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- Tasks: Support onboarding processes and ensure compliance with AML and KYC regulations.
- Company: Top independent UK law firm with a strong reputation.
- Benefits: Opportunity for career growth and skill development in a dynamic environment.
- Why this job: Step up your career in compliance and make a real impact in a prestigious firm.
- Qualifications: Experience in AML, CDD/KYC, and knowledge of UK and EU regulations required.
- Other info: Join a collaborative team focused on efficiency and continuous improvement.
The predicted salary is between 36000 - 60000 £ per year.
A top independent UK law firm is hiring a Senior Assistant to support their onboarding team in Bristol. This team is responsible for a broad range of client and matter onboarding processes, including conflicts checks, AML and sanctions checks, CDD and KYC.
This is a fantastic opportunity to step up from an Assistant position into your second compliance role, taking on more responsibility and expanding your skill set.
To apply for this role, you will need to have experience in AML, CDD/KYC, conflicts, and dealing with high-risk clients gained at a law firm. You’ll also need knowledge of UK and EU AML regulations and SRA standards.
Key responsibilities will include:- Reviewing new client and matter forms and querying any incomplete information
- Acting as an escalation point for the team on CDD and KYC queries
- Carrying out AML and sanctions checks and ongoing monitoring of high-risk clients
- Advising on conflicts of interest clearance
- Advising fee earners and partners on onboarding best practices
- Making improvements to processes for efficiency, supporting change in the team and business
- Carrying out quality control reviews to maintain standards within the team
- Providing training to the team, in areas including AML, CDD and KYC
Please apply with a copy of your CV to be considered for this opportunity.
Senior Compliance Assistant in Bristol employer: AJ FOX COMPLIANCE
Contact Detail:
AJ FOX COMPLIANCE Recruiting Team
StudySmarter Expert Advice 🤫
We think this is how you could land Senior Compliance Assistant in Bristol
✨Tip Number 1
Network like a pro! Reach out to your connections in the legal field, especially those who work in compliance. They might know about openings or can even refer you directly, which gives you a leg up.
✨Tip Number 2
Prepare for interviews by brushing up on your knowledge of AML, CDD/KYC, and UK/EU regulations. We want you to be able to discuss these topics confidently, showing that you're not just familiar but passionate about compliance.
✨Tip Number 3
Don’t underestimate the power of follow-ups! After an interview, drop a quick thank-you email to express your appreciation. It keeps you fresh in their minds and shows your enthusiasm for the role.
✨Tip Number 4
Apply through our website! It’s the best way to ensure your application gets seen. Plus, we love seeing candidates who take the initiative to engage with us directly.
We think you need these skills to ace Senior Compliance Assistant in Bristol
Some tips for your application 🫡
Tailor Your CV: Make sure your CV highlights your experience in AML, CDD/KYC, and conflicts checks. We want to see how your skills match the role, so don’t be shy about showcasing your relevant experience!
Showcase Your Knowledge: In your application, mention your understanding of UK and EU AML regulations and SRA standards. This will show us that you’re not just a fit for the role, but that you’re also up-to-date with the latest compliance requirements.
Be Clear and Concise: When writing your application, keep it straightforward. We appreciate clarity, so make sure your points are easy to read and get straight to the point about your qualifications and experiences.
Apply Through Our Website: We encourage you to apply directly through our website. It’s the best way for us to receive your application and ensures you’re considered for this fantastic opportunity!
How to prepare for a job interview at AJ FOX COMPLIANCE
✨Know Your AML and CDD Inside Out
Make sure you brush up on your knowledge of Anti-Money Laundering (AML) and Customer Due Diligence (CDD) regulations. Be prepared to discuss specific cases or scenarios where you've applied these principles in your previous roles, especially in a law firm setting.
✨Showcase Your Problem-Solving Skills
Think of examples where you've had to resolve conflicts or handle high-risk clients. Highlight your ability to act as an escalation point for queries and how you've improved processes in your past roles. This will demonstrate your readiness for the responsibilities of a Senior Compliance Assistant.
✨Familiarise Yourself with SRA Standards
Understanding the Solicitors Regulation Authority (SRA) standards is crucial for this role. Make sure you can articulate how these standards impact compliance processes and client onboarding. This shows that you're not just knowledgeable but also proactive about staying updated.
✨Prepare Questions for Them
Interviews are a two-way street! Prepare insightful questions about their onboarding processes, team dynamics, and how they handle compliance challenges. This not only shows your interest in the role but also helps you gauge if the firm is the right fit for you.
