Compliance Officer – Investment Management | London
I’m working with a leading global investment firm that is looking to add a Compliance Officer to its growing team in London.
This is a broad, hands-on position within a sophisticated investment environment, offering exposure across regulatory compliance, trading activity and the wider investment business.
The role will cover areas including:
- FCA regulatory compliance and reporting
- Market conduct and trade surveillance
- Compliance monitoring
- Policies, procedures and regulatory developments
- Supporting front-office and investment teams
- Working closely with senior stakeholders across the business
We’re particularly interested in professionals with 5–10 years of compliance experience, ideally gained within an asset manager, hedge fund or other investment management environment.
Strong knowledge of the UK regulatory framework, including FCA requirements, MAR, MiFID II and SMCR, would be highly relevant.
This could be a strong opportunity for someone looking for a broader compliance remit, greater front-office exposure and the opportunity to join a growing investment platform.
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Compliance Officer employer: Alexander Chapman
At Alexander Chapman, we pride ourselves on being an exceptional employer in the heart of London, offering a dynamic work culture that fosters innovation and collaboration. Our commitment to employee growth is evident through continuous learning opportunities and mentorship from industry experts, making it an ideal environment for those passionate about quantitative trading. With competitive benefits and a focus on work-life balance, we ensure our team thrives both professionally and personally.
