At a Glance
- Tasks: Oversee operational activities and ensure compliance with regulations and risk management.
- Company: Join AJ Bell, a fast-growing investment platform transforming financial services.
- Benefits: 27 days holiday, flexible buy/sell scheme, and opportunities for professional growth.
- Other info: Be part of a team that helps over 723,000 customers manage their assets.
- Why this job: Make a real impact in a dynamic environment while shaping the future of investing.
- Qualifications: Proven leadership experience in financial services and strong organisational skills.
The predicted salary is between 75000 - 90000 £ per year.
We’re looking for an Operational Oversight Manager at AJ Bell to ensure the effective operation of our Trustee Oversight function, reporting to the Senior Oversight Manager.
In the role, you’ll ensure that robust systems, controls and governance are in place to manage associated risks, meet regulatory requirements and support AJ Bell’s long-term strategic objectives.
- Provide first line oversight of operational activities performed on behalf of the SIPP Trustee, ensuring appropriate controls and governance are in place to manage risk and ensure regulatory compliance.
- Ensure SIPP Trustee risks are identified, assessed, and accurately recorded.
- Conduct root cause analysis of exceptions and trends to inform risk management and drive continuous improvement.
- Monitor market developments and regulatory change, providing analysis and recommendations as appropriate.
- Contribute to change initiatives and process improvements, supporting the continuous enhancement of oversight activities in line with regulatory expectations, internal risk appetite, and business needs.
Proven experience of leading and developing teams, within a financial services environment. Planning, organisation, and time management.
AJ Bell is one of the UK’s fastest-growing investment platform businesses, providing award-winning solutions for everyone, from professional financial advisers to first-time investors. Today, over 723,000 customers trust us to manage more than £108.7 billion of assets. By continually striving to make investing simpler and more accessible, we’re helping more people take control of their financial futures.
27 days holiday, increasing with service + buy/sell scheme.
