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- Tasks: Coordinate client onboarding and conduct risk assessments in a dynamic legal environment.
- Company: Multidisciplinary law firm in London focused on reputation protection.
- Benefits: Competitive salary, professional development, and a supportive team culture.
- Why this job: Shape KYC and AML policies while working with top professionals in the field.
- Qualifications: Three years of experience in risk, compliance, or audit within a regulated law firm.
- Other info: Join a proactive team and advance your career at the intersection of law and intelligence.
The predicted salary is between 36000 - 60000 £ per year.
We are working with a multidisciplinary law firm to hire a Regulatory Analyst in London. In this role, you will be the primary point of contact for client, matter, and supplier onboarding, working within a unique environment that combines legal, intelligence, and security expertise to protect high-profile reputations.
The firm is looking for a professional with at least three years of experience in a risk, compliance, or audit function within a regulated law firm who is ready to help shape their evolving KYC and AML policies.
The responsibilities will include:
- Coordinating the end-to-end client onboarding process, including conducting due diligence, risk checks, and initial assessments for new opportunities.
- Reviewing and updating the firm’s AML risk assessments and conducting thorough source of funds verifications.
- Monitoring international sanctions lists daily and ensuring all matter opening risk assessments are complete.
- Managing the supplier onboarding journey by liaising with third parties and reviewing contractual agreements and confidentiality terms.
- Conducting regular high-risk matter reviews and file audits to provide mitigation advice to specialist teams.
- Assisting with the delivery of firm-wide training to promote awareness of internal controls and best practices.
- Updating the firm’s regulatory profiles and drafting responses to information requests from third parties and insurers.
- Collaborating on technical projects to improve compliance systems, including the management of due diligence software and CRM risk flags.
They are looking for candidates with an unflappable nature and the confidence to manage stakeholder expectations across a diverse, multidisciplinary business. You should possess excellent negotiation skills and a methodical approach to problem-solving, with a genuine interest in resolving process inefficiencies.
If you are a proactive team player looking to progress your career at the intersection of law and private intelligence, we want to hear from you. Please apply today to join this world-class team.
Regulatory Analyst in Slough employer: AJ FOX COMPLIANCE
Contact Detail:
AJ FOX COMPLIANCE Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Analyst in Slough
✨Tip Number 1
Network like a pro! Reach out to your connections in the legal and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by researching the firm’s recent cases and regulatory changes. Show them you’re not just another candidate; you’re genuinely interested in their work and ready to contribute to their KYC and AML policies.
✨Tip Number 3
Practice your negotiation skills! You’ll need to demonstrate your ability to manage stakeholder expectations. Role-play with a friend or mentor to build your confidence and refine your approach.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing proactive candidates who take the initiative to connect directly with us.
We think you need these skills to ace Regulatory Analyst in Slough
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Regulatory Analyst role. Highlight your experience in risk, compliance, or audit functions, and don’t forget to mention any specific KYC and AML policies you've worked with. We want to see how your background fits perfectly with what we’re looking for!
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Share examples of how you've managed client onboarding processes or conducted due diligence. Let us know about your unflappable nature and how you handle stakeholder expectations.
Showcase Your Skills: In your application, make sure to showcase your negotiation skills and methodical problem-solving approach. We love candidates who can demonstrate their ability to resolve process inefficiencies, so share any relevant experiences that highlight these skills!
Apply Through Our Website: We encourage you to apply through our website for a smoother application process. It’s the best way for us to receive your application and ensures you don’t miss out on any important updates. We can’t wait to hear from you!
How to prepare for a job interview at AJ FOX COMPLIANCE
✨Know Your Regulatory Stuff
Make sure you brush up on the latest KYC and AML regulations before your interview. Being able to discuss recent changes or trends in compliance will show that you're not just experienced, but also proactive and engaged with the field.
✨Showcase Your Problem-Solving Skills
Prepare examples of how you've tackled process inefficiencies in previous roles. Use the STAR method (Situation, Task, Action, Result) to clearly outline your thought process and the positive outcomes of your actions.
✨Demonstrate Your Communication Prowess
Since you'll be liaising with various stakeholders, practice articulating complex regulatory concepts in simple terms. This will highlight your ability to communicate effectively across different teams and levels within the firm.
✨Be Ready for Scenario Questions
Expect to face scenario-based questions that test your decision-making skills under pressure. Think about potential high-risk situations you might encounter in this role and how you would handle them, showcasing your unflappable nature.