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- Tasks: Ensure compliance with legal and regulatory standards while advising on risk management.
- Company: A growing law firm in Southampton with a focus on compliance and risk.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Why this job: Take on a senior-level challenge with variety and responsibility in compliance.
- Qualifications: Qualified Solicitor or Legal Executive with experience in compliance or litigation.
- Other info: Join a supportive team and make a real impact on the firm's compliance culture.
The predicted salary is between 36000 - 60000 £ per year.
We are working with a growing law firm to hire a Risk and Compliance Solicitor in Southampton. In this role, you will work closely with the Head of Risk and Compliance and the firm’s regulatory officers to ensure total adherence to legal, professional, and financial rules. The firm is looking for a qualified Solicitor or Legal Executive with significant experience in a dedicated compliance role or a strong background in post-qualification litigation.
The responsibilities will include:
- Providing expert advice on regulatory, risk, and compliance issues across all departments of the firm.
- Acting as the Data Protection Officer, managing UK GDPR compliance, data breaches, and subject access requests.
- Recording and investigating complaints or breaches, and making necessary reports to the SRA or ICO.
- Designing, drafting, and implementing new compliance policies and procedures to meet changing legislation.
- Managing the internal file review process and reporting on findings to drive continual improvement.
- Supporting the annual professional indemnity insurance renewal and managing active claims and notifications.
- Assisting the MLRO with Money Laundering Regulations and the submission of Suspicious Activity Reports.
- Maintaining central compliance registers and overseeing the annual bulk practising certificate renewal.
If you are looking for a senior-level compliance challenge with significant variety and responsibility, we would love to hear from you. Please apply today to begin the conversation.
Risk & Compliance Solicitor in Southampton employer: AJ FOX COMPLIANCE
Contact Detail:
AJ FOX COMPLIANCE Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Risk & Compliance Solicitor in Southampton
✨Tip Number 1
Network like a pro! Reach out to your connections in the legal field, especially those who work in compliance. They might have insider info on job openings or can even refer you directly to hiring managers.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of UK GDPR and compliance regulations. We want you to showcase your expertise and how it aligns with the firm's needs. Practice common interview questions related to risk management and compliance scenarios.
✨Tip Number 3
Don’t just apply anywhere; focus on firms that align with your values and career goals. Use our website to find roles that excite you and match your skills. Tailor your approach to each firm’s culture and mission.
✨Tip Number 4
Follow up after interviews! A quick thank-you email can go a long way in keeping you top of mind. Mention something specific from your conversation to show your genuine interest in the role and the firm.
We think you need these skills to ace Risk & Compliance Solicitor in Southampton
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Risk & Compliance Solicitor role. Highlight your relevant experience in compliance and regulatory matters, and don’t forget to mention any specific achievements that showcase your expertise.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention your experience with UK GDPR compliance and how you’ve successfully managed compliance issues in the past.
Showcase Your Problem-Solving Skills: In your application, give examples of how you've tackled compliance challenges before. We want to see your analytical skills in action, so share specific instances where you’ve made a positive impact on compliance processes.
Apply Through Our Website: We encourage you to apply through our website for a smoother process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates from us!
How to prepare for a job interview at AJ FOX COMPLIANCE
✨Know Your Compliance Stuff
Make sure you brush up on the latest regulations and compliance issues relevant to the role. Familiarise yourself with UK GDPR, SRA guidelines, and any recent changes in legislation. This will show that you're not just qualified but also genuinely interested in the field.
✨Prepare Real-Life Examples
Think of specific instances where you've successfully navigated compliance challenges or implemented new policies. Be ready to discuss how you handled data breaches or complaints, as these examples will demonstrate your practical experience and problem-solving skills.
✨Understand the Firm's Culture
Research the law firm’s values and culture before the interview. Knowing how they approach risk and compliance can help you tailor your answers and show that you’re a good fit for their team. Plus, it’ll give you a chance to ask insightful questions!
✨Ask Smart Questions
Prepare thoughtful questions about the firm's compliance processes and how they handle regulatory changes. This not only shows your interest in the role but also gives you a clearer picture of what to expect if you join their team.
