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For Companies At a Glance
- Tasks: Provide compliance oversight and support for UK and EU financial activities.
- Company: Join Alantra, a global leader in investment banking and asset management.
- Benefits: Competitive salary, dynamic work environment, and opportunities for professional growth.
- Why this job: Be at the forefront of regulatory compliance in a fast-paced financial services environment.
- Qualifications: 2-4 years experience in compliance or regulatory advisory within financial services.
- Other info: Collaborative culture with excellent career advancement opportunities.
The predicted salary is between 36000 - 60000 ÂŁ per year.
Alantra is an independent global financial services firm that provides investment banking and asset management services to mid‑market companies, families and investors. The Group has over 500 professionals in Europe, the U.S., Latin America, Asia and the Middle East. In Investment Banking, Alantra has completed over 1,000 transactions in the last five years. Alantra combines a strong local presence in key financial centres with global sector‑ and product‑specialised teams. In Alternative Asset Management, Alantra offers its clients unique access to a wide range of investment strategies in five highly specialised asset management classes (private equity, active funds, private debt, energy and venture capital). As of 30 September 2025, assets under management from consolidated businesses stood at 2.7 bn while those managed by firms in which the Group holds a strategic stake amounted to 14.2 bn.
Role Overview
We are seeking an R&C Associate to provide day‑to‑day compliance oversight for our UK businesses and support coordination with EU affiliates. The role is close to deal activity, advising on regulatory issues, overseeing onboarding, monitoring conduct and conflicts and ensuring compliance with UK / EU regulatory requirements.
Key Responsibilities
- Advisory & Transactions: First point of contact for deal teams on MiFID II, MAR, COBS and conduct queries. Review engagement letters, approve mandates and oversee KYC / AML. Provide regulatory input on deal structuring, disclosures, conflicts and client categorisation.
- Engagement Oversight: Ensure adherence to internal controls and approval processes. Review transaction documents, marketing materials and legal drafts for regulatory risks. Monitor cross‑border activity, market abuse, risk financial promotions and conflicts.
- Information & Conflicts Management: Oversee confidential information handling, insider lists and information barriers. Conduct first‑level conflict analysis and maintain conflicts registers.
- EU Coordination & Group Support: Align UK / EU engagement standards and review cross‑border materials. Support periodic file reviews and tailored compliance training.
- Compliance Operations: Contribute to the Compliance Monitoring Programme and FCA / non‑financial returns. Maintain compliance / AML risk assessments, risk registers and horizon scanning. Support prudential / ICARA work and SM & CR processes.
Requirements
Essential: 2-4 years experience in Compliance Risk or Regulatory Advisory in FS legal (FS regulation) or consultancy (FS compliance). Experience with onboarding, engagement letters, approvals and transaction support. Knowledge of MiFID II, MAR, FCA rules, GDPR and AML / KYC. Solid understanding of financial instruments and strong knowledge of securitisation structures (ABS, MBS, CLOs, credit‑linked transactions).
Desirable: Cross‑border regulatory exposure tied agents or passporting. Experience in compliance assurance or framework design.
Attributes: Commercial, pragmatic and confident with front‑office stakeholders. Highly organised and detail‑driven. Collaborative and adaptable in a fast‑paced environment.
Employment Type: Full‑Time
Experience: 2-4 years
Vacancy: 1
Risk & Compliance Associate employer: Alantra Solar Energy Advisors
Contact Detail:
Alantra Solar Energy Advisors Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk & Compliance Associate
✨Tip Number 1
Network like a pro! Reach out to professionals in the risk and compliance field on LinkedIn. Join relevant groups and participate in discussions to get your name out there and show your expertise.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of MiFID II, MAR, and FCA rules. We want you to be the go-to person for regulatory queries, so practice explaining these concepts clearly and confidently.
✨Tip Number 3
Don’t just apply anywhere; focus on companies that align with your values and career goals. Check out our website for openings at Alantra and tailor your application to highlight your relevant experience in compliance and risk management.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can set you apart from other candidates. Use this opportunity to reiterate your interest in the role and how your skills can contribute to the team.
We think you need these skills to ace Risk & Compliance Associate
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Risk & Compliance Associate role. Highlight your relevant experience in compliance, risk management, and any specific knowledge of regulations like MiFID II or AML. We want to see how your background fits with what we do at Alantra!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you're passionate about compliance and how your skills align with our needs. Be sure to mention any experience you have with cross-border regulatory issues, as this is key for us.
Showcase Your Attention to Detail: In compliance, attention to detail is crucial. When writing your application, make sure there are no typos or errors. We appreciate candidates who take the time to present their best work, so double-check everything before hitting send!
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for the role. Plus, you’ll get to see more about what we do at Alantra while you’re at it!
How to prepare for a job interview at Alantra Solar Energy Advisors
✨Know Your Regulations
Make sure you brush up on key regulations like MiFID II, MAR, and FCA rules before the interview. Being able to discuss these confidently will show that you're not just familiar with compliance but also understand how they apply to Alantra's operations.
✨Showcase Your Experience
Prepare specific examples from your past roles that highlight your experience in risk and compliance. Whether it's dealing with KYC/AML processes or handling regulatory queries, having concrete stories ready will demonstrate your expertise and problem-solving skills.
✨Understand the Business
Research Alantra’s business model and recent transactions. Understanding their investment banking and asset management services will help you tailor your answers and show that you're genuinely interested in the role and the company.
✨Ask Insightful Questions
Prepare thoughtful questions about the Risk & Compliance team’s challenges or how they handle cross-border regulatory issues. This not only shows your interest but also gives you a chance to engage with the interviewers and demonstrate your analytical thinking.