At a Glance
- Tasks: Monitor trading communications and conduct risk assessments to ensure compliance.
- Company: Join a leading global workforce solutions partner in the financial services sector.
- Benefits: Hybrid working model, competitive pay, and opportunities for skill development.
- Other info: 3-month contract with potential for growth in a collaborative team.
- Why this job: Enhance your analytical skills while making a real impact in a dynamic environment.
- Qualifications: Interest in finance, strong analytical skills, and attention to detail required.
The predicted salary is between 50000 - 65000 £ per year.
AMS is a global workforce solutions partner committed to creating inclusive, dynamic, and future-ready workplaces. We help organisations adapt, grow, and thrive in an ever-evolving world by building, shaping, and optimising diverse talent strategies. Our Contingent Workforce Solutions (CWS) is one of our service offerings. Acting as an extension of their recruitment teams, we connect them with skilled interim and temporary professionals, fostering workplaces where everyone can contribute and succeed.
Our client, a major UK retail bank, provides everyday banking services to over 17 million retail customers. The bank's expertise and services span across Business Services, Corporate banking, Wealth Management, Group Functions, Retail and Investment Banking.
On behalf of this organisation, AMS are looking for a Surveillance Officer for a 3-month contract based in Manchester / London / Edinburgh. It will be a hybrid model.
Purpose of the role: As a Surveillance Officer, you will monitor trading communications through surveillance checks and fact-finding reviews to ensure compliance with market conduct policies. You will also help enhance existing surveillance systems and support the development of new technology solutions, while building strong analytical skills in a fast-paced, collaborative environment.
As a Surveillance Officer you will be responsible for:
- Monitor trading, communications, and conduct risks using surveillance tools to identify potential policy breaches
- Analyse alerts and flagged activity, escalating issues appropriately
- Conduct in-depth investigations using market and source data
- Proactively identify risks and support control enhancements and surveillance improvements
- Contribute to the surveillance programme and stay up to date with regulatory and policy changes
What we require from the candidate:
- Experience or strong interest in financial services / investment banking
- Strong analytical, logical thinking and attention to detail
- Ability to analyse multiple data sources to support risk-based decision making
- Knowledge of trading processes, products, and equities/fixed income regulations
- Technically capable of solving complex problems using data, with adaptability to change
- Strong stakeholder engagement skills, with experience in projects and supporting policies/procedures
This client will only accept workers operating via an Umbrella or PAYE engagement model. If you are interested in applying for this position and meet the criteria outlined above, please click the link to apply and we will contact you with an update in due course.
Surveillance Officer in London employer: Alexander Mann Solutions - Contingency
Aleander Mann Solutions offers a dynamic work environment in Derby, where employees are encouraged to thrive through collaboration and innovation. With a strong focus on professional development, the company provides ample opportunities for growth and advancement in the field of information assurance. The hybrid work model promotes a healthy work-life balance, making it an excellent choice for those seeking meaningful and rewarding employment.
Contact Details:
Alexander Mann Solutions - Contingency Recruitment Team
