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- Tasks: Lead compliance efforts and ensure regulatory obligations are met in a dynamic financial environment.
- Company: Alchemy Markets is at the forefront of financial innovation, merging traditional finance with tech-driven solutions.
- Benefits: Enjoy competitive pay, improved work-life balance, health programs, and dynamic career growth opportunities.
- Why this job: Join a collaborative team that values compliance culture and ethical conduct while making a real impact.
- Qualifications: 5+ years in Compliance, strong knowledge of UK regulations, and experience with FCA engagement required.
- Other info: We prioritise confidentiality and are excited to discuss your potential contributions!
The predicted salary is between 48000 - 72000 £ per year.
Alchemy Markets offers a suite of services, including liquidity solutions, customizable trading platforms, and access to global financial instruments. Our offerings equip clients with tools and support to achieve their financial goals. Alchemy Markets leads financial innovation, bridging traditional finance with decentralized, tech-driven markets. We deliver accessible, transparent, and cutting-edge solutions, empowering traders, institutions, and innovators to thrive globally. We provide an ecosystem of advanced trading platforms, access to global markets, robust liquidity solutions, and bespoke financial technologies, catering to both retail and institutional clients.
Alchemy Markets is looking to hire a compliance professional to join the growing team as a Senior Compliance Officer and MLRO with a solid background in FX and CFD products to lead the compliance function. The ideal candidate will take ownership of developing, implementing, and maintaining our FCA license liquidity solutions, in terms of managing compliance frameworks, ensuring we meet all regulatory obligations and internal standards. The successful candidate will play a key role in protecting the business and promoting a strong compliance culture across all areas of the company.
KEY RESPONSIBILITIES:
- Being the primary liaison with regulatory bodies.
- Audit, amend and lead the ongoing development and execution of the Compliance framework to meet all regulatory requirements.
- Ensuring that the firm complies, and demonstrates compliance, with all FCA and other regulatory requirements.
- Ensure that regulatory capital, compliance-related reporting obligations (e.g. EMIR, MiFIR) are being met, including advising, preparing and submitting regular reports to the FCA.
- Conduct periodic risk assessments of AML controls.
- Performing the SMF17 role, advancing the Firm’s AML policies and procedures to comply with all Regulations.
- Perform periodic Compliance and AML trainings to the business and senior management.
- Monitor suspicious transactions and Reports to the FCA and NCA when required.
- Oversee customer due diligence (CDD), enhanced due diligence (EDD), and ongoing monitoring procedures.
- Drafting periodic and annual compliance and MLRO reports to the board, including the AML and anti-bribery risk assessments.
- Work with internal teams and external compliance consultants to strengthen the regulatory framework of the organization.
- Assist the Board in maintaining its ICARA and liquidity framework.
- Foster a compliance-driven culture by promoting awareness of compliance policies and the importance of ethical conduct.
WE ARE LOOKING FOR PEOPLE WHO HAVE:
- 5+ years of experience in Compliance and Regulatory Affairs, preferably within the CFD and FX industry, with a strong focus on UK regulations.
- Experience engaging with the FCA and other regulatory authorities.
- Deep knowledge of AML legislation including the UK Money Laundering Regulations and JMLSG guidance.
- Commitment to confidentiality regarding compliance procedures and internal policies.
- Ability to navigate evolving regulatory landscapes and adjust compliance strategies accordingly.
- Proven leadership and ability to work independently.
WHAT WE OFFER:
- Competitive Remuneration Package.
- Improved Work-Life Balance.
- Enhanced Health and Wellness Programs.
- Dynamic career growth in a dynamic and fast-growing global company.
- Ongoing Development opportunities.
- Collaborative and innovative work environment.
We are very excited to meet you and discuss how you can contribute to the success of the Company! We commit to handle all your information with strict confidentiality.
Senior Compliance Officer and MLRO employer: Alchemy Markets
Contact Detail:
Alchemy Markets Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Officer and MLRO
✨Tip Number 1
Familiarise yourself with the latest FCA regulations and compliance frameworks relevant to FX and CFD products. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in a rapidly evolving regulatory landscape.
✨Tip Number 2
Network with professionals in the compliance field, especially those who have experience with the FCA. Attend industry events or webinars to connect with potential colleagues and gain insights into the compliance culture at Alchemy Markets.
✨Tip Number 3
Prepare to discuss specific examples of how you've successfully navigated compliance challenges in previous roles. Highlight your experience with AML legislation and your ability to implement effective compliance strategies that align with regulatory requirements.
✨Tip Number 4
Showcase your leadership skills by discussing instances where you've fostered a compliance-driven culture within your team or organisation. Emphasising your ability to train and mentor others on compliance matters will resonate well with the hiring team.
We think you need these skills to ace Senior Compliance Officer and MLRO
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Senior Compliance Officer and MLRO position. Familiarise yourself with compliance frameworks, FCA regulations, and AML legislation relevant to the role.
Tailor Your CV: Craft your CV to highlight your 5+ years of experience in Compliance and Regulatory Affairs, particularly within the CFD and FX industry. Emphasise your engagement with regulatory bodies like the FCA and your knowledge of UK regulations.
Write a Compelling Cover Letter: In your cover letter, express your passion for compliance and your commitment to fostering a compliance-driven culture. Mention specific examples of how you've successfully navigated regulatory landscapes and implemented compliance strategies in previous roles.
Proofread Your Application: Before submitting your application, carefully proofread all documents for spelling and grammatical errors. Ensure that your application is clear, concise, and professional, reflecting your attention to detail, which is crucial for a compliance role.
How to prepare for a job interview at Alchemy Markets
✨Know Your Regulations
Make sure you have a solid understanding of UK regulations, especially those related to AML and compliance frameworks. Brush up on the FCA's requirements and be ready to discuss how your experience aligns with these regulations.
✨Demonstrate Leadership Skills
As a Senior Compliance Officer and MLRO, you'll need to show that you can lead and influence others. Prepare examples from your past roles where you've successfully led compliance initiatives or trained teams on regulatory matters.
✨Prepare for Scenario Questions
Expect scenario-based questions that assess your problem-solving skills in compliance situations. Think about potential challenges you might face in this role and how you would address them, particularly regarding suspicious transactions and regulatory reporting.
✨Showcase Your Communication Skills
You'll be liaising with regulatory bodies and internal teams, so it's crucial to demonstrate strong communication skills. Be prepared to discuss how you've effectively communicated compliance policies and fostered a compliance culture in previous positions.
