At a Glance
- Tasks: Support AML compliance and tackle financial crime in a dynamic fintech environment.
- Company: Join Alchemy Markets, a leader in financial innovation and technology.
- Benefits: Competitive pay, hybrid work, wellness programs, and career growth opportunities.
- Other info: Collaborative culture with ongoing development and flexible working hours.
- Why this job: Make a real impact in the fast-paced world of finance and compliance.
- Qualifications: 7+ years in AML/CTF with strong UK regulatory knowledge.
The predicted salary is between 48000 - 72000 £ per year.
ABOUT OUR COMPANY
Alchemy Markets offers a suite of services, including liquidity solutions, customizable trading platforms, and access to global financial instruments. Our offerings equip clients with tools and support to achieve their financial goals. Alchemy Markets leads financial innovation, bridging traditional finance with decentralized, tech-driven markets. We deliver accessible, transparent, and cutting-edge solutions, empowering traders, institutions, and innovators to thrive globally. The company provides an ecosystem of advanced trading platforms, access to global markets, robust liquidity solutions, and bespoke financial technologies, catering to both retail and institutional clients.
JOB OVERVIEW:
We are seeking a proactive and knowledgeable Deputy MLRO to support the firm’s financial crime framework with a strong focus on Anti-Money Laundering and Market Abuse. The role will work closely with the MLRO to ensure the firm’s compliance with applicable regulatory obligations under UK Money Laundering Regulations, MAR, FCA rules, and relevant MiFID II and CASS requirements. The ideal candidate will have hands-on experience in AML operations and investigations within an FCA-regulated environment, combined with a solid understanding of investment, trading or brokerage activities.
JOB DESCRIPTION:
- Support the MLRO and Head of Compliance in maintaining and enhancing the firm's AML/CTF and Market Abuse (MA) framework, policies, and procedures.
- Act as the day-to-day point of contact for Financial Crime matters, including customer due diligence (CDD), enhanced due diligence (EDD), ongoing transaction monitoring, and Market Abuse surveillance.
- Review and assess suspicious activity reports (SARs) and Market Abuse alerts (e.g., relating to insider dealing or market manipulation) and escalate to the MLRO/Compliance Officer where appropriate.
- Conduct Financial Crime investigations (covering AML and MA breaches) and prepare reports for internal committees and regulatory requests.
- Ensure effective implementation of Financial Crime risk assessments (including ML/TF and MA risks) across the business.
- Provide Financial Crime-related training and guidance (covering AML/CTF and Market Abuse regulations) to business and operational teams.
- Assist with periodic Financial Crime reviews, compliance monitoring, and internal audits.
- Support regulatory reporting obligations, including SAR filings, suspicious transaction/order reports (STORs), and other relevant data submissions.
- Contribute to ensuring frameworks align with Financial Crime controls, particularly around client asset protection and transaction oversight/Market Surveillance.
- Conduct and review customer risk assessments and ensure risk ratings are appropriately documented and updated, considering potential Market Abuse risk factors.
- Oversee periodic reviews of client files to ensure ongoing compliance with AML and KYC standards.
- Ensure timely escalation, documentation, and filing of SARs and STORs to the MLRO/Compliance Officer and the relevant regulatory body/NCA where applicable.
- Maintain a register of Financial Crime breaches (AML/CTF and MA) and remediation actions.
- Liaise with external auditors, banks, and regulators on Financial Crime matters when required.
- Keep up to date with regulatory developments and emerging risks relating to AML/CTF, Market Abuse (e.g., MAR), and broader financial crime.
WE ARE LOOKING FOR PEOPLE WHO HAVE:
- Minimum of 7 years of AML/CTF experience, with strong focus on UK Regulations, in a fast-paced environment. Experience within Fintech industry is highly preferred.
- Experience engaging with the FCA and other regulatory authorities.
- Deep knowledge of AML legislation including the UK Money Laundering Regulations and JMLSG guidance.
- Strong analytical skills and attention to detail.
- Excellent communication and interpersonal skills.
WHAT WE OFFER:
- Competitive Remuneration Package and performance-based annual bonuses.
- Work-Life Balance; hybrid (1 day from home) and flexible working hours.
- Enhanced Health and Wellness Programs.
- Dynamic career growth in a dynamic and fast-growing global company.
- Ongoing Development opportunities.
- Collaborative, transparent and innovative work environment.
ARE YOU INTERESTED IN JOINING US?
We are very excited to meet you and discuss how you can contribute to the success of the Company! We commit to handle all your information with strict confidentiality.
Deputy MLRO in Leeds employer: Alchemy Markets
Alchemy Markets is an exceptional employer, offering a dynamic and innovative work environment that fosters collaboration and transparency. With a strong focus on employee growth, we provide competitive remuneration, flexible working arrangements, and enhanced health and wellness programs, making it an ideal place for professionals seeking meaningful careers in the fast-paced fintech industry.
StudySmarter Expert Advice🤫
We think this is how you could land Deputy MLRO in Leeds
✨Tip Number 1
Network like a pro! Reach out to people in the industry, attend events, and connect on LinkedIn. You never know who might have the inside scoop on job openings or can put in a good word for you.
✨Tip Number 2
Prepare for interviews by researching Alchemy Markets and understanding their services. Show them you’re not just another candidate; you’re genuinely interested in what they do and how you can contribute.
✨Tip Number 3
Practice your responses to common interview questions, especially those related to AML and compliance. We want you to feel confident and ready to showcase your expertise when it counts!
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re serious about joining our team at Alchemy Markets.
We think you need these skills to ace Deputy MLRO in Leeds
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Deputy MLRO role. Highlight your AML/CTF experience and any relevant regulatory knowledge. We want to see how your skills align with our needs!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you're passionate about financial crime compliance and how your background makes you a perfect fit for us. Keep it engaging and to the point.
Showcase Your Experience:When detailing your experience, focus on specific achievements in AML operations and investigations. We love numbers and results, so if you've improved processes or reduced risks, let us know!
Apply Through Our Website:We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, it’s super easy!
How to prepare for a job interview at Alchemy Markets
✨Know Your AML Inside Out
Make sure you brush up on your knowledge of UK Money Laundering Regulations and JMLSG guidance. Be prepared to discuss how these regulations apply in real-world scenarios, especially in a fast-paced environment like fintech.
✨Showcase Your Analytical Skills
During the interview, highlight specific examples where your analytical skills made a difference in identifying suspicious activities or improving compliance processes. Use concrete data or outcomes to back up your claims.
✨Communicate Clearly
Since excellent communication is key for this role, practice articulating complex financial crime concepts in simple terms. This will demonstrate your ability to train and guide others effectively.
✨Stay Updated on Regulatory Changes
Keep yourself informed about the latest developments in AML/CTF and Market Abuse regulations. Bring up any recent changes during your interview to show your proactive approach and commitment to staying ahead in the field.
