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- Tasks: Oversee compliance operations and implement regulatory requirements in a dynamic trading environment.
- Company: Leading global quantitative trading firm with a strong reputation.
- Benefits: Competitive salary, exposure to global markets, and career advancement opportunities.
- Why this job: Join a proactive team and make a real impact on compliance in trading.
- Qualifications: 7+ years of compliance experience in trading and knowledge of UK/EU regulations.
- Other info: Gain valuable insights into diverse trading activities and global markets.
The predicted salary is between 48000 - 72000 £ per year.
A leading global quantitative trading firm is seeking a proactive Compliance Officer to join its London office. This mid-senior level position involves overseeing compliance operations across FCA obligations, supporting APAC trading compliance, and implementing regulatory requirements.
The ideal candidate will have over 7 years of experience in compliance within a trading environment and strong knowledge of UK and EU regulatory frameworks. This role offers valuable exposure to diverse trading activities and global markets.
Front-Office Compliance Lead for Quant Trading in London employer: Alexander Chapman
Contact Detail:
Alexander Chapman Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Front-Office Compliance Lead for Quant Trading in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the trading and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of FCA obligations and regulatory requirements. We recommend practising common interview questions related to compliance in trading environments to show you’re the right fit.
✨Tip Number 3
Showcase your experience! When you get the chance to chat with recruiters or during interviews, highlight specific examples from your past roles that demonstrate your expertise in compliance operations.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who are proactive about their job search.
We think you need these skills to ace Front-Office Compliance Lead for Quant Trading in London
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in compliance within a trading environment. We want to see how your skills align with the FCA obligations and regulatory requirements mentioned in the job description.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're the perfect fit for the Front-Office Compliance Lead role. We love seeing enthusiasm and a clear understanding of the compliance landscape in your writing.
Showcase Relevant Experience: Don’t just list your past jobs; tell us about specific projects or challenges you’ve tackled that relate to compliance in a trading context. We’re keen to see how your 7+ years of experience can benefit our team.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way to ensure your application gets into the right hands, and we can’t wait to see what you bring to the table!
How to prepare for a job interview at Alexander Chapman
✨Know Your Regulations
Make sure you brush up on the latest FCA obligations and UK/EU regulatory frameworks. Being able to discuss these confidently will show that you're not just familiar with compliance but are also proactive about staying updated.
✨Showcase Your Experience
With over 7 years of experience in compliance, be ready to share specific examples from your past roles. Highlight situations where you successfully navigated complex compliance issues or implemented new regulatory requirements.
✨Understand the Trading Environment
Familiarise yourself with the trading activities of the firm. Knowing how compliance fits into their operations will help you demonstrate your understanding of the role and how you can add value to their team.
✨Ask Insightful Questions
Prepare thoughtful questions about the firm's compliance strategies and challenges they face in the APAC region. This shows your genuine interest in the role and helps you assess if the company is the right fit for you.
