At a Glance
- Tasks: Lead compliance initiatives and advocate for regulatory reforms in European financial markets.
- Company: Join AFME, a key player in shaping Europe's financial landscape.
- Benefits: Enjoy private medical insurance, generous pension contributions, and a birthday holiday.
- Other info: Dynamic role with opportunities for mentorship and professional growth.
- Why this job: Make a real impact on financial crime policies while collaborating with industry leaders.
- Qualifications: Expertise in regulatory conduct and financial markets; strong analytical and communication skills.
The predicted salary is between 70000 - 90000 £ per year.
AFME has offices located in London, Frankfurt and Brussels. This position can be based in either our London or Frankfurt office, therefore we welcome applications for either location.
The Association for Financial Markets in Europe (AFME) represents a broad array of European and global participants in the wholesale financial markets. Its members comprise pan-EU and global banks as well as key regional banks, brokers, law firms, investors and other financial market participants. We advocate stable, competitive, sustainable European financial markets that support economic growth and benefit society.
AFME is the European member of the Global Financial Markets Association (GFMA), a global alliance with the Securities Industry and Financial Markets Association (SIFMA) in the US, and the Asia Securities Industry and Financial Markets Association (ASIFMA) in Asia.
Purpose of the role
The Association for Financial Markets in Europe (AFME) is seeking an Associate Director to work in the Compliance Control and Accounting (CCA) division. The position offers the candidate an opportunity to work closely with senior individuals at leading investment banks, helping to shape the debate on key regulatory reforms to promote efficient and effective European capital markets.
You will establish and run working groups (WGs) comprised of subject matter experts appointed by our member firms and drive cross-industry collaboration to support our members and achieve member objectives in CCA areas such as Financial Crime: Anti Money Laundering (AML) and Counter Terrorist Financing (CTF) and in Compliance matters relating to EU and UK Conduct regulation including expectations of European and National Competent Authorities.
Responsibilities
- Within CCA, you will be responsible for supporting the overall objectives of the AFME Compliance Committee and WGs.
- You will focus on initiatives and advocacy objectives relating to Financial Crime, CTF and AML. The initiatives will include supporting members implementation of the EU AML package, developing responses to UK and other EU (including national) public consultations and executing advocacy plans with a wide range of regulatory officials and industry stakeholders.
- You will also lead on the content delivery of AFME's annual AML conference.
- Additionally, the role will also include the development and delivery of key projects within CCA, based on the Compliance Committee's priorities and business plan deliverables and support planning for the annual Compliance and Legal conference and other member events and webinars as necessary.
- You will also be working closely with and oversee/mentor the work of an Associate in the team.
Skills and experience
- Expertise in regulatory conduct matters via an EU agency and/or within a National Competent Authority or regulated EU firm.
- Knowledge and experience of financial markets.
- Judgement to establish and monitor priorities, elevate issues and solicit feedback when required.
- Good time management and organisational ability to manage multiple work streams.
- Intellectually curious, able to identify new themes relevant to members.
- Strong analytical skills.
- Strong written and oral communication skills.
- Excellent written and spoken English.
- Experience in EU and UK financial crime and AML/CTF topics.
- Experience in wider regulatory policy.
The Association for Financial Markets in Europe AFME provides an excellent benefits package for employees and their eligible dependents. The benefits package includes:
- Private Medical Insurance
- Cash Plan
- Annual Health Screening
- Employee Assistance Programme
- Additional 1 day Birthday Holiday
- Pension Scheme – AFME contributes 10% of an employee's basic salary
- Life Assurance
- Income Protection
- Travel Insurance
- Season Ticket Loan
- Cycle to Work Scheme
- 4pm Friday Finish
Equal opportunities
AFME is committed to equality opportunity for all staff and applications. Individuals are encouraged to apply regardless of age, disability, sex, gender reassignment, sexual orientation, pregnancy and maternity, race, religion or belief, and marriage and civil partnerships.
Associate Director Compliance, Control, and Accounting in London employer: AFME (Association for Financial Markets in Europe)
AFME is an exceptional employer that fosters a collaborative and inclusive work culture, offering employees the chance to engage with senior leaders in the financial sector while advocating for sustainable market practices. With offices in both London and Frankfurt, employees benefit from a comprehensive benefits package, including private medical insurance, generous pension contributions, and unique perks like a birthday holiday and a 4pm finish on Fridays. The organisation prioritises professional growth, providing opportunities to lead initiatives in compliance and financial crime, making it an ideal place for those seeking meaningful and impactful careers in the financial markets.
Contact Details:
AFME (Association for Financial Markets in Europe) Recruitment Team
StudySmarter Expert Advice🤫
We think this is how you could land Associate Director Compliance, Control, and Accounting in London
✨Tip Number 1
Network like a pro! Reach out to your connections in the financial sector, especially those involved in compliance and regulatory matters. A friendly chat can lead to insider info about job openings or even a referral.
✨Tip Number 2
Prepare for interviews by researching AFME and its role in the financial markets. Understand their key initiatives around AML and CTF, and be ready to discuss how your experience aligns with their objectives.
✨Tip Number 3
Showcase your expertise! During interviews, highlight your knowledge of EU and UK financial crime regulations. Use specific examples from your past work to demonstrate your analytical skills and judgement.
✨Tip Number 4
Don’t forget to apply through our website! It’s the best way to ensure your application gets noticed. Plus, it shows you’re genuinely interested in being part of the AFME team.
We think you need these skills to ace Associate Director Compliance, Control, and Accounting in London
Some tips for your application 🫡
Tailor Your Application:Make sure to customise your CV and cover letter for the Associate Director role. Highlight your experience in regulatory conduct and financial crime, as these are key areas for us at AFME.
Showcase Your Skills:We want to see your strong analytical and communication skills shine through. Use specific examples from your past experiences that demonstrate how you've tackled similar challenges in compliance and regulation.
Be Clear and Concise:Keep your application straightforward and to the point. We appreciate clarity, so avoid jargon and ensure your key achievements are easy to spot. This will help us understand your fit for the role quickly.
Apply Through Our Website:Don’t forget to submit your application via our website! It’s the best way for us to receive your details and ensures you’re considered for the position. We can’t wait to hear from you!
How to prepare for a job interview at AFME (Association for Financial Markets in Europe)
✨Know Your Regulatory Stuff
Make sure you brush up on the latest EU and UK financial crime regulations, especially around AML and CTF. Being able to discuss these topics confidently will show that you're not just familiar with the role but also genuinely interested in the compliance landscape.
✨Showcase Your Collaboration Skills
Since this role involves working with various stakeholders and leading working groups, be prepared to share examples of how you've successfully collaborated in the past. Highlight any experience you have in driving cross-industry initiatives or managing diverse teams.
✨Prepare for Scenario Questions
Expect questions that ask how you'd handle specific compliance challenges or regulatory changes. Think through potential scenarios related to financial crime and be ready to articulate your thought process and decision-making skills.
✨Ask Insightful Questions
At the end of the interview, don’t shy away from asking questions that demonstrate your interest in AFME's objectives and the Compliance Committee's priorities. This could include inquiries about upcoming regulatory changes or how they measure success in their initiatives.
