann Solutions (Contingent)
Contact Detail:
Alexander Mann Solutions (Contingent) Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Internal Auditor- Global Markets - Alexander Mann Solutions (Contingent)
✨Tip Number 1
Familiarise yourself with the specific regulatory requirements and audit standards relevant to Global Markets. This knowledge will not only help you in interviews but also demonstrate your commitment to understanding the role.
✨Tip Number 2
Network with professionals already working in internal audit within financial services, especially those with experience in market conduct remediation. Engaging with them can provide insights into the role and potentially lead to referrals.
✨Tip Number 3
Prepare to discuss specific examples from your past experiences that showcase your skills in risk identification and control testing. Being able to articulate these experiences clearly will set you apart during discussions.
✨Tip Number 4
Stay updated on current trends and challenges in the financial services sector, particularly those affecting investment banking. This will enable you to engage in meaningful conversations with interviewers and show your proactive approach.
We think you need these skills to ace Internal Auditor- Global Markets - Alexander Mann Solutions (Contingent)
Some tips for your application 🫡
Understand the Role: Read the job description thoroughly to grasp the key responsibilities and required skills. Tailor your application to highlight your relevant experience in internal audit and financial services.
Highlight Relevant Experience: Emphasise your previous experience in internal audit, particularly within financial services and investment banking. Provide specific examples of your work on audit engagements related to market conduct remediation.
Craft a Strong Cover Letter: Write a compelling cover letter that outlines your motivation for applying and how your skills align with the role. Mention your understanding of regulatory environments and your ability to communicate effectively with stakeholders.
Proofread Your Application: Before submitting, carefully proofread your CV and cover letter for any errors or inconsistencies. A polished application reflects your attention to detail, which is crucial for an auditor.
How to prepare for a job interview at Alexander Mann Solutions (Contingent)
✨Understand the Regulatory Environment
Make sure you have a solid grasp of the regulatory requirements and operational standards within the financial services sector, especially in relation to Global Markets. This knowledge will help you demonstrate your expertise during the interview.
✨Prepare for Technical Questions
Expect questions that assess your understanding of auditing standards and concepts. Brush up on design assessments, audit testing, and operating effectiveness testing to showcase your technical skills.
✨Showcase Your Communication Skills
Since the role involves reporting results to senior stakeholders, be prepared to discuss how you effectively communicate complex information. Use examples from past experiences where you successfully conveyed audit findings or collaborated with teams.
✨Demonstrate Teamwork and Relationship Building
Highlight your ability to build strong working relationships and work collaboratively with others. Share specific instances where you partnered with different audit teams or stakeholders to achieve common goals.
