Associate Director Compliance, Control, and Accounting
Associate Director Compliance, Control, and Accounting

Associate Director Compliance, Control, and Accounting

Full-Time 60000 - 80000 £ / year (est.) No home office possible
AFME (Association for Financial Markets in Europe)

At a Glance

  • Tasks: Lead compliance initiatives and collaborate with industry experts on financial crime regulations.
  • Company: Join AFME, a key player in European financial markets advocacy.
  • Benefits: Enjoy private medical insurance, generous pension contributions, and a 4pm Friday finish.
  • Why this job: Shape the future of European capital markets while working with top investment banks.
  • Qualifications: Expertise in regulatory conduct and financial markets; strong analytical and communication skills.
  • Other info: Dynamic role with opportunities for mentorship and professional growth.

The predicted salary is between 60000 - 80000 £ per year.

AFME has offices located in London, Frankfurt and Brussels. This position can be based in either our London or Frankfurt office, therefore we welcome applications for either location. The Association for Financial Markets in Europe (AFME) represents a broad array of European and global participants in the wholesale financial markets. Its members comprise pan-EU and global banks as well as key regional banks, brokers, law firms, investors and other financial market participants. We advocate stable, competitive, sustainable European financial markets that support economic growth and benefit society.

Purpose of the role

The Association for Financial Markets in Europe (AFME) is seeking an Associate Director to work in the Compliance Control and Accounting (CCA) division. The position offers the candidate an opportunity to work closely with senior individuals at leading investment banks, helping to shape the debate on key regulatory reforms to promote efficient and effective European capital markets. You will establish and run working groups (WGs) comprised of subject matter experts appointed by our member firms and drive cross-industry collaboration to support our members and achieve member objectives in CCA areas such as Financial Crime: Anti Money Laundering (AML) and Counter Terrorist Financing (CTF) and in Compliance matters relating to EU and UK Conduct regulation including expectations of European and National Competent Authorities.

Responsibilities

Within CCA, you will be responsible for supporting the overall objectives of the AFME Compliance Committee and WGs. You will focus on initiatives and advocacy objectives relating to Financial Crime, CTF and AML. The initiatives will include supporting members implementation of the EU AML package, developing responses to UK and other EU (including national) public consultations and executing advocacy plans with a wide range of regulatory officials and industry stakeholders. You will also lead on the content delivery of AFME’s annual AML conference. Additionally, the role will also include the development and delivery of key projects within CCA, based on the Compliance Committee’s priorities and business plan deliverables and support planning for the annual Compliance and Legal conference and other member events and webinars as necessary. You will also be working closely with and oversee/mentor the work of an Associate in the team.

Skills and experience

  • Expertise in regulatory conduct matters via an EU agency and/or within a National Competent Authority or regulated EU firm.
  • Knowledge and experience of financial markets.
  • Judgement to establish and monitor priorities, elevate issues and solicit feedback when required.
  • Good time management and organisational ability to manage multiple work streams.
  • Intellectually curious, able to identify new themes relevant to members.
  • Strong analytical skills.
  • Strong written and oral communication skills.
  • Excellent written and spoken English.
  • Experience in EU and UK financial crime and AML/CTF topics.
  • Experience in wider regulatory policy.

The Association for Financial Markets in Europe AFME provides an excellent benefits package for employees and their eligible dependents. The benefits package includes:

  • Private Medical Insurance
  • Cash Plan
  • Annual Health Screening
  • Employee Assistance Programme
  • Additional 1 day Birthday Holiday
  • Pension Scheme – AFME contributes 10% of an employee’s basic salary
  • Life Assurance
  • Income Protection
  • Travel Insurance
  • Season Ticket Loan
  • Cycle to Work Scheme
  • 4pm Friday Finish

Equal opportunities

AFME is committed to equality opportunity for all staff and applications. Individuals are encouraged to apply regardless of age, disability, sex, gender reassignment, sexual orientation, pregnancy and maternity, race, religion or belief, and marriage and civil partnerships.

Associate Director Compliance, Control, and Accounting employer: AFME (Association for Financial Markets in Europe)

AFME is an exceptional employer, offering a dynamic work environment in either London or Frankfurt, where you can engage with senior leaders in the financial sector and influence key regulatory reforms. With a strong commitment to employee well-being, AFME provides a comprehensive benefits package, including private medical insurance, generous pension contributions, and a unique 4pm Friday finish, fostering a healthy work-life balance. The culture promotes collaboration and professional growth, making it an ideal place for those seeking meaningful and impactful careers in compliance and financial markets.
AFME (Association for Financial Markets in Europe)

Contact Detail:

AFME (Association for Financial Markets in Europe) Recruiting Team

StudySmarter Expert Advice 🤫

We think this is how you could land Associate Director Compliance, Control, and Accounting

✨Network Like a Pro

Get out there and connect with people in the industry! Attend events, webinars, or even just grab a coffee with someone who works in compliance or financial markets. Building relationships can open doors that a CV just can't.

✨Show Off Your Expertise

When you get the chance to chat with potential employers, don’t hold back on showcasing your knowledge of AML, CTF, and regulatory matters. Share insights or recent trends you've noticed – it shows you're engaged and passionate about the field!

✨Tailor Your Approach

Every conversation is an opportunity! Make sure to tailor your discussions based on the specific needs of the organisation. Research AFME’s current projects and align your skills with their goals to make a lasting impression.

✨Apply Through Our Website

Don’t forget to apply through our website! It’s the best way to ensure your application gets seen by the right people. Plus, it shows you’re genuinely interested in being part of the AFME team.

We think you need these skills to ace Associate Director Compliance, Control, and Accounting

Regulatory Conduct Expertise
Financial Markets Knowledge
Judgement and Prioritisation
Time Management
Organisational Ability
Analytical Skills
Written Communication Skills
Oral Communication Skills
Experience in Financial Crime
AML/CTF Knowledge
Regulatory Policy Experience
Cross-Industry Collaboration
Project Management
Mentoring Skills

Some tips for your application 🫡

Tailor Your Application: Make sure to customise your CV and cover letter for the Associate Director role. Highlight your experience in regulatory conduct and financial crime, as these are key areas for us at AFME.

Showcase Your Skills: We want to see your strong analytical and communication skills shine through. Use specific examples from your past experiences that demonstrate how you've tackled similar challenges in compliance and regulation.

Be Clear and Concise: Keep your application straightforward and to the point. We appreciate clarity, so avoid jargon and ensure your key achievements are easy to spot. This will help us quickly understand your fit for the role.

Apply Through Our Website: Don’t forget to submit your application via our website! It’s the best way for us to receive your details and ensures you’re considered for the position. We can’t wait to hear from you!

How to prepare for a job interview at AFME (Association for Financial Markets in Europe)

✨Know Your Regulatory Stuff

Make sure you brush up on your knowledge of EU and UK financial crime regulations, especially AML and CTF. Being able to discuss recent changes or challenges in these areas will show that you're not just familiar with the basics but are also engaged with current issues.

✨Showcase Your Collaboration Skills

Since this role involves working with various stakeholders, be prepared to share examples of how you've successfully collaborated in the past. Highlight any experience leading working groups or projects that required cross-industry cooperation.

✨Prepare for Scenario Questions

Expect questions that ask how you would handle specific compliance scenarios or regulatory challenges. Think through potential situations you might face in the role and how you would approach them, demonstrating your analytical skills and judgement.

✨Communicate Clearly and Confidently

Strong communication is key in this role. Practice articulating your thoughts clearly and concisely, both in writing and verbally. You might even want to prepare a brief presentation on a relevant topic to showcase your ability to convey complex information effectively.

Associate Director Compliance, Control, and Accounting
AFME (Association for Financial Markets in Europe)

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