At a Glance
- Tasks: Lead compliance projects, conduct assessments, and mentor junior analysts in a prestigious law firm.
- Company: Highly respected law firm in London with a focus on regulatory compliance.
- Benefits: Competitive salary, professional development, and a dynamic work environment.
- Other info: Opportunity for career growth and to work on complex client structures.
- Why this job: Join a top-tier firm and make a significant impact on compliance and risk management.
- Qualifications: Experience in compliance within a law firm and strong attention to detail.
The predicted salary is between 60000 - 75000 £ per year.
We are working with a highly prestigious law firm to hire a Senior Compliance Analyst in London. In this role, you will work closely with the Compliance Manager to ensure full regulatory alignment across the firm. The firm is looking for a compliance professional with risk and compliance experience gained within a law firm, a deep understanding of SRA requirements, and specific exposure to complex private client structures. You should be a structured, solutions-focused professional with excellent attention to detail and the organisational agility to balance complex project management with urgent daily demands.
The responsibilities will include:
- Leading and coordinating a major firm-wide project focused on the periodic review, ongoing monitoring, and remediation of existing client files.
- Developing a structured, risk-based approach to file reviews alongside the Compliance Manager to meet strict regulatory expectations.
- Engaging directly with fee earners to provide clear, practical guidance on file deficiencies and necessary remediation steps.
- Conducting comprehensive anti-money laundering assessments and background research on new and re-opened files.
- Evaluating high-risk clients and establishing EDD protocols, including Source of Wealth and Source of Funds verification.
- Running global conflicts searches and monitoring sanctions alert screening tools.
- Acting as a first-line technical escalation point and mentor for junior analysts within the compliance team.
- Designing and delivering compliance induction training for new joiners and raising general risk awareness across the firm.
- Managing the central compliance inbox and ensuring all routine matter records are meticulously maintained.
Please submit your application today to start the conversation.
Senior Compliance Analyst in London employer: AJ FOX COMPLIANCE
Join a prestigious law firm in London that values excellence and integrity, offering a dynamic work culture where compliance professionals thrive. With a strong focus on employee development, you will have access to tailored training programmes and mentorship opportunities, ensuring your growth within the firm. Enjoy a collaborative environment that prioritises regulatory alignment while providing the chance to lead impactful projects and engage with experienced colleagues.
StudySmarter Expert Advice🤫
We think this is how you could land Senior Compliance Analyst in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the legal and compliance sectors. Attend industry events or webinars where you can meet potential employers or colleagues who might know of openings. Remember, it’s all about who you know!
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of SRA requirements and compliance best practices. We recommend practising common interview questions with a friend or in front of a mirror. The more confident you are, the better you'll perform!
✨Tip Number 3
Showcase your skills! When you get the chance to speak with hiring managers, highlight your experience with complex private client structures and your project management abilities. Use specific examples to demonstrate how you've tackled challenges in the past.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, we love seeing candidates who take the initiative to engage directly with us. Let’s get you that Senior Compliance Analyst role!
We think you need these skills to ace Senior Compliance Analyst in London
Some tips for your application 🫡
Tailor Your CV:Make sure your CV is tailored to the Senior Compliance Analyst role. Highlight your risk and compliance experience, especially within a law firm, and don’t forget to mention your understanding of SRA requirements. We want to see how your skills align with what we’re looking for!
Craft a Compelling Cover Letter:Your cover letter is your chance to shine! Use it to explain why you’re the perfect fit for this role. Talk about your experience with complex private client structures and how you’ve successfully managed similar projects in the past. Let us know what makes you stand out!
Showcase Your Attention to Detail:As a Senior Compliance Analyst, attention to detail is key. In your application, make sure to demonstrate this quality. Whether it’s through your CV formatting or the clarity of your cover letter, we want to see that you can spot the little things that matter.
Apply Through Our Website:We encourage you to apply directly through our website. It’s the easiest way for us to receive your application and ensures you’re considered for the role. Plus, it shows us you’re proactive and keen to join our team!
How to prepare for a job interview at AJ FOX COMPLIANCE
✨Know Your Regulations
Make sure you brush up on the SRA requirements and any relevant compliance regulations. Being able to discuss these confidently will show that you’re not just familiar with the rules, but that you understand their implications in a law firm setting.
✨Showcase Your Project Management Skills
Prepare examples of how you've successfully managed complex projects in the past. Highlight your organisational agility and how you balanced urgent demands while ensuring compliance. This will demonstrate your ability to lead major firm-wide projects effectively.
✨Engage with Real Scenarios
Think of specific instances where you provided guidance on file deficiencies or conducted anti-money laundering assessments. Sharing these experiences will illustrate your practical knowledge and problem-solving skills, which are crucial for this role.
✨Be Ready to Mentor
Since the role involves mentoring junior analysts, be prepared to discuss your approach to training and raising risk awareness. Share any past experiences where you’ve taken on a mentorship role, as this will highlight your leadership qualities.
