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- Tasks: Coordinate client onboarding and conduct risk assessments in a dynamic legal environment.
- Company: Multidisciplinary law firm in London with a focus on compliance and security.
- Benefits: Competitive salary, professional development, and a chance to work with high-profile clients.
- Why this job: Shape KYC and AML policies while making a real impact in the legal field.
- Qualifications: Three years of experience in risk, compliance, or audit within a regulated law firm.
- Other info: Join a proactive team and advance your career at the intersection of law and intelligence.
The predicted salary is between 36000 - 60000 £ per year.
We are working with a multidisciplinary law firm to hire a Regulatory Analyst in London. In this role, you will be the primary point of contact for client, matter, and supplier onboarding, working within a unique environment that combines legal, intelligence, and security expertise to protect high-profile reputations.
The firm is looking for a professional with at least three years of experience in a risk, compliance, or audit function within a regulated law firm who is ready to help shape their evolving KYC and AML policies.
The responsibilities will include:
- Coordinating the end-to-end client onboarding process, including conducting due diligence, risk checks, and initial assessments for new opportunities.
- Reviewing and updating the firm’s AML risk assessments and conducting thorough source of funds verifications.
- Monitoring international sanctions lists daily and ensuring all matter opening risk assessments are complete.
- Managing the supplier onboarding journey by liaising with third parties and reviewing contractual agreements and confidentiality terms.
- Conducting regular high-risk matter reviews and file audits to provide mitigation advice to specialist teams.
- Assisting with the delivery of firm-wide training to promote awareness of internal controls and best practices.
- Updating the firm’s regulatory profiles and drafting responses to information requests from third parties and insurers.
- Collaborating on technical projects to improve compliance systems, including the management of due diligence software and CRM risk flags.
They are looking for candidates with an unflappable nature and the confidence to manage stakeholder expectations across a diverse, multidisciplinary business. You should possess excellent negotiation skills and a methodical approach to problem-solving, with a genuine interest in resolving process inefficiencies.
If you are a proactive team player looking to progress your career at the intersection of law and private intelligence, we want to hear from you. Please apply today to join this world-class team.
Regulatory Analyst employer: AJ FOX COMPLIANCE
Contact Detail:
AJ FOX COMPLIANCE Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Regulatory Analyst
✨Tip Number 1
Network like a pro! Reach out to your connections in the legal and compliance sectors. Attend industry events or webinars to meet potential employers and get your name out there. Remember, sometimes it’s not just what you know, but who you know!
✨Tip Number 2
Prepare for interviews by researching the firm’s recent cases and regulatory changes. Show them you’re not just another candidate; you’re genuinely interested in their work. Tailor your responses to highlight how your experience aligns with their needs.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation and reiterate your enthusiasm for the role. It keeps you fresh in their minds and shows your professionalism.
✨Tip Number 4
Apply through our website for the best chance at landing that Regulatory Analyst role! We’ve got all the resources you need to make your application stand out. Plus, we’re always on the lookout for proactive team players like you!
We think you need these skills to ace Regulatory Analyst
Some tips for your application 🫡
Tailor Your CV: Make sure your CV is tailored to the Regulatory Analyst role. Highlight your experience in risk, compliance, or audit functions, and don’t forget to showcase any relevant skills that align with KYC and AML policies.
Craft a Compelling Cover Letter: Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Mention your unflappable nature and how you’ve successfully managed stakeholder expectations in the past.
Showcase Your Problem-Solving Skills: In your application, give examples of how you've tackled process inefficiencies before. We love candidates who can think methodically and come up with creative solutions!
Apply Through Our Website: Don’t forget to apply through our website! It’s the best way for us to receive your application and ensures you’re considered for this exciting opportunity with our multidisciplinary team.
How to prepare for a job interview at AJ FOX COMPLIANCE
✨Know Your Regulatory Stuff
Make sure you brush up on the latest KYC and AML regulations. Being able to discuss these topics confidently will show that you're not just familiar with the basics but are also ready to contribute to shaping the firm's policies.
✨Showcase Your Experience
Prepare specific examples from your past roles where you've successfully managed client onboarding or conducted risk assessments. This will help demonstrate your hands-on experience and how it aligns with the firm's needs.
✨Be Ready for Scenario Questions
Expect questions that put you in hypothetical situations related to compliance and risk management. Practise articulating your thought process and problem-solving approach, as this will highlight your methodical nature.
✨Engage with Stakeholders
Since the role involves managing stakeholder expectations, think of ways to illustrate your negotiation skills. Prepare to discuss how you've effectively communicated with diverse teams in the past, showcasing your unflappable nature.
