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- Tasks: Shape and deliver the firm's risk and compliance strategy while managing regulatory risks.
- Company: Join a well-regarded professional services firm in Eastleigh with a strong reputation.
- Benefits: Enjoy a forward-thinking work environment and opportunities for professional growth.
- Why this job: Make a tangible impact on compliance and engage with stakeholders at all levels.
- Qualifications: At least two years of UK regulatory experience in legal or accountancy settings required.
- Other info: Proactive mindset and desire to build technical knowledge are essential.
The predicted salary is between 28800 - 48000 £ per year.
We are working with a well-regarded professional services firm to hire a Compliance Analyst to join their growing team in Eastleigh. In this role, you’ll play a key part in shaping and delivering the firm’s risk and compliance strategy across all areas of the business, ensuring that regulatory, operational and strategic risks are effectively managed and mitigated.
Our client is seeking someone with at least two years of UK regulatory experience gained either in a practice environment (legal or accountancy) or within a regulatory team at a professional body. You’ll bring a sound understanding of risk and compliance in a professional services setting, along with knowledge of CDD and AML processes.
The responsibilities in this role will include:
- Supporting the development and implementation of a firmwide Compliance and Risk strategy
- Assisting with embedding a strong compliance culture through training and communication initiatives
- Preparing regulatory submissions for relevant professional bodies in relation to new acquisitions
- Producing clear and accurate reporting on compliance issues and breaches
- Advising and guiding partners, managers, and staff on compliance matters
- Maintaining and updating regulatory policies, firmwide risk assessments, and procedural documentation
- Overseeing client onboarding documentation and ensuring compliance with regulatory changes
- Managing processes for identifying and resolving conflicts of interest
- Supporting GDPR compliance and timely reporting of risks to the ICO
- Liaising with professional bodies to maintain up-to-date regulatory compliance
- Drafting and implementing new regulatory guidelines as required
- Representing Compliance in wider group projects to embed best practice into evolving business processes
The ideal candidate will demonstrate excellent communication skills, meticulous attention to detail, strong problem-solving abilities, and the confidence to engage with stakeholders at all levels. A proactive mindset and a desire to continuously build technical knowledge are a must.
This is a fantastic opportunity to join a forward-thinking firm where you can genuinely shape the compliance function and make a tangible impact on the wider business. If you are ready for your next challenge, we’d love to hear from you. Apply now to learn more.
Compliance Analyst employer: AJ FOX COMPLIANCE
Contact Detail:
AJ FOX COMPLIANCE Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Compliance Analyst
✨Tip Number 1
Familiarise yourself with the latest UK regulatory frameworks and compliance standards. This knowledge will not only help you in interviews but also demonstrate your commitment to staying updated in the field.
✨Tip Number 2
Network with professionals in the compliance sector, especially those who work in similar roles or firms. Engaging in conversations can provide insights into the company culture and expectations, which can be invaluable during the interview process.
✨Tip Number 3
Prepare to discuss specific examples of how you've managed compliance issues or contributed to risk strategies in your previous roles. Real-life scenarios can showcase your problem-solving skills and understanding of compliance in action.
✨Tip Number 4
Research the firm’s recent projects or initiatives related to compliance and risk management. Being able to reference these during your discussions will show your genuine interest in the company and its goals.
We think you need these skills to ace Compliance Analyst
Some tips for your application 🫡
Understand the Role: Before applying, make sure you fully understand the responsibilities and requirements of the Compliance Analyst position. Tailor your application to highlight your relevant experience in UK regulatory environments, particularly in compliance and risk management.
Highlight Relevant Experience: In your CV and cover letter, emphasise your two years of UK regulatory experience, especially if it was gained in a legal or accountancy practice. Be specific about your knowledge of CDD and AML processes, as these are crucial for the role.
Showcase Communication Skills: Since excellent communication skills are essential for this role, provide examples in your application that demonstrate your ability to engage with stakeholders at all levels. This could include instances where you've advised colleagues or prepared reports on compliance issues.
Express Your Proactive Mindset: Convey your proactive approach to compliance and risk management in your application. Mention any initiatives you've taken to improve compliance culture or your commitment to continuous learning in the field, as this aligns with the firm's values.
How to prepare for a job interview at AJ FOX COMPLIANCE
✨Showcase Your Regulatory Knowledge
Make sure to highlight your understanding of UK regulatory frameworks, especially in relation to CDD and AML processes. Be prepared to discuss specific examples from your previous experience that demonstrate your expertise in these areas.
✨Demonstrate Attention to Detail
As a Compliance Analyst, meticulous attention to detail is crucial. During the interview, provide examples of how you've successfully managed compliance documentation or identified potential issues in past roles, showcasing your ability to maintain high standards.
✨Engage with Stakeholders
Since the role involves advising partners and staff on compliance matters, practice articulating your thoughts clearly and confidently. Prepare to discuss how you’ve effectively communicated complex compliance issues to non-experts in the past.
✨Emphasise Your Proactive Mindset
The firm is looking for someone who is proactive in building technical knowledge. Share instances where you took the initiative to learn about new regulations or improved compliance processes, demonstrating your commitment to continuous professional development.
