At a Glance
- Tasks: Monitor trading communications and conduct risk assessments to ensure compliance.
- Company: Join a leading global workforce solutions partner in the financial services sector.
- Benefits: Hybrid working model, competitive pay, and opportunities for skill development.
- Other info: 3-month contract with potential for growth in a collaborative team.
- Why this job: Enhance your analytical skills while making a real impact in a dynamic environment.
- Qualifications: Interest in finance, strong analytical skills, and attention to detail required.
The predicted salary is between 50000 - 65000 £ per year.
AMS is a global workforce solutions partner committed to creating inclusive, dynamic, and future-ready workplaces. We help organisations adapt, grow, and thrive in an ever-evolving world by building, shaping, and optimising diverse talent strategies. Our Contingent Workforce Solutions (CWS) is one of our service offerings. Acting as an extension of their recruitment teams, we connect them with skilled interim and temporary professionals, fostering workplaces where everyone can contribute and succeed.
Our client, a major UK retail bank, provides everyday banking services to over 17 million retail customers. The bank's expertise and services span across Business Services, Corporate banking, Wealth Management, Group Functions, Retail and Investment Banking.
On behalf of this organisation, AMS are looking for a Surveillance Officer for a 3-month contract based in Manchester / London / Edinburgh. It will be a hybrid model.
Purpose of the role: As a Surveillance Officer, you will monitor trading communications through surveillance checks and fact-finding reviews to ensure compliance with market conduct policies. You will also help enhance existing surveillance systems and support the development of new technology solutions, while building strong analytical skills in a fast-paced, collaborative environment.
As a Surveillance Officer you will be responsible for:
- Monitor trading, communications, and conduct risks using surveillance tools to identify potential policy breaches
- Analyse alerts and flagged activity, escalating issues appropriately
- Conduct in-depth investigations using market and source data
- Proactively identify risks and support control enhancements and surveillance improvements
- Contribute to the surveillance programme and stay up to date with regulatory and policy changes
What we require from the candidate:
- Experience or strong interest in financial services / investment banking
- Strong analytical, logical thinking and attention to detail
- Ability to analyse multiple data sources to support risk-based decision making
- Knowledge of trading processes, products, and equities/fixed income regulations
- Technically capable of solving complex problems using data, with adaptability to change
- Strong stakeholder engagement skills, with experience in projects and supporting policies/procedures
This client will only accept workers operating via an Umbrella or PAYE engagement model. If you are interested in applying for this position and meet the criteria outlined above, please click the link to apply and we will contact you with an update in due course.
Surveillance Officer in London employer: Alexander Mann Solutions - Contingency
AMS is an exceptional employer that prioritises inclusivity and employee growth, offering a dynamic work culture where every team member can thrive. As a Surveillance Officer, you will benefit from a hybrid working model in vibrant cities like Manchester, London, or Edinburgh, while gaining invaluable experience in the financial services sector. With a strong focus on professional development and collaboration, AMS empowers its employees to enhance their skills and contribute meaningfully to the organisation's success.
Contact Details:
Alexander Mann Solutions - Contingency Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Surveillance Officer in London
✨Join Financial Networking Events
Jump into local finance meetups and conferences — they’re a goldmine for temporary roles in banking and financial services. You can chat with industry professionals and even get leads on upcoming opportunities that might not be posted online yet.
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Reach out to temp agencies that focus on the banking sector. They often have strong ties with various firms and can help you secure short-term gigs that can help beef up your CV and get your foot in the door at firms like Alexander Mann Solutions - Contingency.
✨Connect with Alumni from Your Uni
Don't underestimate the power of your university’s alumni network. Many former students are working in banking and can help you find temporary roles or even offer mentorship. Reach out directly or attend alumni events to broaden your circle.
✨Stay Active on Job Boards and Company Websites
Keep your eyes peeled on job boards specifically for finance roles. Companies like Alexander Mann Solutions - Contingency might post temporary positions directly on their sites, so make sure to apply there too. Set alerts to catch those roles the moment they go live!
We think you need these skills to ace Surveillance Officer in London
Some tips for your application 🫡
Show Off Your Academic Achievements:In banking and financial services, your academic record can really make you stand out. List relevant grades, certifications, or coursework on your CV, especially if you've taken finance-related modules. This is particularly important for a temporary role where qualifications can help you shine even brighter!
Highlight Relevant Experience:If you’ve done any internships, part-time roles, or even coursework that aligns with banking or finance, make sure you include those! Showcase specific tasks where you used quantitative skills or analytical thinking, as this is what the hiring managers at Alexander Mann Solutions - Contingency will be keen to see in your application.
Tailor Your Cover Letter Purposefully:When writing your cover letter, focus on why you’re interested in a temporary position at Alexander Mann Solutions - Contingency. Let them know how you can quickly adapt to the team's needs and how eager you are to learn the ropes of the banking sector during this short stint. Your motivation and enthusiasm could really set you apart!
Be Prepared with References:For temporary roles, references can play a crucial role in your application. Make sure you’ve got a couple of references lined up who can vouch for your skills and work ethic. This helps to give Alexander Mann Solutions - Contingency confidence in your short-term commitment to the role.
How to prepare for a job interview at Alexander Mann Solutions - Contingency
✨Brush Up on Financial Regulations
Since this is a role in banking and financial services, be ready to discuss key regulations like MiFID, Basel III, or GDPR. These are hot topics, and your awareness of how they impact daily operations can give you a significant edge during your interview with Alexander Mann Solutions - Contingency.
✨Showcase Your Analytical Skills
Prepare for interview questions that assess your analytical abilities. You might need to tackle hypothetical scenarios involving risk assessment or financial forecasting. Bringing examples of relevant projects or coursework can emphasise your practical understanding of these concepts.
✨Highlight Flexibility and Adaptability
For a temporary role, showing that you can quickly pick up new processes and tools is crucial. Be ready to discuss previous experiences where you had to adapt to changing requirements or tight deadlines, as this will reassure Alexander Mann Solutions - Contingency that you’re a reliable team player.
✨Demonstrate a Willingness to Learn
In a temporary position, leaning into your eagerness to learn can really set you apart. Be prepared to share how you’re staying updated on industry trends or any additional training you've pursued. Employers appreciate candidates who are proactive about their development—even for short-term roles.